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- ...d specializing in wealth management. Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime risks Degree holder or ab...
- Job No .: 499656 Employment Type: Contract Departments : Private Banking Job Functions: Bank Operations, Risk Management ... ...anking experience in business risk management, financial crime compliance and Private banking experience is definitely an advantage P...
- Our client is a leading insurance company, they are currently looking for a Contract Legal and Compliance Assistant to support the team. Responsibilities: ~ To assist hiring manager in a driving project involving cross-jurisdictional settings, deploy sophisticat...
- ... specializing in wealth management”. ~Provide support on transaction monitoring and report preparation ~Assist to conduct AML Compliance review/ testing ~Assist to implement the AML policies and procedures to manage the financial crime risks ~Degree holder or ab...
- ...wledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guidin... ..., and legal requirements; # to draft, review, and negotiate contracts, agreements and other legal documents, as well as formulate a...
- ... on international expansion and specializing in wealth management. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies a...
- Job ID 48426 Responsibilities: Coordinating with Vendors and Customers on customer order compliance requirements including shipmarks, labels, samples and in-box sheets for complex and DI focus customers Sending Hasbro inspection reports, product photos,...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- ...ment Terms: The remuneration package will be commensurate with qualifications and experience. Appointment will be on a fixed-term contract with contract-end-gratuity, MPF benefits, medical and dental care. Future employment may be offered on renewable contracts subject...
- ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, complia... ...) and design contingency plans. # Cross-Border Transaction & Contract Management ~ Draft and Review cloud service contracts, pro...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire...
- ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc...
- ...A market leading financial institute with strong presence in HK and Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and review program for our equities and futures operations, ensuring f...
- ... policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities Advise on new...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
Regulatory Affairs Compliance & Project Specialist (2-year Renewable Contract) [Innovative Medicine]
... Posting Locations: Mongkok, Kowloon, Hong Kong Job Description: Overall purpose of job: Maintain regulatory compliance and system compliance. Ensure training assignment is appropriate and timely. Support Regulatory Affairs Team on labeling ...- Responsibilities Ensure compliance with leasing policies and procedures in alignment with the company's standards Manage day-to-day tenancy legal matters, including various contract terms, lease reviews, demand letters, rent and/or possession recovery and tenancy...
- Responsibilities: Providing administrative to the assigned department and team members, including data entry, document filing, and other general affairs as required; Collaborating with various departments to ensure smooth daily operations; Handling of ad-hoc a...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- ...ion, please visit: Duties: Monitor and assess impact of regulatory developments and prepare relevant documents Ensure compliance risks are timely reported and managed Conduct compliance test, research and training Support the administrations of committ...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsible for partnering with the legal teams to oversee the compliance function for the company. Your new role Oversee compliance fun...
- Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC). Identify control weaknesses, gaps, and potential regulatory risks during reviews. Prepare clear and act...
- Highway Contract no.: 14/HY/2024 Highways Department Term Contract (Management and Maintenance of Roads on Hong Kong Island excluding... ...m maintenance contracts for roads and drainage works, ensuring compliance with contractual and regulatory requirements. Responsibiliti...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- ...and other aircraft operators. Please visit us at CALC for more information about our company. Responsibilities: Ensure contract compliance; Assist to check/prepare Conditions Precedent (CPs) and Conditions Subsequent (CSs) and ensure that delivery of aircraft ...
- ... the areas of insurance, reinsurance, data security, privacy, contracts and company law, to help manage legal and regulatory risks wh... ...ement, business teams and other corporate functions to ensure compliance with applicable laws and regulations and guidelines of releva...
- ...ILITES 主 要 职 责 Training & Communication Identify and analyze training needs, support line manager to develop and implement compliance related training strategies to ensure optimal delivery focusing on effectiveness, clarity and understandability. Innovatively ...
- ...d in the regional and global markets. We are looking for qualified individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist in compliance monitoring ...
- My client is looking for AML compliance- AD/VP level must be fluent in Mandarin