Search Results: 4,265 vacancies
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
HKD 50k - HKD 100k per month
... is a well-known European bank. They wish to hire a talented VP - Regulatory Reporting to join their team.
Client Details
Our clien... ... system reports
ensuring internal audit activities are in compliance with industrial and professional standards
communicating ...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
...ers.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as... ... and / or new regulations with respect to respective overseas regulatory bodies and work closely with branches and relevant department...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experie...
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Financial Services
Salary: N... ...with regulations, policies, and procedures
Stay updated on regulatory developments and industry best practices related to complianc...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
Hong Kong Island
4 days ago
... need has arisen to recruit a high caliber candidate to join them
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and minimum standards. Provide support and guidance to country compliance tea...
Recruitment Intelligence Consultants Ltd
Hong Kong Island
2 days ago
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
... a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, ...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
...ed points in the process to ensure that the project is delivered on time.
• Manage external vendors on solution integration and compliance of standards, oversee and measure the fulfillment of the vendor’s contractual obligations
• Seek opportunities to constantly im...
Classy Wheeler Limited
Hong Kong Island
4 days ago
...nsel of Micro Connect Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by en... ..., financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.
The right...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the... ...) to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the conduct of t...
Support the development, review, and implementation of compensation and benefits programs under the Total Compensation Framework
Coordinate, take lead and provide support in various annual C&B exercises, including but not limited to pay review, benefits review, staf...
BRS Limited
Hong Kong Island
2 days ago
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move... ...erg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and r...
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding ... ...ules and framework and to ensure compliance review covers key regulatory requirement under FCSS
To perform regular thematic and ad ...
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
