Search Results: 12,156 职位空缺
...not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to c... ...n the supporting documents and authorization relationships;
~Assist in handling investigations and surveys received from regulator...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
Job Requirements:
Assist to set out/update the policies and procedures for adherence to legal and regulatory requirements in th... ...he corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on com...
...ties:
Process account opening with banks and related AML/KYC matters and company secretarial matters
Assist in items including but not limited to compliance checking and filing on a) investments/ funds/ investors/ staff dealing related matters b) disclosure filin...
... Greater Bay Area, while also maximising shared value beyond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring the compliance and regulatory requirements are fu...
...rk spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio wi... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
... pre and post investment management, and b) full cycle investment fund management including fund launch and on-going management;
Assist in formulating, review and advice to management on internal policies and procedures;
Handle internal reporting;
Conduct inter...
...tual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant legal a...
...with a diverse jewellery, watches and fashion portfolio. They have more than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...ht candidate to join us.
Reporting to Associate Director of Compliance Department, you are responsible for:
~Identify and assess co... ...ies and procedures in the Group adhere to the requirements;
~Assist in handling compliance-related matters and issues arising from...
... of our team and to pursue a bright and exciting future.
Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by intern...
...ationship among its staff members.
Respo nsibilities:
~Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Senior Management and ...
...rvices to its clients and promoting a harmonious relationship among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-site visits to business units, local and overseas branches, ...
...gation within a financial institution
~Knowledge of AML/ CFT Compliance and relevant regulatory requirements
~Good command in both w... ...ction monitoring and report suspicious transactions to JFIU
~Assist in implementing AML controls, follow-up on post-STR actions an...
Hutchison Telecom Hong Kong is a leading digital operator in Hong Kong, committed to channelling the latest technologies into innovations that set market trends and steer industry development. We offer diverse and advanced mobile services under the 3, SUPREME, MO+ and ...
...ns Provider award (See link below).
About the Role
iCapital is seeking a Compliance Officer to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investm...
...career opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Of... ...
~Follow up on the remediation work for identified issues
~Assist Department Head to formulate and update compliance review rela...
HKD 30k - HKD 45k /月
...in recent years due to its innovative and sustainable strategy. With equally high standard on compliance, we are currently hiring for a top professional to join as an Assistant Compliance Manager.
As part of the leadership team, this incumbent is expected to:
...
