Our Client is a Leading Bank, they are looking for high-caliber persons to fill the position.
Job Duties
Solicit new Customers Base Acquisition and enlarge Customer Portfolio Growth of Private Banking Wealth Management Business Strategies for high net worth clien...
Our client, an Investment Bank, is looking for high-caliber person to fill the position.
Job Duties
Responsible for preparing and reviewing financial statements of licensed companies and holding companies.
Responsible for the project construction of the Kingde...
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Compliance level !
About Our Client
My client is one of the largest financial services group with separate entities for securities, insurance, bank, and fintech. This particular enti...
Associate Vice President / Senior Officer, Internal Audit (IT) - IC
Client Description
Provided upon replied
Job Description
Candidates with less experience will be considered as Senior Officer.
Responsibilities
• Report to the Chief Internal Audit Off...
Vice President, Private Banking, China Clients (HK$55K - $70K) (Ref. No.: 26726)
Our Client is a Leading Bank, they are looking for high-caliber persons to fill the position.
Job Duties
Develop wealth management business and provide financial solution to Privat...
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
...
...her legal teams in Asia Pacific, EMEA and the US
Assisting with broader Legal department projects, as required
Working with Compliance, Operations, Risk and other departments to ensure proper risk management, governance and control of business units
Skills:
...
... issues, propose high impact solutions, prioritize and rationalize opportunities and issues from a marketing, risk management and compliance perspective.
Able to operate in a high-functioning, matrixed organization, building consensus and ensuring compliance with glo...
...ion of requests. Responsible for partnering with internal business partners (e.g. Sales & Relationship Mangers, Product Managers, Compliance and Operations) to provide resolution to client inquiries, issues and/or technical support.
Responsibilities:
To service th...
...rt of the firm’s institutional products and processes, with specific Asia regulatory experience preferred
Background in audit, compliance, or control function preferably FLU
Good project/program management skills: ability to run complex, collaborative analytical p...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
...and others. For more information visit or follow on Twitter or Facebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
●Conducting KYC / AML ris...
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Hong Kong offic...
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
Assist Team Head t...
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ...
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
~Conduct risk basked monitoring activities, while following the annual compliance plan
~Conduct compliance revie...
Our client is seeking a dedicated and experienced Compliance Officer to support their growth across the APAC region. This role offers an exciting opportunity to work closely with senior management, regulators, and external partners & stakeholders, anticipating and miti...
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the company in maintaining good cor...
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
Monitor the implementation of anti-money laundering guidelines and other compliance policies and proced...
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pro...
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of suspicious transactions and coordinationwith internal departments on compliance related issues
Toparticipate in the review of complianc...
Social Compliance Specialist (US Buying Office)
Job Title: Social Compliance Specialist (US Buying Office)
My client is a leading multinational retail corporation with a global presence. As the company committed to ethical practices, it recognizes the importance o...
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
...ed financial services group. To cope with continues growth in securities and futures division they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong
Job Description
Ensure company policies, internal control procedures...
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Compliance
Responsibilities
Assisting in issuing sanctions advice including but no...
Officer - Vendor Compliance & Sustainability page is loaded Officer - Vendor Compliance & Sustainability
Apply locations Hong Kong time type Full time posted on Posted Today job requisition id V94920 Are you a movement maker? Are you seeking new and exciting caree...
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Apply Now Job No.: 499151
Employment Type: Full time
Departments: Priv...
Compliance Risk Manager (Hong Kong Branch)
Apply Now Job No.: 499171
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Responsibilities:
Formulate and update compliance risk and KYC policies and procedures in...
Compliance Officer (Securities Brokerage)-EW
Client Description
Our client is a renowned listed securities brokerage company. To cope with continues growth they are now urgently looking for a Compliance Officer to join the team in Hong Kong
Job Description
...
Job description
Responsibilities:
~Oversee the compliance and legal requirements for the bank as defined by HKMA
~Lead the team, while providing guidance to ensure best practices with industry standards
~Advise on regulatory requirements and ensure timely escalati...