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  • Job Duty Responsibilities - Handling compliance and legal matters in a timely manner - Carrying out AML, KYC compliance and legal procedural items - Handle clients onboarding application and process - Assist in launching new products/services on the company platfor... 

    Yintran Group Holdings Limited 銀傳集團有限公司

    觀塘
    15 天前
  •  ...shed, implemented and maintained in accordance with ISO 9001 and company standard Coordinate with business units to ensure due compliance with regulatory requirements / customer standard and assist in monitoring staff activities against corporate policies Job Dut... 

    Gulf Agency Co (HK) Ltd

    觀塘
    3 天前
  • Job Duty Conduct Factory Compliance/Product Compliance/Quality Compliance for Garment/Fabric/Garment Trims/Toys/Sundries/Electronic Products /Electrical Appliance/Printing Fields.

    Win Paradise Limited

    觀塘
    1 天前
  •  ...nd enhances financial opportunities through state-of-the-art technology. Job Title: Assistant Manager / Manager - Conduct & Compliance Assurance Location: Kwun Tong, Hong Kong Role Overview We are seeking a compliance professional (assistant manager or... 

    HARBRIDGE PARTNERS

    觀塘
    28 天前
  •  ...rise Risk Management Framework (ERMF), and delegation of authority documents where relevant.Responsible for the implementation of Compliance, Conduct and FCC policies and procedures for Wealth and Affluent processes to the extent the processes have been identified as ow... 

    Standard Chartered Bank

    觀塘
    3 天前
  •  ...(China, Macau, Japan, Portugal, UK, US), ensuring accuracy and compliance. Handle cash flow forecasts, treasury, and funding for the ...  ...accounting software Sage is a plus. Familiar with treasury, legal & tax compliance, and governance in Hong Kong and global marke... 

    Contempo Limited

    觀塘
    10 天前
  •  ...ndard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, ...  ... Teams Payment Teams Financial Crime Compliance Teams Legal Teams Business Operations Risk Management Teams Financia... 

    Standard Chartered Bank

    觀塘
    4 天前
  •  ...ng returns align with the bank's strategic intent. Collaborate with sales, Group Product, Country Risk, Operations, Sales, Legal & Compliance, Segment and Marketing teams to develop targeted campaigns and product programs to attract new customers. Manage all produ... 

    Standard Chartered Bank

    觀塘
    3 天前
  •  ... business processes, establish checking & mitigation mechanism to ensure proper implementation. Ensure adherence to bank's legal & compliance requirements. Qualification Minimum 6+ years working experience in data analytics or business intelligence units, prefe... 

    Standard Chartered Bank

    觀塘
    18 天前
  •  ...msen Ships Service operates in more than 70 countries with 50+ legal entities, delivering marine products and services to vessels t...  ...ions, Port Service Engineers, Operations and Credit. Ensure compliance according to agreed global sales governance framework, policie... 

    Wilhelmsen Port Services (Hong Kong) Limited

    觀塘
    20 天前
  •  ...m   JOB SUMMARY This role is responsible for end-to-end legal proceeding including property repossession, property selling a...  ...he credit loss, Manage legal firm performance to ensure the compliance of Bank requirements especially for Collection Legal Panel, ... 

    Standard Chartered Bank

    觀塘
    3 天前
  • Responsibilities: Handle in legal documentations for conveyancing and leasing matters, sale and purchase of properties an...  ... Job Category 專業服務 (法律及法律顧問) Professional Services (Legal & Compliance) 行政 / 秘書 (文書 / 文職人員) Administration / Secretary (Clerical / ... 

    First Group Holdings Limited

    觀塘
    21 天前
  •  ...s and other teams in the Client Experience. ~ To ensure self-compliance and lead team members on compliance with internal policies and...  ... align with regulatory requirements and industry standards. Legal Team: Provides guidance on complex complaints and ensures that... 

    Standard Chartered Bank

    觀塘
    11 天前
  •  ... services to clients on company secretarial duties, regulatory compliance, corporate governance, and business law in China. Participa...  ...t research and provide strategic insights on market trends and legal changes impacting corporate structuring in China. Requir... 

