Search Results: 1,814 职位空缺
...rk spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio wi... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
...nsibilities:
Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monito... ...ubmission to Branch management, Regional and Head Office.
Assist in ad hoc compliance related review or investigation / carry o...
...career opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Of... ...
~Follow up on the remediation work for identified issues
~Assist Department Head to formulate and update compliance review rela...
...action Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide... ...nd money laundering.
What would you be doing?
You will be assisting the compliance team in daily activities and ad hoc projects. ...
HKD 55k - HKD 65k /月
...le
Quality Control:
Conduct comprehensive quality control assessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk assessments, and other relevant information for accuracy and consistency...
HKD 50k - HKD 100k /月
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus ... ...ce advisory, and compliance frameworks.
This role will also assist in sales and trading compliance advisory for market making and...
...o its success with a rewarding career in return, join us today.
Job Purpose:
In this role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert of sanctions, and managing sanctions and screeni...
...ise AML Policies for Hong Kong and overseas subsidiaries
~Ensure tracking of annual compliance plan (AML/CFT related), to make sure action items are on track without delay.
~Assist the team head in preparing materials for the relevant AML/CFT governance committees. ...
...o cope with the rapid company growth and ensure a total market compliance for our products, we are now looking for a Quality System & Co... ...n prepared in accordance with requirements from regulation.
~Assist Sales team in investigating compliance requirements for new ma...
...urveying or related discipline.
Minimum of 4 to 6 years of Building Surveying experience. Less experience can be considered as Assistant Project Manager.
Proven track record of managing multi-disciplinary project(s) from inception, completion and handover includi...
...ibilities
Act as independent reviewer to conduct end-to-end compliance review on AML-related processes (including 1st and 2nd line of... ... the effective controls framework and programs are in place
Assist to formulate the compliance review program periodically
Dev...
...its within the financial institution and the group as well as assisting the Head of Legal in providing broad legal advice to manageme... ...guidelines and coordinate with relevant departments to ensure compliance with new and revised legal and regulatory requirements.
...
...our career with us!
For more information, please visit our website at Job Responsibilities:
Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
Assist in drafting agreements;
Assist in ...
...lize on this career opportunity.
Responsibilities:
To assist the Head of AML/CFT RegTech and Head of Anti-Money Laundering ... ...tems and other RegTech solutions to ensure that the Bank is in Compliance with relevant regulatory requirements with optimal effectivene...
...rivate clients operating worldwide.
Job Description
Assisting the processing of all corporate licensing applications with t... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
... the anti-money laundering and counter-terrorist financing (AML/CTF) requirements under the AMLO are complied with
⭐ Act as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) of Osome Group companies in Hong Kong in accordance with the TCSP requ...
Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong. This person will be running several risk and compliance initiatives across the APAC region, representing the Hong Kong market.
This ca...
...ement business respectively.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD documents requirements
~P... ...arch and review on the hit transaction and customer records
~Assist in formulating and maintaining AML/CFT policies and procedures...
HKD 22k - HKD 30k /月
...client is a sizable MNC and is urgently looking for Legal and Compliance Officer to join the company. This is a 6 months rolling contr... ...upporting company secretarial, legal and compliance duties
Assisting in the preparation of legal and fund documents
Coordinatin...
...otential with us. Job Responsibilities:
Provide regulatory advice and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted app...
