Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage potential conflicts of interest and informatio... ...n process and coordinate with Business, Compliance and External Counsel in regard to pre-d...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
...ocess all guest check-ins by confirming reservations, assigning room, and issuing and activating room key. Process all payment types... ...dures report accidents, injuries, and unsafe work conditions to manager. Follow all company policies and procedures ensure uniform and ...
...9146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital ma...
... Global Markets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine ... ...f-assessment and different gap analysis reports on internal control and compliance mechanism
~Formulate internal control or w...
...d-class financial products and services, including wealth management and investment, protection, credit cards, and secured len... ...aliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Co...
Elee Consulting Ltd values staff human resource as the most important asset of a company. Please visit our website for more job vacancies
JOB DUTIES:
~ Responsible for answering hotline telephone calls and data entry, General duties of General Office Clerk
~...
Responsible for answering hotline telephone calls and data entry, General duties of General Office Clerk
Form 5 / DSE graduate or above
Must has Security Personnel Permit holder (QAS)
Work in shift duty, may be overnight shift, work on Sunday and Public Holid...
...d in hotel investments and hotel operation management, we welcome experienced candidate to apply the following position:
Rooms Division Manager
Job Duties:
~Provide ... ...mplementation in all departments
~Ensure compliance with licensing laws, health and safety
...
...sting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
~H... ...ree holder in Business Administration, Risk Management, Law or related disciplines.
~Possesses k...
Responsibilities :
Security Control Room clerical job duties
Able to operate basic computers, including Chinese and English input
Requirements :
No security working experience required
Good Cantonese & General English
Good communication and customer...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and...
...nd Shangri-La, Hong Kong is an elegant urban sanctuary soaring above the skyline.
We are looking for an Executive Assistant Manager – Rooms based at Island Shangri-La, Hong Kong!
As an Executive Assistant Manager - Rooms, we rely on you to:
Responsible for the ...
...current workflow to implement and sustain an efficient quality management system
To formulate materials and provide suggestions to pr... ...onic consumer product products including manufacturing process control
~ Good interpersonal skills, strong leadership and managemen...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escala... ...ous Transaction Reports.
Keep updated compliance obligations and regulatory obligations i... ... Contribute to design and development of controls to enhance surveillance overage for mark...
...vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to busines...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
... Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management... ...licies, anti-money laundering policies, compliance policies, procedures and work guideline... ... inspections, identifying weak links in control, and proposing and implementing improve...
...ore than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls and procedures.
Responsibilities
Review process and co...
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
...bilities
# As part of the first line of defence control function of IT Department and support IT management to manage Technology and IT Operational Risk
# ... ...ears of experience in technology risk, regulatory compliance, or similar risk & control function from the bank...
MNC Life Insurance business - Compliance Manager
Job Responsibilities :
Provide advice and review on compliance issues in relation ... ...eep track of regulatory requirements
Establish compliance controls and perform KYC/ CDD/ AML review and monitoring;
Provide ...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acro...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
香港島
2 天前
...Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, i... ...ment business respectively.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD documents requirements
~...
...es
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as ... ...se identified issues/exceptions
~Compile management reports on compliance related areas
~Per...
...s and business partners in providing comprehensive information on financial management, financial planning, financial reporting and compliance, capital planning and reporting, financial control and SOX control, tax advisory, insurance finance, and global markets financ...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
... planning solutions and lifelong protection, embracing wealth management and succession, health and well-being, and quality of life. B... ...a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring ...