Search Results: 13,509 职位空缺
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental accountability and the European compliance of our products.
Midocean has large ambitions to reduce CO...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...deposit-taking company under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
...ns Provider award (See link below).
About the Role
iCapital is seeking a Compliance Officer to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investm...
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
...tone of our people every day.
Responsibilities:
Conduct legal and regulatory research to support our team's objectives.
Assist in gathering information, proofreading documents, and consolidating comments.
Prepare suspicious transaction reports in accordan...
...ond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for e... ...and Chinese
~Computer literate, including Microsoft Office, Word, Excel and Powerpoint
Write to us with your...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to releva... ...d answer enquiries from regulators on compliance matters;
Assist in ad hoc projects.
Requirements:
~ Degree holder in Ac...
...nd management including fund launch and on-going management;
Assist in formulating, review and advice to management on internal pol... ...evant HK ordinances and regulations;
Good PC knowledge in MS Office, Excel & Chinese word processing;
Excellent command of both ...
...not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to c... ...n the supporting documents and authorization relationships;
~Assist in handling investigations and surveys received from regulator...
...
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution an... ...rocedures
~Conduct AML/KYC assessment, assist in daily AML monitoring and perform annu... ...erience will be considered as Compliance Officer
Interested parties please send your ap...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
...facility includes a wide and comfortable office in an A-class building, a spacious and w... ...company growth and ensure a total market compliance for our products, we are now looking for... ...ce with requirements from regulation.
~Assist Sales team in investigating compliance r...
...tual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant legal a...
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
... ...th the APAC Head of Compliance and the Global Chief Compliance Officer. The successful candidate will have the chance to interpret co...
Rober Walters Hong Kong
香港島
3 天前
...ip among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-s... ...ta policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.
...bers.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as ... ... aim of operation alignment across different branches and Head Office
Provide advice and guidance on compliance issues for the Ba...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
