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- ...ent Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible for managing...
TEKsystems
中環2 天前 - .... Responsibilities Handle SFC licensing application and CPT records Review and draft procedures Provide constructive compliance solution and advice to Types 1,4,6,9 businesses Conduct compliance review including staff’s personal account dealing on regula...
Yue Xiu Securities Holdings Limited
灣仔4 天前 - ...sanctions screening and monitoring; country/industry risk; and bespoke inquiries. As an Associate, you will support the overall research and due diligence within our Compliance Practice, by gathering information to help Kroll’s clients onboard and manage the risks as...
Kroll Associates (Asia) Limited
金鐘14 天前 - Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
BOCI-Prudential Trustee Limited
太古城21 個小時 - Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
Valuable Capital Limited
上環8 天前 - Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
Daiichi Sankyo Hong Kong Limited
銅鑼灣17 天前 - Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
Aquis Search Limited
中環14 天前 - Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
Ping An Bank Company Ltd
中環15 天前 - Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
China Asset Management (Hong Kong) Limited
中環22 天前 - ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as...
PKF Hong Kong Limited
銅鑼灣26 天前 - ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
Safe Investment Company Limited
中西區11 天前 - AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
Spidernet Recruitment Services
中西區7 天前 - ...duct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asse... ...ory requirements. Identify and assess the compliance risks associated with the organization's distribution related business activit...
Well Link Life Insurance Company Limited
上環10 天前 - ... ~ Bachelor's degree in Computer Science, Information Security, or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, audit processes, and security frameworks ~ Knowledge of security ...
Ambition
中西區9 天前 - ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi...
Hang Seng Bank
中環5 天前 - ...y agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substantial ... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
Hang Seng Bank
中環18 天前 - ...e business and risk units in responding to such enquiries. Assist in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documents to ensure congruence with its legal and regulatory obligations ...
Bank of Shanghai (Hong Kong) Limited
中西區1 天前 - ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
Hang Seng Bank
中環5 天前 - ...ent, and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units within the financial institution and the group as well as providing ...
Delta Asia Financial Group
灣仔8 天前
