通过电子邮件获得新工作
Search Results: 692 职位空缺
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory ... ...regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system launch...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
- ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (... ...d optimizing relations with risk owners and control owners. Assist the senior management, the leadership of the Compliance functi...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arra... ...L and CRS/FATCA - Handle other general compliance matters or assist projects as assigned Requirements: - University gradua...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
- ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe... ... authorities to ensure timely and effective implementation. Assist in fostering the compliance culture of the Bank. Support th...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- Job Responsibilities: Assist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departmen...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
HKD 80k - HKD 100k /月
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional fina...HKD 50k - HKD 80k /月
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...HKD 50k - HKD 100k /月
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and cont... ...ing procedures, independence checks, staff dealing matters; Assist in transaction monitoring; Update and review policies and r...
- ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo...
- ...Minimum 5 years’ experience in banking or financial institutions with relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in AML related regulatory requirements Knowledge in banking operati...
- Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, inclu... ...ations, including CFTC, SEC, SFC, or AMAC-related filings Assist in broker account opening KYC process and review of derivative...
- Job Responsibilities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity. Develop and maintain comprehensive regulatory compliance policies, procedures, and verificat...
