Search Results: 5,360 职位空缺
...ing a harmonious relationship among its staff members.
Respo nsibilities:
~Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Se...
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
香港島
1 天前
...viting high calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in c...
...a harmonious relationship among its staff members.
Responsibilities:
Provide advice and guidance to the Investment and Insurance businesses for compliance with relevant regulatory requirements
Conduct gap analysis and provide recommendations on new regulatory r...
HKD 25k - HKD 40k /月
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.
Client Details
Our client is a leading financial institution across Greater China and also internationally. They have a stabl...
...498594
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...s to business units regarding regulatory compliance issues on investment or insurance products/ services
~Participate and assist in ...
Responsibilities:
Develop, implement, and maintain compliance policies and procedures for the investment division, in line with applicable laws, regulations, and SFC guidelines.
Monitor and assess the division's compliance with regulatory requirements, in...
...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
... ...mum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
Familiar with HKMA and SFC ...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within t...
Key Responsibilities
Be accountable for the APAC Markets Compliance program
Provide advice on regulatory interpretation and compliance issues in relation to global markets business
Handle APAC compliance issues, incident, and breaches in conjunction w...
...s” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous suppo... ...Insurance
Collaborates with other business units to review compliance issues in order to address and meet regulatory or business ch...
Responsibilities:
Develop and implement a comprehensive compliance program for insurance and investment products offered by the bank.
Stay updated with relevant laws, regulations, and industry practices in the insurance and investment sectors, ensuring co...
China Investment Information Services Ltd.
Established in Hong Kong in 1994, China Investment Information Services Limited (CIIS)... ...s
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into...
Key Responsibilities:
Regulatory Compliance: Monitor, interpret, and keep abreast of applicable laws, regulations, and guidelines related to investment and insurance products. Develop and implement compliance policies, procedures, and controls to ensure adheren...
...ith our deep understanding of their businesses in Alternative Investments, mostly in the Private equity and Real Estate sectors. The Fu... ...ort:
~ We offer full training and support in private equity compliance to develop your skills and good prospects
~5 day work week,...
... Everbright Group, Everbright is China’s leading cross-border investment and asset management company. It manages private equity funds... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
Our client, a prominent investment bank. Is seeking a highly skilled and experienced regional tech risk VP. You will be responsible f... ...within the regional Information Technology Division, ensuring compliance with regulations, policies, and industry standards. This role...
...e corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on co... ... marketing materials;
Review AML/KYC documents;
Monitor investment compliance;
Review agreements and offering documents from ...
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators ...
Rober Walters Hong Kong
香港島
1 天前
...dividual investors and institutions a comprehensive, one-stop investment platform. Since establishment in 2015, the Group has grown ra... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
