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- ...sponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new ... ...te with external consultants and lawyers. ~ Establish proper controls, policies and business operation procedures to ensure complian...
- ...oduct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asses... ...therewith, identify deficiencies and recommend improvement and control measures. Assist in formulating compliance framework and re...
- ... in substantial shareholdings under the supervision of the Associate Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications Providing compliance and regulatory advisory services to clients in...
- ...ternal departments on settlement tasks. Prepare routine risk control and financial reports Assist with client account maintenance, UAT testing Review and ensure operational procedures in compliance with all relevant external regulators and in-house policies. ...
- ... clients. Handle the signing of client agreements, ensuring compliance and accuracy throughout the signing process. Work closely w... ...th different departments, such as trading, compliance and risk control, and settlement in addressing client requests. 2. Regulator...
- ...Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures Prepare rep... ...orate policies and procedures manuals and enforce the internal control procedures Implement internal work processes streamlini...
- ...uality claims service to our customers Maintain claim costs control Ensure that all the relevant claims correspondences are doc... ... and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management inform...
HKD 45k - HKD 80k /月
...e Platforms technology partners and Cybersecurity & Technology Controls, to enhance the development and deployment of cloud runtime co... ... products and solutions with a security-first approach. Ensure compliance with the firm's security control policies and procedures throu...- ...e the application of the company's asset management. Ensure compliance with the regulations of the Securities and Futures Commission ... ...asset management. Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key inter...
- ...stment decision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and preven... ...; conduct daily investment management; and develop market risk control methodologies and tools. # Manage the investment pool for eq...
- ...the integrity of the financial reporting process and financial controls. Coordinate, develop and update written policies and proced... ...mplementation of new accounting pronouncements to ensure HKFRS compliance. Participate in ad hoc project / tasks as assigned by super...
- ...fficiency and practically of training programs Develop, implement, and ensure training programs and materials be in compliance with internal control, policies and procedures of the Company Contribute in training program design, development and revamp Collect fe...
- ...eparation and production of all food quality and presentation, compliance with all safety and sanitation standards and regulations, team... ...d performance, implementation of policies and procedures, cost controls and overall profitability. To create and implement menu sel...
- ...t settlement, bad debt write-off, account monitoring, internal control suggestions, assets inventory, investment and financing, loans... ...hanghai or Shenzhen. 入職地區:香港、北京、上海、深圳任選。 F.Chief Compliance Officer/ Inspector General合規主任/監察主任 Job Descriptions:Respon...
- ...rall project management, including budgetary planning, quality control, monitor safety issues and site progress Manage and review ... ... with relevant parties to oversee and ensure site works are in compliance with contractual specifications and drawings Requirements ...
- ...erformance, reduce latency, and automate patching for security compliance. Provide production support for critical Linux platforms an... ...s, and performance tuning. Maintain OS provisioning, policy control, and regional data center operations. Participate in shift,...
- ...and deployment of applications to cloud environments, ensuring compliance with best-of-class security rules and collaboration with APAC ... ...ments and regulatory standards. Ensure regular assessments and controls to maintain the integrity and security of cloud infrastructure...
- ...s mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance efficiency and streamline workflows....
- ...tion Improve procedures and policies in support of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled with related regulations Any ad-hoc duties as assigned Job Specifications Bac...
- ...e, Bank holidays, Discretional performance bonus. If you are seeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment driven by a rewarding recognition and reward system that will allow y...