...ific issues with respect to business practices, supervisory controls, compliance and operational controls; Recommending and taking swift actions against deficiencies and non-compliances identified; Identifying trends in market practices and potential risk areas for p... 

Securities & Futures Commission

Quarry Bay
19 days ago
 ...-specific issues with respect to business practices, supervisory controls, compliance and operational controls; Recommend and take swift actions against deficiencies and non-compliances identified; and Track international regulatory developments, and support the Depa... 

Securities & Futures Commission

Quarry Bay
19 days ago