Search Results: 348 职位空缺
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
HKD 45k - HKD 50k /月
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
...ary to: [email redacted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to...
...uthentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking...
...ies
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous drug transaction within the operation site;
~P...
HKD 55k - HKD 65k /月
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
... Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage co...
...evant experience in undertaking SAR reviews and investigation within a financial institution
~Knowledge of AML/ CFT Compliance and relevant regulatory requirements
~Good command in both written and spoken English and Chinese (including Mandarin)
~Good analytical, i...
...
As an Analyst in the Asia Pacific Global Financial Crime Compliance (APAC GFCC) – Corporate and Investment Bank (CIB)/ Commercial... ... of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. ...
~US Headquartered
~Central Compliance Function
About Our Client
Our client is a US headquartered, boutique investment bank with... ...and be responsible for the following duties:
~Assisting with regulatory compliance such as licensing matters
~Ensuring internal comp...
...on, Risk Management or related discipline
~Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
~Sound Knowledge in insurance products, regulatory requirements and market practices
~Basic knowledge of regulatory requirem...
... retail corporation with a global presence. As the company committed to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and promote responsible business conduct.
Job Description:
The team...
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
...ting and challenging work
About Our Client
Our client is a one of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboarding, KYC/ SOW review for private banking clients. Founded in 1805, ...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
...be responsible for overseeing the daily operations of the finance department, ensuring the accuracy of financial records, compliance with regulatory standards, and providing strategic financial insights to support the bank's objectives.
Key Responsibilities:
~Ove...
...osely monitor the Group’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform ad hoc duties as assi... ...
Comprehensive knowledge of accounting standards and other regulatory requirements
Solid and in-depth knowledge in the Securitie...
...est practices & quality business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which... ...g in comply with regulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters
Review complaint ...
... opened accounts, conducting risk level assessments of company customers in conjunction with the requirements of the compliance department and regulatory agencies, and conducting regular risk investigations and re-inspections;
Identify, monitor, analyze, and investig...
...ve yearly cost savings goals by negotiating best cost and sourcing best supplier
Ensure first shipment ship on time with regulatory compliance, correct artwork and meet the quality requirements
Be the key negotiator to achieve key PO ship dates and price points
...
