Search Results: 3 职位空缺
...urers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling FI clien...
...ate clients operating worldwide.
Job Description
Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of ...
...ong Kong.
Key Responsibilities
Act as Responsible Officer of the firm with management responsibilities and duties to supervise SFC Type1 & Type2 regulated activities
Drive business growth through effective collaboration across segments and channels
Manage s...
