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- ...OL Hong Kong: Employment Agency Licence No. 80860 Our client, a licensed bank incorporated in Hong Kong, is seeking for a Junior CDD/KYC Officer to support their team. Responsibilities: Conduct KYC on existing-to-bank corporate clients for periodic reviews a...
- Responsibilities: Account opening, CRR, CDD and related documents checking, including but not limited to KYC, CRS and FATCA; Perform customer information system maintenance; Manage daily AML name screening and customer information checking and updating; As...
- ...ts staff members. Responsibilities: Understand and perform KYC reviews on both banks and non-bank financial institutions Con... ...n or related disciplines Minimum 1 years of experience in KYC/CDD/AML areas Knowledge of AML requirements Self-motivated and ind...
HKD 80k /月
...nal financial crime regulations, including AML, sanctions, and tax compliance. It involve... ...es will include: Review and approve AML/KYC documents Develop and implement AML/CFT... ...(Director) or 5-8 years (Associate) in KYC/CDD, preferably in HK private banking ~ Pref...- ... its operations. Description As a Client Advisor Assistant (KYC Focused), your main responsibilities will include: Manage clie... ...ng monitoring and periodic reviews to ensure compliance with KYC, AML, and related regulations. Identify and escalate suspicious act...
- ...areers that will further your personal growth. Come join us for the following position. Job Description Oversee and manage the AML Transaction Monitoring and Fraud Risk Management team to ensure effective detection, investigation, and reporting of suspicious acti...
HKD 100k /月
As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the regulator. Client Details My client is a well known mid sized retail bank with about 100 staff based in Hong Kong. They ...- ...f flagged transactions, investigate potential money laundering or terrorist financing risks, and escalate cases as needed Utilize AML software and tools to monitor and analyze transactional data. Assist in reviewing and refining AML policies, procedures, and moni...
- ...reening and transaction monitoring. The role involves assessing risks, documenting findings, and escalating cases in compliance with AML/CTF regulations and internal standards. Responsibilities Analyze name screening alerts to detect potential links to sanctioned e...
- ... to detail. • Possess sound understanding of fund operations and discretionary account structures, with working knowledge of KYC, AML, CDD, deal execution and documentation procedures. Requirements: • Bachelor’s degree or above in Finance, Accounting, Busine...
- ...velop best-in-class frontline practices in AML/CTF for stablecoin transaction Reportin... ...our organization’s Customer Due Diligence (CDD), Anti-Money Laundering (AML) and Counter-... ...iddle East) Proficiency in commonly used KYC/name-screening tools (e.g. World-Check) an...
- ...nits on anti-money laundering and counter-financing of terrorism (AML/CFT) issues Develop, update and review AML/CFT-related policie... ...action reports to the relevant authorities Conduct AML/CFT and CDD checking Prepare and submit the relevant HKMA assessment Li...
- ...in compliance with regulatory requirements Follow the company's governance structure, policies, and internal control, including KYC, AML and risk management procedures Design marketing materials, i.e. presentation deck, brochure, etc. and manage social media platf...
- ...ash agent banks and internal teams to complete compliance exercise, such as FATCA and CRS reporting, underlying beneficiary KYC processing and AML checking, in a timely manner; Coordinate and respond enquiries and requests from clients, sales team, product team and o...
- ...ide compliance advices to business/supporting units on day-to-day AML and sanctions matters; Update and review relevant AML and sanc... ...toring tasks including name screening, transaction monitoring and KYC sample check; Liaise with regulatory authorities, auditors and...
- ...nsactions and communicate with customers; Handle account review, trigger event account review, Know Your Customer (KYC), Customer Due Diligence (CDD) and reactivation of dormant account; Visit customers periodically with Relationship Managers (RM) to update the l...
- ...cation matters; Able to independently manage and provide compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD requirements, STR, selling process etc.; Able to take lead on keeping the fir...
- ...uding retail banks, IFAs, insurance agencies, etc.; Coordinate KYC team to handle KYC onboarding, due diligence or other compliance ... ...d; Familiar with SFC and other relevant regulations related to AML/CTF; Presentable, result-driven with strong initiative and dri...
HKD 35k - HKD 45k /月
...roup's investment vehicles * Maintain accurate financial documentation and records * Support tax planning, entity structuring, KYC, AML, and other compliance-related initiatives * Coordinate with external stakeholders including auditors, valuers, fund administrato...- ...TIVITIES AND RESPONSIBILITIES Monitor regulatory requirements (AML laws, SFC Code of conduct, SFC licenses, etc.) Review of due di... ...s, Law or a related field. Minimum of 5 years of experience in KYC, AML-CFT/sanction program compliance and financial regulation (SF...
- ...such as participating in the discussion and evaluation of new product launches and new business operations. # Assist with client KYC/AML review upon account opening, and assist on subscription and redemption. Job Qualifications # Bachelor's degree or above, m...
- ...ent firms with SFC Type 4,9 licenses ~ Sound knowledge of the SFO and other relevant codes and regulations ~ Good knowledge in AML/KYC and back/middle office operation experience in EAM or private bank is preferred ~ Fluent in English and Chinese (Proficiency in ...
- ...ise with different stakeholders, such as sales team in conducting KYC and risk assessment Handle other administrative duties such as... ...perience in institutional client on-boarding, knowledge in KYC or AML in the financial services industry ~ A good team player with st...
- ...deposits, withdrawals, remittances, and cheque processing Ensure compliance with internal policies and regulatory guidelines (e.g. KYC, AML) Participate in promotional campaigns and client engagement activities Maintain accurate records and documentation for all custome...
- ...s, account re-balancing processes etc. Support RMs to complete sales documentation and related processes (e.g. client profiling / KYC diligence) and input such information together with deal information into data capture and / or transaction processing systems. A...
- ... Develop and conduct training sessions for distributors and potential their internal teams on best practices regarding operation, AML/compliance obligations, and usage/marketing of stablecoins Provide appropriate support to drive awareness to our distributors/par...
- ...ment. 5. Compliance & Collaboration • Ensure all marketing materials adhere to Hong Kong SFC and global regulations (e.g., GDPR, AML). • Liaise with internal stakeholders (Legal, Compliance, Product) and external partners (agencies, media vendors). Requirem...
- ...te with counterparties such as fund administrators, brokers, and other service providers. Assist in client onboarding and conduct KYC reviews. Maintain and organize client and transaction records, ensuring compliance with regulatory requirements and monitoring va...
- ...d requests Be responsible for license renewal and applications Organise training sessions on corporate finance, compliance and AML topics Requirements: Well versed with SFO, AML guidelines and other regulatory requirements Degree holder in Law or Bus...
- ...L), index products, and structured products. Support the client onboarding process, including account opening, documentation, and KYC coordination. Handle client inquiries, review account activities, and coordinate with internal teams on trade settlement and back...