Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the company in maintaining good cor...
Hong Kong Interbank Clearing Limited
香港島
5 天前
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of suspicious transactions and coordinationwith internal departments on compliance related issues
Toparticipate in the review of complianc...
BRS Limited
香港島
5 天前
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Compliance
Responsibilities
Assisting in issuing sanctions advice including but n...
Bank of China
香港島
1 天前
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
JC Executive Search
香港島
5 天前
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
My... ...nce advisory, and compliance frameworks.
~This role will also assist in sales and trading compliance advisory for market making and...
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type... ...roducts/ services and business propositions
Participate and assist in regulatory compliance-related projects, initiatives and sys...
Bank of China
香港島
2 天前
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Complia... ... Functions: Legal, Risk Management
Responsibilities
Assist Team Head to manage a team to provide compliance advice and su...
Bank of China
香港島
2 天前
...Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
... ...house.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultant...
...and others. For more information visit or follow on Twitter or Facebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
●Conducting KYC / AML ris...
Animoca Brands Limited
香港島
5 天前
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends en... ...d Chinese
Those with less experience will be considered as Assistant Manager
Trilingual Legal Secretary for Capital Mkts & PE
...
Projob21.com Ltd.
香港島
5 天前
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / An[...]
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Apply Now Job No.: 495380
...
Bank of China
香港島
1 天前
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Apply Now Job No.: 499150
Employment Type: Full time
Departments: Private Banking
Job...
Bank of China
香港島
2 天前
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Apply Now Job No.: 499192
Employment Type: Full time
Departments: BOC...
Bank of China
香港島
1 天前
Our client is seeking a dedicated and experienced Compliance Officer to support their growth across the APAC region. This role offers an exciting opportunity to work closely with senior management, regulators, and external partners & stakeholders, anticipating and miti...
Rober Walters Hong Kong
香港島
3 天前
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pro...
KOS International
香港島
1 天前
Social Compliance Specialist (US Buying Office)
Job Title: Social Compliance Specialist (US Buying Office)
My client is a leading multinational retail corporation with a global presence. As the company committed to ethical practices, it recognizes the importance o...
KOS International
香港島
2 天前
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Compliance level !
About Our Client
My client is... ...gulatory duties, and product compliance duties
This role will assist on investment compliance when necessary
The Successful Ap...
...ities and futures division they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong
Job ... ...ith SFC, HKEX and regulators for any inquiries and requests
Assist in consultation raised by operation team relating to complianc...
Classy Wheeler Limited
香港島
2 天前
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
Officer - Vendor Compliance & Sustainability page is loaded Officer - Vendor Compliance & Sustainability
Apply locations Hong Kong ... ...prove suppliers’ social compliance/sustainability performance, assist in compliance/sustainability program operations as instructed,...
Li & Fung
香港島
1 天前
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operati... ...al review or audit
Provide staff training where required
Assist on other ad hoc tasks as assigned
Requirements
Degree or...
Bank of China
香港島
3 天前
Compliance Officer (Securities Brokerage)-EW
Client Description
Our client is a renowned listed securities brokerage company. To ... ...aise with SFC and regulators for any inquiries and requests
Assist in consultation raised by operation team relating to complianc...
Classy Wheeler Limited
香港島
2 天前
Job description
Responsibilities:
~Oversee the compliance and legal requirements for the bank as defined by HKMA
~Lead the team, wh... ...house.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultant...
...APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job D... ...conducting legal resarch and consolidation of related document
Assist in investigation process that called for extensive liaison wit...
Projob21.com Ltd.
香港島
5 天前
...ealth management, commercial banking, treasury services, and private banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on compliance advisory and regulatory compliance for their wholesale ba...
Compliance Risk Manager (Hong Kong Branch)
Apply Now Job No.: 499171
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Responsibilities:
Formulate and update compliance risk and KYC policies and procedures in...
Bank of China
香港島
3 天前
Security Engineer (IT Audit/Compliance) (Fintech) - IC
Client Description
Fintech company that specializes in providing cost-effe... ...lementation and enforcement of company and security policy
• Assist in maintaining industry certifications (e.g. PCI-DSS, ISO27001...
Classy Wheeler Limited
香港島
2 天前
...ech, natural language processing (NLP) and big data technologies
Job Description
• Define AI solution(s) required to address Compliance requirements in the Financial Services Industry (FSI)’
• Perform technical presentations for clients, partners, and prospects an...
Classy Wheeler Limited
香港島
2 天前
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Globa...
Projob21.com Ltd.
香港島
3 天前
(Senior) Business Compliance & Risk Control Manager
(Senior) Business Compliance & Risk Control Manager
Apply Now Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational R...
Bank of China
香港島
1 天前