...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
...ers.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as... ... and / or new regulations with respect to respective overseas regulatory bodies and work closely with branches and relevant department...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the... ...) to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the conduct of t...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
... a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, ...
Rober Walters Hong Kong
香港島
4 天前
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our Client
My client is one of the largest glo... ... banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on ...
HKD 45k - HKD 50k /月
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move... ...erg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and r...
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement...
...bilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filings and...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Glob...
Projob21.com Ltd.
香港島
4 天前
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
...e to time and identify their impact on the Company
Provide regulatory and legal input on advisory matters on legal, regulatory and ... ... discipline
At least 2 years relevant experience in legal, compliance or audit field(s) in finance related industry
Experience i...
...idly changing world. We are looking for a scientist to manage regulatory studies, monitor study programs and generate data to support ... ...lar and/or protein analytical and/or field/greenhouse data in compliance with internal and external standards to meet project and busi...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
...ntly they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and review th... ...
Assist in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banking return...
...
Compile technical documents to support country-specific regulatory submissions and ensure they are in a format consistent with a... ...duct labels, marketing, and technical documentation to ensure compliance with relevant regulations and technical standards.
Partici...
...L, database (Oracle preferred), data structure and modelling understanding, Familiar with Alteryx or Spark
~Financial industry, regulatory/ financial reporting exposure would be an advantage.
~Familiar with programming languages (Java, Python) is a huge plus
~Degr...
HKD 50k - HKD 100k /月
...a well-known European bank. They wish to hire a talented VP - Regulatory Reporting to join their team.
Client Details
Our client... ...r system reports
ensuring internal audit activities are in compliance with industrial and professional standards
communicating w...
...e 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the bu... ...ments.
Advise on compliance issues and potential impact of regulatory trends and developments.
Ensure business implement adequat...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the in... ...racts and documents
Advise the management regularly on new regulatory requirements
Responsible for conducting AML, KYC and other...
...ofessional to join our team as Officer, Trade Confirmation & Regulatory Reporting - Hybrid (Internal Job Title: Securities & Derivat... ...ernal policies to solve related operational issues and ensure compliance with various regulations/policies
~Ensure regulatory report...
...492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...tail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business prop...
...HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exte... ...nt opening processes;
Handle requests from SFC and foreign regulatory authorities;
Promptly prepare and submit reports including...
...499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...'s circumstances
~Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast o...
...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu... ..., policies, procedures and systems to keep abreast of new and regulatory changes;
Keep abreast of, monitor, and analyze developing ...
Scope of Responsibilities:
To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy
Providing compliance advice to business units to ensu...