Assistant Manager - Investment Products
Ref.: SFC/AM/IP/240112
Duties & Responsibilities:
The Investment Products Division maint... ...We monitor our authorised and registered investment products’ compliance with the requirements in our codes. We also formulate policie...
Manager - Investment Products
Ref.: SFC/MGR/IP/240112
Duties & Responsibilities:
In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, t...
... risk effectively and deliver strong financial performance, we invest significantly in our people and infrastructure.
Job Purp... ...Collaborate with other departments, such as IT, cybersecurity, compliance, and business units, to ensure a coordinated approach to techn...
...mediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund... ...ectations;
Reviewing intermediaries’ financial soundness and compliance with relevant rules and regulations by way of on-site inspect...
...of the customers
Understand and adhere to local and global compliance
Maintain the levels of operational integrity required by H... ...isk operating environment
Holder of relevant insurance and investment licenses
Fluency in both English and Cantonese, with knowl...
...rk closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.
W... ...e basic of commercial banking industry, SMBC, the Department, compliance standard and business manner, you will also be trained to mak...
...nduct and operational risk of intermediaries, with a focus on investment banks and larger global financial institutions;
Monitor and ... ... intermediaries’ business activities, financial soundness and compliance with relevant rules and regulations by way of off-site monito...
...dit projects and provide consulting services to the Group’s management
Ensure audit works are performed in good quality and in compliance with departmental guidelines
Produce reports and present results of audit and consulting projects effectively
Carry out fol...
...plementation
Conducting interviews and creating quality articles, social media feed and copywriting on commerce, entrepreneur, investment, and lifestyle topics
Editing advertorial contents and page layout
About you:
Diploma or Degree in journalism, media, ma...
...in Food Science and Technology
Minimum 3 years experience of hygiene and food safety management
Solid experience in product compliance in HK market
Demonstrated ability to work independently, communicate effectively, work under pressure, and prioritize tasks ef...
HKD 20k - HKD 25k /月
...ient is one of the top Japanese banks ranked as the forth largest financial group across global, major in providing corporate and investment banking services. The department is currently looking for a Remittance Officer to handle any transaction related matters and any ...
...f residential buildings. He/She will be required to assist in budget preparation, recommending maintenance strategies, overseeing compliance with building regulations and supervising team members.
Responsibilities will include
Plan, implement, and monitor large...
...
An employee-centric mindset and consistently strives for service excellence
Knowledge of employment laws, regulations, and compliance requirements
Excellent command of both spoken and written English. Chinese proficiency is advantageous
Application:
At S...
...ure project scopes, budgets, schedules and timelines are developed & handled from project initiation until closure, and meets our compliance standards.
~Review, evaluate and lead large quantities of technical information and existing PMI documents. Perform knowledge m...
... Reporting to the Manager, Residential Portfolio, the incumbent is to assist the leasing and day-to-day management of residential investment portfolio. Major duties include handling leasing enquiries, tenancy agreements administration, insurance claims, rental arrears c...
...he submission of site documents and drawings by site coordinators, and installation work executed by dealers / contractors are in compliance with Company’s Code of Practice, Government Regulations and other relevant requirements
Coordinate with clients, developers, a...
About JLL
JLL (NYSE: JLL) is a leading professional services firm that specializes in real estate and investment management. A Fortune 500 company, JLL helps real estate owners, occupiers and investors achieve their business ambitions. In 2017, JLL had revenue of $7...
...s to ensure consistency of user experience and service quality
Ensure incidents are logged and escalated appropriately, and in compliance with the defined SLA
Define and manage compliance baseline and enforcement, e.g. OS Compliancy, Patch remediation, etc.
Ass...
...s as a key driver of organisational culture and managing DEI-related NGO partnerships. The incumbent will also be responsible for compliance and DEI-related ESG reporting in Hong Kong.
The job holder will partner with the HR Business Partners and Internal Communicati...
...cess etc.
Support deployment and configuration management
Implement monitoring and alerting systems and maintain security & compliance frameworks
Plan and execute capacity and scaling projects
Implement and maintain Disaster Recovery Plan and System
Respo...
...ver 100 years, we have been a trusted provider of healthcare solutions, constantly pioneering standards of excellence in quality, compliance, and sustainability. We are at the forefront of caring for communities and patients across Asia. We also are the go-to commercial...
...e in the financial services or related industries;
Exposure gained in regulatory bodies, major law or audit firms, international investment banks or asset managers is preferable;
Knowledge of fintech and virtual assets will be an advantage;
Strong analytical, problem...
...long-term business growth.
~To work closely with internal departments including but not limited product development, IT, legal, compliance, marketing communications, customer service, sales channels and other marketing teams to ensure excellence in user experience, us...
...ver 100 years, we have been a trusted provider of healthcare solutions, constantly pioneering standards of excellence in quality, compliance, and sustainability. We are at the forefront of caring for communities and patients across Asia. We also are the go-to commercial...
About JLL
JLL (NYSE: JLL) is a leading professional services firm that specializes in real estate and investment management. A Fortune 500 company, JLL helps real estate owners, occupiers and investors achieve their business ambitions. In 2017, JLL had revenue of $7...
...ties:
Operate a solid yet robust IT foundation to support daily operations and strategic growth
Establish IT governance and compliance standards to support business-centric digital solutions, enforce adherence to these standards, and maintain robust policies for e...
HKD 40k - HKD 50k /月
...d related entities of Clients, for an audience that includes Management, Regulators, Internal Audit, Senior Managers and Internal Compliance;
Periodically evaluate existing Clients according to established policies and procedures;
Periodical review of KYC records ...
...stomers with the highest retail standards
Lead, motivate and coach a team to serve customers and achieve high performance with compliance
Execute with excellence of display, shelving, promotion, marketing activities and key projects in all stores
Do you have...
...he monitoring and reporting on key risk issues of the Bank. To manage risk effectively and deliver strong financial performance, we invest significantly in our people and infrastructure.
Responsibilities
Support regular internal reporting & regulatory reporting ...
...ise process, data and technology changes and implementations
- Ensure existing HR systems are configured to support HR processes, compliance and reporting requirements
- Collaborate with vendors and internal teams to resolve technical issues and enhance system functiona...