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  • Search Results: 912 vacancies

  • Manager / Assistant Manager, Legal & Compliance

     ...e across the region. Job Responsibilities Keep track of legal and regulatory updates and notify relevant stakeholders to ens...  ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume... 

    Bank of Shanghai (Hong Kong) Limited

    Central and Western
    1 day ago

  • Head of Group Legal & Compliance

     ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...  ...n the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interes... 

    Delta Asia Financial Group

    Wan Chai
    8 days ago

  • Legal & Compliance Manager_General Compliance

    RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management and departments Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast on regulatory development... 

    SinoPac Securities (Asia) Limited

    Causeway Bay
    1 a month ago

  • Senior Associate/Associate- Compliance and Legal Affairs Department

     .... Responsibilities Handle SFC licensing application and CPT records Review and draft procedures Provide constructive compliance solution and advice to Types 1,4,6,9 businesses Conduct compliance review including staff’s personal account dealing on regula... 

    Yue Xiu Securities Holdings Limited

    Wan Chai
    4 days ago

  • Insurance-Senior Manager, Legal and Compliance

     ...oduct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asses...  ..., training deck, etc.) and arrangements. Draft company-wide legal and compliance related policies and procedures. Monitor and... 

    Well Link Life Insurance Company Limited

    Sheung Wan
    10 days ago

  • Senior Officer of Legal and Compliance

    Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun... 

    Orient Securities International Financial Group Limited

    Central
    16 days ago

  • Assistant Legal Manager - Legal and Compliance (Banking)

    Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot... 

    Spidernet Recruitment Services

    Central
    23 days ago

  • Legal and Compliance Manager

     ...hat drives progress across industries and technology domains worldwide. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud p... 

    North Beta International Securities Limited

    Central
    1 a month ago

  • Senior Manager, Compliance & Internal Control - Legal & Compliance

     ...ent purpose. Welcome to learn more about China Minsheng Bank at  Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory and group requirements. Lead the... 

    China Minsheng Banking Corp., Ltd. Hong Kong Branch

    Central
    1 day ago

  • Assistant Manager to Deputy Manager, General Compliance (Compliance and Legal...

     ...ons: Act as the contact point of regulatory and law enforcement bodies Handle regulatory enquires & inspections and general compliance matters Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, ne... 

    Industrial and Commercial Bank of China (Asia) Limited

    Central
    4 days ago

  • Senior Operational Risk Manager/ Manager (Legal & Compliance Department)

    Chiyu Banking Corporation Limited has been registered as a licensed bank since 1947. Rooted in Hong Kong, we strive to provide one-stop cross-border banking and financial services to customers in Hong Kong, mainland and overseas Chinese. Riding on the edge of the Hong ...

    Chiyu Banking Corporation Limited

    Central
    22 days ago

  • Senior Manager/Manager, Anti-Money Laundering - Legal and Compliance

     ... and relevant business units on AML/CFT issues. Develop, update and review AML/CFT policies and guidelines. Perform AML/CFT compliance monitoring and conduct EDD. Assist in answering AML/CFT inquiries from regulators and auditors. Promote AML/CFT AML complia... 

    China Minsheng Banking Corp., Ltd. Hong Kong Branch

    Central and Western
    8 days ago

  • Legal Officer

     ..., assist and/or coordinate the handling of litigation or other legal proceedings; knowledge in Order 83A & 88, PDPO is an advantage...  ...ed from financial institution is an advantage ~ Knowledge of compliance and regulatory requirements in banking / consumer finance indu... 

    Hong Kong Finance Company Limited

    Admiralty
    7 days ago

  • Legal

    Job responsibilities： 1. Independently handle various legal matters, including but not limited to drafting and reviewing compan...  ...ipating in business negotiations; 2. Responsible for company compliance management, contract risk control and other risk control work;... 

    Tianda Group Limited

    Admiralty
    17 days ago

  • Manager to SM, Investment & Insurance Compliance (Compliance and Legal...

     ... mainland China and ICBC’s global asset management business respectively. Job Descriptions: Lead a Investment and Insurance Compliance team, as a partner to the business, supporting growth aspirations whilst retaining the appropriate compliance risk management dis... 

    Industrial and Commercial Bank of China (Asia) Limited

    Central
    4 days ago

  • Compliance Manager

    Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update r...  ...related to pension / fund products Auditing, compliance and legal experience in multinational corporations or relevant industrie... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    19 hours ago

  • Compliance Manager

     ...sponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new ...  ...es and business operation procedures to ensure compliance with legal and regulatory requirements. ~ Develop ethical and efficient... 

    Valuable Capital Limited

    Sheung Wan
    8 days ago

  • Legal Counsel

    Responsibilities In-charge of the Group's legal department, provide strategical legal advice to meet with the Group's daily op...  ...wing legal documentations and commercial contracts; Monitor compliance with laws, regulations and listing rules (both local and overs... 

    Langham Crystal Eye Centre Limited

    Quarry Bay
    23 days ago

  • Compliance Manager

    Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in comp...  ...re compliance. ~ Collaborate with other departments, such as legal and risk management, to ensure a coordinated approach to compl... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    17 days ago

  • Legal Counsel - Regional

    HKD 50k - HKD 100k per month

    Legal Counsel - Regional Opening Client Details Our client is seeking a highly skilled and experienced Legal Counsel to join...  ... management on a wide range of legal and regulatory issues. Compliance Management: Develop, implement, and monitor compliance progra... 

    Michael Page

    Central
    11 days ago