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- ...r's degree or higher • Exceptional interpersonal and communication skills with a strong customer-focused mindset • Possession of SFC Licenses for Type 1&2 is highly preferred • Mature, a strong team player, and eager to learn • Able to work independently, clien...
- ...e firm, with relevant experience in option trading would be an advantage Knowledge of VA Crypto Market is mandatory. Holder of SFC RA1 and RA2 Understanding of regulatory frameworks governing virtual assets, including KYC/AML Proficient in MS office includin...
- ...nvestment opportunities to provide timely advice Requirements: Bachelor Degree in Finance, Business or related discipline; SFC RA type 1,2,4,5,9 license holder or eligible to obtains license Min. 5 years of experience in wealth management/private banking o...
- ...support, preferably in the fields of finance, title would adjust based on the relevant experience Representative License under SFC for Type 1 and 2 regulated activities is preferred A good team player with excellent communication skill and efficiency-driven m...
- ... support, preferably in the fields of finance, title would adjust based on the relevant experience Representative License under SFC for Type 1 and 2 regulated activities is a must A good team player with excellent communication skill and proactive attitude ~ ...
- ...disciplines; Minimum 2 years of securities firms, listed companies experience or relevant financial institutions; Knowledge in SFC Liquid Capital calculation and FRR is a MUST; Profound knowledge of FRR and SFC regulatory requirements, and HKEx regulations is ...
- ...ce, with in-depth knowledge of prime brokerage operations, securities trading workflows, and US/HK equity markets. ~ Possession of SFC Type 1 (Securities Trading) or Type 4 (Securities Advisory) license is preferred. ~ Fluent in Cantonese and English (written and s...
- ... and regulations of capital markets for HK and US markets. Well-versed in relevant compliance rules and regulations issued by the SFC. Analytical, self-motivated, ability to work under pressure. Good Team Player and problem-solving skills. Good command of w...
- ...Management Manager reporting to the head of Internal Control Department -Margin financing control manager ensuring compliance with SFC Guidelines of Securities Margin Financing as well as the Company's internal policies and procedures including but not limited to SOP...
- ...ment activities across global jurisdictions. · Track and interpret evolving regulations from authorities such as MAS, SEC, FCA, SFC, CSRC, and FSA Japan, ensuring timely compliance. · Assess risks linked to ownership thresholds, disclosure obligations, foreig...
- Job Description Provide operational support in performing compliance functions and statutory requirements of IA and SFC to ensure full compliance with regulatory and internal control requirements; Handle statutory reporting and inquiries from regulatory bodies a...
- ...efficiently while continuously seeking ways to improve operational efficiency and quality. Ensure internal policies complied with SFC regulations and related rules. Foster a culture of proactive problem-solving, compliance, and continuous improvement. Requi...
- ... and software functionality. Ensure all settlement activities are compliant with the Hong Kong Securities and Futures Commission (SFC) regulations. Perform other duties as assigned by supervisors to support team objectives. Job Requirements: Bachelor’s deg...
- ...ory requirements, such as the Anti-Money Laundering Ordinance (AMLO) and guidelines issued by the Securities and Futures Commission (SFC) Knowledgeable about the client onboarding process and associated client lifecycle maintenance events Fluent in both English an...
- ...e in business or related disciplines At least 2 years related working experience Passed HKSI LE paper 1, 7, 8 or Licensed with SFC type 1 regulated activities Good command of spoken and written English and Chinese (Cantonese and Putonghua) Good Interpersonal...
- ...cy in spoken and written English and Chinese Bachelor degree holder preferably in accounting, finance or other relevant majors SFC license 6 and/or 1 holder Adeptness in managing multiple projects simultaneously Strong business acumen, good analytical, inte...
- ...system integration testing, resolution, and regression test. # Validate system adherence to securities regulations (e.g., HKMA and SFC guidelines) and internal bank policies. Prepare UAT summary reports for stakeholder review and approval. Requirements: # Know...
- ...ears in business analysis/digital project management experience especially in securities/banking/finance industry • Familiar with SFC/HKMA related trading system front-to-back business flow • Good problem solving, communication and interpersonal skills • Stron...