...c., maintains approved membership with the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), an... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
...formation, please visit our website at Job Responsibilities:
Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
Assist in drafting agreements;
Assist in conducting compliance review and ...
...ing a passionate Specialist to join our team. The job holder will be responsible for internal and external coordination to ensure compliance with regulations for our Property sales projects. The following are the job responsibilities and requirements:
Job Responsibil...
...nsaction settlements.
Develop and implement robust settlement policies, procedures, and controls to ensure compliance with internal guidelines and regulatory requirements.
Resolve settlement discrepancies promptly and provide guidance to team members when needed. ...
...ty to step-up and handle further finance responsibilities such as management reporting, budgeting and forecasting, regulatory matters including compliance, tax and internal control
Assist in regulatory reporting to SFC
What you'll need to succeed
~1 Year of A...
...s for associated companies.
Responsibilities:
Ensure compliance with all applicable laws and regulations, including the Listi... ...
Attend to statutory filings, disclosure, and reporting with regulatory bodies. Provide recommendations on the implementation of new ...
... treasury, and reporting
Prepare, review and negotiate legal documentation for the Group on general commercial, and regulatory and other compliance matters
Provide transaction executional support on corporate matters, including M&A, investments and treasury, and ...
...mprove IT systems, operations, and decision-making.
~Ensure compliance with all applicable IT regulations and standards.
~Mentor a... ...eneral understanding of data privacy (e.g. GDPR) and security regulatory requirements in HK and PRC.
~Proficiency in vulnerability a...
... Assist in the preparation and documentation of board meetings, general meetings, and committee meetings, ensuring compliance with statutory and regulatory requirements.
Maintain accurate records, including the company's statutory books, registers, and filings, and e...
...plication to facilitate the issuance of public fund, ensuring compliance with relevant regulations and guidelines set by the SFC;
2.... ...e public fund;
4. Manage investment portfolios according to regulatory and internal requirements;
5. Formulate and implement inves...
...g. Additionally, our fully owned subsidiary, Eddid Securities USA Inc., maintains approved membership with the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Securities Investor Protection Corporation (SIPC), and is a re...
...products, e.g., equity, future, option, bond, and structure products etc.
4.Familiar with industry development (e.g., CIES) and regulatory requirement
5.Good connection with product and service provides is advantage
6.SFC type 1 and 4 license is desired
7.Fluent...
...provement in operation flow
~Ensure internal control in place in various departments
~Roll-out of corporate policies & ensure compliance
~Deliver internal audit reports
~Other ad-hoc assignments assigned by Management
Requirements:
~Degree holder in Accou...
...sonal Information Protection Notice .
DEEMED EXPORT LICENSE NOTICE.
Some positions may require a deemed export license for compliance with applicable laws and regulations. Please note: Pure does not currently sponsor deemed export license applications so we are u...
... Closely monitor the occupancy and maintain the guest history and preference up-to-date
Handle and resolve guest complaints in compliance with the hotel service standards
Direct and schedule staff roster in accordance with events, festive days and periods to ensur...
...ideas to improve business performance.
Review existing data management practices and initiate measures to enhance security and compliance, particularly focusing on hardware deployment security.
Conduct an audit of existing technology tools, platforms, and vendor r...
HKD 30k - HKD 35k /月
...he-point resolution of tax related issues, and we excel at what we do.
Summit’s value to your company is not limited to US tax compliance alone. Thanks to our consultants’ years of experience on Wall Street, Summit can offer consultancy on U.S. markets, including ass...
...lopment) in preparing fuel consumption plans for power generation system and financial planning
To assist in preparing various regulatory submissions under the Scheme of Control Agreement and reporting to the Government
To provide technical support for the Company...
...or the Hong Kong property business including regular and ad hoc reports on project progress, portfolio budget and forecast, risk, compliance, and etc.
Coordinate internally and with other departments for effective updates of data, analyses and consolidate information...
...sheets
Provide quarterly people reports and ad hoc reporting enabling the business to make informed people decisions
Ensure compliance with GDPR, employee privacy, and immediately highlighting areas of concern
Implement monitoring and audit processes for HR law...
... analysis and tax computation
To coordinate and liaise with external auditors for year-end audit and other financial reporting compliance
Requirements:
Bachelor’s Degree in Finance, Accounting or related disciplines
Membership of HKICPA or equivalent
A mi...