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Search Results: 811 职位空缺
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compl... ...dle related tasks - Handle projects and tasks relating to AML and CRS/FATCA - Handle other general compliance matters o...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management... ...d actions. Compliance: Monitor regulatory requirements (AML laws, SFO Code of conduct, etc.) Review of due diligence fi...
- ...I hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platform. ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
HKD 35k - HKD 50k /月
... opportunity to lead and enhance Anti-Money Laundering (AML) policies and sanctions frameworks within the financial... ...try. Based in Hong Kong, the role requires expertise in compliance and regulatory risk management to ensure the organization meets legal and industry sta...- ...urce investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client jo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- ... mass segments across channels. We distribute investment funds managed by top tier fund managers covering different types of funds, a... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...dvise the business on various regulatory compliance matters pertaining to regulatory require... ...as the subject matter expert for all KYC/AML matters, providing strategic guidance, e... ...nce frameworks Experience in leading, managing or working with overseas teams Experi...
- ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance... ...elevant experience in financial institution, preferably asset management company Good interpersonal communication skills Good te...
HKD 50k - HKD 80k /月
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...- Job Description Oversee and manage the transaction monitoring system to detect suspicious activities and ensure compliance with Hong Kong Monetary Authority (HKMA) regulations ... ...needed Assist in reviewing and refining AML policies, procedures, and monitoring rules...
- ... to the following position: Job Responsibilities: Conduct AML/CFT transaction monitoring and investigation as TM maker Pre... ... Job Requirements: Bachelor's degree holder in Finance, Risk Management, Law, Accounting, Business Administration, Economics, or relate...
- ... good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade ... ...rveillance especially bond products, KYC/AML checks, employee dealing reviews) to ens... ...isting company policy and procedures. Manage regulatory reporting, including filings ...
HKD 80k /月
As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the ... ...ping and implementing effective AML frameworks to ensure compliance with local and international regulations. Lead the AM...- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
- ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are i... ...licy. Requirements: Degree holder or above in law, risk management, accounting, business administration or relevant disciplines....
- Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, inc... ...sist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance f...
HKD 80k - HKD 100k /月
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives ... ...s a leading independent wealth and asset management firm headquartered in China, serving hig... ...meworks (SEC, CFTC, FinCEN) ~ Fluent in AML/CTF requirements and blockchain fundamen...
