Search Results: 8 职位空缺
...e control improvements, enhancements and simplifications where appropriate
Participate in ad-hoc activities such as monitoring of SFC unlicensed entities, system enhancement testing etc.
Provide advice on AML matters when required and maintain sound working relat...
Standard Chartered Bank
九龍
4 天前
...iences;
~Experiences in the dealing field is desirable;
~Responsible, detail-mined and able to work under pressure;
~Holder of SFC Type 1 (Dealing in securities) licence is a must and Type 2 (Dealing in futures contracts) licence is advantageous;
~Familiar with...
...ng compliance-related matters and issues arising from day-to-day business operations, including but not limited to liaising with the SFC or other regulators, handling licensing related matters and developing internal regulatory training;
~Keep abreast of any new or r...
...above;
~Experiences in the dealing field is desirable;
~Responsible, detail-minded and able to work under pressure;
~Holder of SFC Type 2 (Dealing in futures contracts) licence and Type 1 (Dealing in securities) licence is a must;
~Familiar with SP Trader execu...
HKD 45k - HKD 50k /月
Responsibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also handle requests from external regulators, liaising with relevant internal parties to prepare responses and documentation. The ...
...New York City. They are now looking for a Regulatory Relations Associate to join their team to support regulatory relations in HKMA/ SFC exam.
Job Description
~Responsible for regulatory compliance and regulatory relations to manage HKMA/SFC exams
~Manage daily wo...
HKD 25k - HKD 30k /月
...
Requirements
Degree holder
At least 3 years of relevant working experience in corporate action
Be conversant with CCASS, SFC rules, SFO and HKICL
Be familiar with the market trend and new product / system development of Hong Kong securities market
Acc...
HKD 70k - HKD 80k /月
... * Calculate daily liquid capital, assess cash flow positions, and monitor margin loan positions for all licensed corporations under SFC supervision.
* Prepare accounting schedules, financial and management reports, and FRR (Financial Resources Rules) submissions.
...
