Search Results: 1,120 职位空缺
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
香港島
5 天前
...y agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substantial ... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pr...
KOS International
香港島
3 天前
...rrently seeking high caliber candidates to join our big family.
Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulatory and legislative change;
~Review account opening documents and A...
...l Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Securities Investor Protection Corporation (SI... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
...d just a job, and an environment where you can be your true and authentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory ...
...as Financial Markets, Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the b...
HKD 50k - HKD 100k /月
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
Client Details
My c...
...Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curio... ...gional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Reg...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
JC Executive Search
香港島
2 天前
...and others. For more information visit or follow on Twitter or Facebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
●Conducting KYC / AML ris...
Animoca Brands Limited
香港島
2 天前
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators a...
Rober Walters Hong Kong
香港島
4 天前
HKD 55k - HKD 65k /月
...le
Quality Control:
Conduct comprehensive quality control assessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk assessments, and other relevant information for accuracy and consistency...
Responsibilities:
#Handle all assigned compliance works, including providing compliance advice, products and policies review, fund offering and governing documents review as well as sales and marketing materials, etc.
#Implement the Chinese Walls policy to manage t...
...ancial institutions
Proven track record in executing IPO and capital markets transactions, with strong awareness of regulatory compliance requirements
Possess excellent analytical, interpersonal and presentation skills
Fluency in Mandarin, English and Cantonese...
... and develop their careers.
Company website:
Job Description:
Prepare HKMA reports, statistics and surveys data ensuring compliance with regulatory requirements
Assist in preparing statutory accounts and facilitating audit processes
Address accounting iss...
...eeking a highly motivated and detail-oriented Group Reporting Associate to join our finance team. As a Group Reporting Associate, you... ...entations, management reports, and board materials.
Ensure compliance with accounting standards, regulatory requirements, and inter...
Animoca Brands Limited
香港島
1 天前
...bsite:
Responsibilities:
Conduct independent credit assessment and validation of credit applications, including site visit, compliance of policies and regulations and make recommendations for approval, covering large corporates and mid-cap clients in Greater China...
... calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in compliance wi...
... Responsibilities
~Develop & implement an effective AML/CFT compliance frameworks across the Bank
~Promote continuous improvement ... ...ing or related disciplines
~Relevant qualification in CAMS, Associate AML Professional (AAMLP)/ Certified AML Professional (CAMLP) ...
