Search Results: 5,530 职位空缺
A top PRC firm is seeking a Hong Kong qualified associate with takeovers code and listing rules experience to join its Hong Kong office. You will be joining an expanding team and working with an experienced partner on cross-border transactions and complex matters. Com...
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support the institutional business.
Responsibilities:
Provide advice and guidance on compliance matters ...
...ed to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
The Regulatory Compliance Officer will support general business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage...
...sponsibilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filin...
...492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...poses only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applica...
...499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...poses only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applica...
...and 10th largest overall. With more than 140 offices, 10,750+ associates, serving over 65,000 clients around the world.
Business I... ...view: Our team is responsible for the oversight of legal and compliance matters of our Greater China operating consisting of offices ...
...sibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management re... ...r other suitable positions within Public Finance Ltd. and its associated companies. For details, please visit the Company’s website
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...igh calibre professional to join our department.
Responsibilities
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports
Perform checking on unauthorized use...
...lso maximising shared value beyond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring the compliance and regulatory requirements are fulfilled, and liaise and co...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
VP/ Associate Director, AML Compliance – Equities/ Securities
Team Lead, Trade Surveillance & AML Monitoring
Location: Hong Kong
Main Duties and Responsibilities:
# Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and F...
...
Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and im... ...other duties as assigned
Requirements
~Higher Diploma/ Associate Degree or above in related discipline
~Preferable over 2 ye...
...t us by visiting our website:
Training and Qualification support:
~ We offer full training and support in private equity compliance to develop your skills and good prospects
~5 day work week, examination and study leave, performance bonus, and a stable and ha...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
...as Financial Markets, Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the b...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
Job Description: Assisting in Branch Compliance framework, maintaining repository of regulatory guidelines, preparing for compliance meeting at Branch & Head Office level, submission of reports to the Regulators, compliance assurance & review, providing support to AML...
...h our company expansion, an excellent career opportunity is offered to the right candidate to join us.
Reporting to Associate Director of Compliance Department, you are responsible for:
~Identify and assess compliance risks along with the Group’s development and da...
