...
We are a dynamic and fast-growing firm specializing in capital markets, securities, fund management, and IBD advisory. Licensed to SFC 1, 4, and 9, we are seeking an experienced Finance Manager to join our team.
Key Responsibilities:
Manage daily accounting...
...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 3
Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.
Respons...
Responsibilities:
Supervise daily investment operations
Manage implementation of various initiatives, new platform migration, process transformation and improvement for pension funds business
Lead the implementation of regulatory products, restructuring of th...
To
SFC Responsible Officer - Type 7
Job Description
Act as the Responsible Officer (RA7) to manage the regular activities and/or other executive roles of the company upon the appointment or delegation by the company
Develop and setup automated/electronic tr...
About iFAST Financial (HK) Limited:
iFAST Financial (HK) Limited (iFAST Hong Kong) is a subsidiary of iFAST Corporation Ltd., which listed on Singapore’s SGX-ST Mainboard. We are a wealth management Fintech platform providing a comprehensive range of investment pro...
To
Finance/Accounting Manager(SFC Type 1,2)
Job Description
Handle the financial accounting, consolidation, management accounting and tax returns for both offshore company and Hong Kong licensed entities
Prepare FRR(Type 1,2 and others) under the SFO, ensur...
...o provide services for recruiting candidates, serving multinational and local companies in Greater China region.
Finance Manager (SFC licensed company)
Job Responsibilities:
Responsible for the daily accounting and management operation
Handle FRR to SFC
P...
Responsibilities
Develop institutional investors including fund houses, family offices, HNWs, Corporate and other institutional investors
Work with management team to establish business plan of various institutional business
Perform potential clients warming t...
...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 1,2,4,9
Our client is with SFC 1, 2,4,6 and 9 licenses and is looking for a RO to manage the opera...
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
Key Responsibilities:
Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm
Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
Ma...
...e to the top management and implement business strategies
Handle ad hoc project as assigned
Requirements:
Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities
Minimum 3-5 years solid experience in asset mana...
...
Having experience in the AMOS system is preferred.
Basic Skills:
Command in English
Certifications:
CCAR Part-66R3 licence, category TA with English level 3.
Airbus and/or Boeing type rating training, A320 & A330 is preferred.
Soft Skills:
Prev...
...w and execution of legal documentation for MPF and ORSO Schemes, SFC funds, HKMA TB-1 trusts, and other products
Stay abreast of e... ... Hong Kong
Tel: (852) 3996 8090
Website: Employment Agency Licence No.: 73668
All applications applied through our system wi...
...s Rule returns (Type1, 4, 9) and ensure strict compliance under SFC regulations
~Oversee financial controls & reporting, financia... ... legal entities
~Assist in daily and monthly FRR reporting of licenced corporations
~Prepare various reconciliation reports between ...
...trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the membersh... ...tc
~Support compliance functions of the Group in Money Lenders Licence, Licensed Insurance Intermediaries and Trust or Company Service ...
...ive License or has passed the related examination as approved by SFC from time to time
Interested parties please click “Apply Now... ...al Hong Kong
Tel: (852) 3996 8090
Website: Employment Agency Licence No.: 73668
All applications applied through our system will ...
Management Associate - Licensing, Intermediaries
Ref.: SFC/MA/LIC/INT/240412
Acting as the gatekeeper for the securities and fut... ...idate is expected to provide a full range of support in handling licence applications and notifications, and operational matters within t...
... the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant... ...existing clients including but not limited to adding or removing licence types, uplifts of licensing conditions and changes in substantia...
...s Rule returns (Type1, 4, 9) and ensure strict compliance under SFC regulations
Oversee financial controls & reporting, financ... ...egal entities
Assist in daily and monthly FRR reporting of licenced corporations
Prepare various reconciliation reports betwee...
...s;
Excellent communication skills and presentation skills, with strong influencing skills and analytical skills;
Holder of SFC licences for Type 1, 4 and 9 (or have relevent qualifications to obtain SFC licences);
Proficient in writing and spoken English and Ch...
... on +852 2871 2366 / 3769 6294 for a confidential discussion.
Your interest will be treated in strict confidence and only suitable candidates will be notified.
Recruitment Licence No.: 73779 / Licence issued by Labour Department: labour.gov.hk
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Socius Consulting Pte Ltd.
Hong Kong Island
1 day ago
...is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Ko... ...ties related to activities licensed with Hong Kong regulator eg. licence application for new representatives, annual declarations, update...
...alues commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, and leading a supportive and inclusive team. Make a significant impact and foster team success in this role.
...
Rober Walters Hong Kong
Hong Kong Island
3 days ago
HKD 30k - HKD 70k per month
...
Minimum of 3 years of working in MPF, trustee or financial services platform and is familiar with MPF
Holder of SFC Type 1 and 4 and MPF licence is a MUST
Sound knowledge in MPF and ORSO legislations
Fluent in both written and spoken English and Chinese...
...Match daily transaction records and compile various trading reports
Job Requirements:
Degree holder preferred
Holder of SFC of RA 1 and RA 2
Minimum 1 year of Equities / Futures trading experience
Good team player with excellent interpersonal skills
...
...ed work experience in the financial industry.
Degree holder in finance, business, or related disciplines is a plus.
Holders of SFC of RA 1 and RA 2 are a must.
Proficient in using Microsoft Excel and Word.
Proficiency in both spoken and written English and ...
...ncy in AutoCAD and Microsoft Office
Good command in both written and spoken English and Cantonese
Holder of REW A(0) / B(0) licence required
We offer attractive remuneration package to the successful candidate. Please submit your detailed CV with current an...
...sure business implement adequate procedures and controls to enable the business to comply with SFO and rules and circulars issued by SFC.
Review the current compliance controls of the company and update internal policies and procedures (to the extent necessary) to e...