    City Business Dynamic Company Limited

    觀塘
    11 天前
  •  ...ng relationships with international banking partners Ensure compliance with trade regulations and mitigate financial risks Lead tr...  ...vements Partner with cross-functional teams across finance, legal, logistics, and sourcing Requirements: A bachelor's deg... 

    ConnectedGroup Limited

    觀塘
    21 天前
  •  ...rtners and business segments, and contribute in regulatory and compliance matters within Bancassurance projects People & Talent  Pa...  ...olders - Collaborate with internal business units (compliance, legal, operations) and technology teams to ensure seamless product d... 

    Standard Chartered Bank

    觀塘
    3 天前
  •  ...luate new products to ensure that they conform and comply with legal, company requirement, and fit for customer’s need and to ident...  ...nctional teams; Responsible for the Specification and Legal compliance for IM and AW development Liaise with vendors and 3rd party... 

    Kingfisher Asia Limited

    觀塘
    25 天前
  •  ...the Group's other control functions, such as Finance, Risk and Compliance, but does not place unqualified reliance on their work. GIA is...  ...ual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial loss, or a... 

    Standard Chartered Bank

    觀塘
    17 天前
  •  ...to oversee on-site activities, troubleshoot issues, and ensure compliance with project specifications and safety standards. ● AI Platfor...  ...y in Cantonese and English is required. ● Residency: Must have legal residency in Hong Kong with the right to work. ● Leadership Sk... 

    viAct

    觀塘
    23 天前
  •  ...isk and control partners.  Risk Management Ensure strict compliance with all regulations and controls as set by the Bank and exter...  ...gers, WRB Product Teams, Business Risk Management, Compliance, Legal, Group SME Banking Skills and Experience Small Busines... 

    Standard Chartered Bank

    觀塘
    4 天前
  •  ...ify and fix exceptions. Ensure the Sales and Trading are in compliance with rules and regulations in various local jurisdictions. ...  ...ups (i.e. Finance, Market risk, Credit risk, Operational risk, Legal, Collateral etc.) and recognize the impact of the actions of t... 

    JPMorgan Chase & Co.

    觀塘
    11 天前
  •  ... overseeing Credit Underwriting, Overall Risk Management (including portfolio risk, market risk, operational risk, etc.), and Legal & Compliance functions. Reporting directly to the CEO, you will play a critical role in shaping and implementing risk management strategie... 

    FundPark

    觀塘
    2 月前
  •  ...ith internal and external business partners to ensure efficient delivery of services; Work with internal and/or external legal & compliance personnel to ensure a standard of documentation is compliant with the latest legal and regulatory framework. Requirement... 

    FundPark

    觀塘
    2 月前
  •  ...rate Website. You will act as the primary IT Business Partner, collaborating with stakeholders across Sales, Product, Credit, Legal & Compliance (L&C), Operations, and Finance to align digital initiatives with business objectives. This role requires a blend of technical... 

    FundPark

    觀塘
    2 月前
  •  ...as benefit inquiries, onboarding, verifications of employment, compliance training tracking, and new hire processing. The People Service...  ... other office procedures and terminology Knowledge of laws, legal codes, court procedures, precedents, government regulations, e... 

    Inchcape Hong Kong Limited

    觀塘
    4 天前
  •  ...e across the region. Job Responsibilities Keep track of legal and regulatory updates and notify relevant stakeholders to ens...  ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume... 

    Bank of Shanghai (Hong Kong) Limited

    中西區
    10 天前
  •  ... in Hong Kong. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, in... 

    Hong Kong Interbank Clearing Limited

    牛頭角
    13 天前
  •  ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...  ...n the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interes... 

    Delta Asia Financial Group

    灣仔
    17 天前
  •  .... Responsibilities Handle SFC licensing application and CPT records Review and draft procedures Provide constructive compliance solution and advice to Types 1,4,6,9 businesses Conduct compliance review including staff’s personal account dealing on regula... 

    Yue Xiu Securities Holdings Limited

    灣仔
    5 天前
  •  ...be part of a collaborative team that works closely with trading, sales, client servicing, business managers, product control, legal, compliance, settlement, and control teams. Job responsibilities  Trade capture and booking equity derivatives e.g. Listed Futures a... 

    JPMorgan Chase & Co.

    觀塘
    2 月前