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- ...rements. Key Responsibilities: Manage end-to-end license handling, including applications and renewals with the IA, MPFA, and SFC, while also arranging CPD/CPT course scheduling and overseeing the verification and monitoring of all related documentation. Cond...
- ... business control or compliance function Good understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, IA and other regulatory bodies Good understanding of corporate loan, trade finance, treasury and/or investment & insurance produ...
- ..., governance, and regulatory compliance. Exceptional communication, negotiation, and stakeholder management skills. LICENSES • SFC licence 1 / 7 / 8 LANGUAGES • Cantonese, Mandarin, English What we offer In line with our Fair Pay Charter, we offer a comp...
- ... with strong expertise in cash flow analysis, cash management, and custody operations. Familiarity with banking operations, MPF, and SFC regulations is essential. Those with lesser experience may be considered for an Assistant Manager role Exceptional organizational...
- ...latory compliance/ risk management/ AML/CFT such as HKIB ECF would be an advantage. Relevant knowledge and experience on handling SFC RA 13 or HKMA TB-1 would be a plus. Excellent command of both spoken and written English and Chinese. Please apply online via ...
- ...t 3 years at supervisory level # Solid knowledge of fund operations, valuation and accounting # Knowledge of MPF regulations and SFC Code # Good command of spoken and written English and Chinese # Good project management skills with proven experiences in coordi...
- ...ob Requirement • Bachelor Degree or above in Finance or related disciplines • CFA charter holder preferred • Current holder of SFC Responsible Office license for Type 9 preferred • 5-8 years of relevant experiences in fixed income markets in reputable and estab...
- Job Responsibilities ~ Assists Company in applying for SFC Type 6 license ~ Leads the overall IPO procedures and liaises with internal and external counterparties including domestic enterprises, listed companies, international banks and corporate investment div...
- Our client is a large Bank corporation, they are now looking for a Custody Service Manager with experience with SFC RA 13 license application and implementation to join them. Responsibilities Project-manage the SFC RA 13 license application and coordinating wit...
- ...and delivering premium customer. Requirements: ~ University degree holder in Finance, Economics or related disciplines With SFC regulated activities (Type 1 and 2); ~3 years’ experience in dealing for US securities / futures for Global Market; ~ Excellent ...
- ...ss for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular reviews of client data to ensure compliance with KYC, AML, and related regulat...
- Responsibilities Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with ...
- ...andle clients’ enquiries and provide quality service support Assist in other ad hoc projects when required Requirements: SFC or HKMA licensee with relevant experience Good command of both spoken and written English and Chinese including Mandarin Stron...
- ...nt PC skills in MS Word, MS Excel, MS PowerPoint and Chinese word processing Knowledge of CSA software, HKEX’s ESS submission and SFC’s WINGS submission is an added advantage Good command of written English and spoken English, Cantonese and Mandarin Candidates...
- ...ervisory role Preference for candidate with experience involved in online services development or project management Holder of SFC RA1 & RA2 licenses is a definite advantage Solid understanding of SFC compliance and industry regulations Strong communication...
- ...Holdings Limited (Stock Code: HK.583), Great Wall Pan Asia Asset Management Limited (licensed for Type 9 regulated activities by the SFC), and Great Wall Pan Asia (Shenzhen) International Investment Co., Ltd. (based in Shenzhen). Great Wall International Holdings sp...
- ...ance team. Financial Reporting: Prepare monthly, quarterly, and annual financial statements in accordance with HKFRS. Coordinate SFC returns and statutory filings. Management Accounting & Business Partnering: Produce monthly management accounts, variance analys...
- ...a related discipline with a minimum of 1 year working experience in securities firms or relevant financial institutions Holder of SFC license for Types 1 and 2 regulated activity or passes in HKSI Licensing Examination Papers 1, 7, 8 and 9 or equivalent required ...
- ... and financial market knowledge, rules and regulations of capital markets of HK and PRC markets # Qualified to be registered under SFC in relevant regulated activities # Good analytical, interpersonal and presentation skills # Proficiency in oral and written Engl...
- ...nting, Laws or related disciplines Minimum 5 years of working experience in compliance of banking industry Well-verse in HKMA, SFC and other banking related legislations and guidelines Hands-on exposure of working and liaison with regulatory bodies Excellen...
- ...ng and investment products, account services, and general inquiries Provide accurate and compliant information in accordance with SFC and IIQE regulations Conduct KYC reviews to ensure regulatory compliance and mitigate risks Manage account closure procedures,...
- ...AML/CFT and the market practice Proven experience in managing regulatory matters and dealing with regulators, including AMCM, IA, SFC, and others Strong analytical, interpersonal and communication skills with flexibility and adaptability to changes Possesses a...
- 工作職責 Our Information We hold a license issued by the Securities and Futures Commission (SFC). Company Name: Inheritance Asset Management Limited Central Entity No.: BSI959 Job Requirements : Bachelor's degree or higher . Relevant internship or work experience is pr...
- ... Liaise with relevant departments and external parties Collaborate with IT to manage projects Requirements: Holder of SFC RA1 and RA2 licenses or passed HKSI Licensing Examination Paper 1,7,8 and 9 is an advantage Minimum 2-year relevant experience in...
- ...ablish and maintain strong relationships with clients Develop and expand new client networks Job Requirements: Holder of SFC licenses Type 1 & Type 2 Significant experience in selling investment products and possessing an extensive client network Profi...
- ... market information to clients/ AEs; # Perform other ad-hoc duties as the company requires. Requirement: # Licensed with SFC as Representative (Type 1); # Minimum 2 years’ relevant experience in finance or securities industry; # Good command of written ...
- ...brokerage firm is an advantage Strong customer service mindset with excellent interpersonal and communication skills Holder of SFC Type 1 and 4 licenses is an advantage Proficient in spoken and written English, Cantonese, and Mandarin Skilled in Microsoft W...
- ...ents and explore new business opportunities in Hong Kong, Mainland China and other global countries Requirements: Holder of SFC licenses Type 1 Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
- ...fund operations (Big 4 fund auditors and fund services candidates are welcome) ~ Experience with any fund types (hedge, PE, crypto, SFC authorized funds, etc.) are welcome ~ Strong communication skills in English, Mandarin and Cantonese is preferred ~ Detail-orien...
- ...t onboarding, client services etc. Experience in KYC/AML areas within securities industry is strongly preferred. Familiar with SFC regulation on KYC and AML requirements. Excellent in client service mindset and interpersonal communication skill. SFC type 1 ...