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- ...inate and handle enquires from business departments regarding regulatory compliance require... ...iates with seniors across functions and management; may communicate with external consulta... ...inquiry and other compliance matters or assist projects as assigned by management from...
- Job Responsibilities: 1. Lead the investment product setup process by establishing, coordinating, and managing workflows. Collaborate decisively with internal teams—including sales, investment research, legal, operations, compliance, and risk management—to ensure th...