HKD 55k - HKD 65k /月
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
HKD 22k - HKD 30k /月
The Company
Our client is a sizable MNC and is urgently looking for Legal and Compliance Officer to join the company. This is a 6 months rolling contract with a strong view to permanency. The ideal candidate will start immediately.
The Role
Supporting co...
HKD 70k - HKD 80k /月
The Company A well established Chinese bank is looking for a Senior Financial Crime Compliance Manager to join their team.
The Role
Develop and maintain a robust financial crime compliance framework in accordance with local and international regulations, indu...
HKD 25k - HKD 35k /月
...nal partners and key stakeholders
Utilize information from regulatory changes, new regulations, and internal policy changes to furt... ...and safeguarding the firm, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Poli...
HKD 40k - HKD 60k /月
...epare, review, and revise ISDA agreements to ensure accuracy, compliance, and alignment with the negotiated terms. Attention to detail... ...t the interests of your organization or clients.
Legal and Regulatory Compliance: Stay informed about relevant laws, regulations, a...
...es using our internal systems; periodic calculation of account performance
Work together with other teams in meeting all compliance, regulatory, risk management, operational, and due diligence requirements and compliance with internal policies
Required Qualificati...
...Role
Responsibilities:
Prepare accurate and timely financial reports, including full set reporting, in compliance with accounting standards and regulatory requirements.
Perform financial planning and analysis to support decision-making processes.
Assist in ...
HKD 30k - HKD 40k /月
... documentation and reporting of all trades in accordance with regulatory requirements and internal procedures
Observe market trends... ...xchange and money markets
Collaborate with the risk, legal/compliance department, company secretary, and external banks to handle d...
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
HKD 100k - HKD 120k /月
...management information system and meet or exceed the changing regulatory standards. Undertake complex projects relating to statutory l... ...i-money laundering and counter terrorist financing.
Manage compliance/contingency/risk issues within own area of control and for th...
HKD 40k - HKD 60k /月
...tions, and determine testing resources.
Liaise with internal and external stakeholders, such as clearinghouses, exchanges, and regulatory bodies, to ensure smooth and effective operations
Monitor UAT test cases and performing UAT testing according to the pre-defin...
HKD 50k - HKD 65k /月
..., ensuring accuracy and adherence to accounting standards and regulatory requirements
Lead a team of fund accountants, providing gu... ... to ensure timely and accurate fund reporting, audit, and tax compliance
Perform comprehensive analysis of fund performance, includ...
...L, database (Oracle preferred), data structure and modelling understanding, Familiar with Alteryx or Spark
~Financial industry, regulatory/ financial reporting exposure would be an advantage.
~Familiar with programming languages (Java, Python) is a huge plus
~Degr...
...lidated
~Guarantee functioning of the network infrastructure in electronic market, taking into account business requirements and regulatory constraints
~Familiarity with network monitoring and troubleshooting tools and skill
~Vendor Management and coordination
~Supp...
... Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage co...
HKD 50k - HKD 100k /月
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
Client Details
My c...
HKD 50k - HKD 100k /月
As the Bank's transformation specialist, the key focuses of the role is: (1) becoming the thought leader of new business/operating model that brings the bank into the future of banking (2) designing the right path to success with unflinching focus on customer centricit...
...se with other Business/ Risk teams across different locations or regions to improve the risk framework and methodology
Support regulatory exam management, including serving as lead (when applicable) for remediation of regulatory findings
Lead and drive regular ris...
...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag... ...es, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
~Ass...
... cope with the rapid company growth and ensure a total market compliance for our products, we are now looking for a Quality System & C... ...t.
~Liaise with OEM customers for ad-hoc request related to regulatory documentation
~Maintain online compliance documentation ava...
...ies
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous drug transaction within the operation site;
~P...
...n corporate projects and new product development to identify legal / regulatory issues; and
~Formulate and revise policies and guidelines and coordinate with relevant departments to ensure compliance with new and revised legal and regulatory requirements.
Qualifi...
HKD 40k - HKD 70k /月
...idelines according to the review schedule.
Review critical projects during project lifecycle to ensure quality of project and compliance to the bank's project management methodology and processes.
Provide support on PMO automation through Project Portfolio Manage...
...egy and business priorities
Work with regional/business management team on various regional/ global deliverables, ranging from regulatory reporting to data analytics
Working closely with various control and support functions on various BAU and ad hoc projects
R...
HKD 80k - HKD 90k /月
... team.
The Role
Lead a team to execute a comprehensive range of company secretarial duties, corporate governance, and compliance functions for both the listed group and private subsidiaries.
Prepare annual and interim reports, announcements, and circulars...
HKD 25k - HKD 50k /月
...ty.
Deliver quality service to prospective customers
Perform other administrative & operations works as required.
Ensure compliance of mandatory banking processes
Your Profile
Requirements
~2 years minimum in relevant role (KYC, CDD, Client onboarding, ...
...is our treasure, come to explore your potential with us. Job Responsibilities:
Provide regulatory advice and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including liaising with regulators, ensu...
HKD 50k - HKD 100k /月
... to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all co... ...dent contributor position
the main duties include AML/KYC, regulatory compliance matters, MAS/CIMA regulatory requirements, PAD, gi...
...g to develop and enhance the Bank’s AML/Anti-Fraud Systems and other RegTech solutions to ensure that the Bank is in Compliance with relevant regulatory requirements with optimal effectiveness and efficiency
Implement technology-driven solutions and optimize system ...