Search Results: 300 vacancies
...ary to: [email redacted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to...
...ies
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous drug transaction within the operation site;
~P...
HKD 55k - HKD 65k per month
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
... Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage co...
...
As an Analyst in the Asia Pacific Global Financial Crime Compliance (APAC GFCC) – Corporate and Investment Bank (CIB)/ Commercial... ... of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. ...
~US Headquartered
~Central Compliance Function
About Our Client
Our client is a US headquartered, boutique investment bank with... ...and be responsible for the following duties:
~Assisting with regulatory compliance such as licensing matters
~Ensuring internal comp...
... retail corporation with a global presence. As the company committed to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and promote responsible business conduct.
Job Description:
The team...
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
...ob Purpose:
In this role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a su... ...ection rules are operating in an effective manner and meeting regulatory expectations
~Undertake bank-wide system project in relatio...
...ting and challenging work
About Our Client
Our client is a one of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboarding, KYC/ SOW review for private banking clients. Founded in 1805, ...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
...osely monitor the Group’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform ad hoc duties as assi... ...
Comprehensive knowledge of accounting standards and other regulatory requirements
Solid and in-depth knowledge in the Securitie...
...ve yearly cost savings goals by negotiating best cost and sourcing best supplier
Ensure first shipment ship on time with regulatory compliance, correct artwork and meet the quality requirements
Be the key negotiator to achieve key PO ship dates and price points
...
...est practices & quality business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which... ...g in comply with regulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters
Review complaint ...
...ority for higher authority level’s decision making
~Monitor compliance with credit policies and guidelines
~Approve credit excesse... ...ing products including trade finance
~Knowledge of relevant regulatory requirements
~Good knowledge in accounting principles and f...
...vide expert advice on the management of disputes, litigation, regulatory and other contentious matters and advise on strategies and ap... ... effective legal services is obtained;
To oversee Client's compliance with all applicable laws, regulations and policies, and to co...
...minutes
Handle disclosure of interest filings in accordance with SFO requirements
Assist in ESG reporting
Ensure compliance with regulatory disclosure, reporting and statutory filing requirements
Monitor changes in relevant legislation and the regulatory env...
...in line with Group and local direction and relevant legal and regulatory requirements; and provides governance and oversight for first... ...ng Kong and Macau demonstrate its ongoing level of regulatory compliance and assurance as to the effectiveness of security controls.
...
...ocuments to authorized personnel, departments, or external parties as per project requirements
Ensure documents are in compliance with regulatory and industry standards, and assist in audits or quality assurance checks
Establish document control procedures and sys...
...dures, due diligence, market research, financial analysis and regulatory submission preparation
Prepare, review and follow up trans... ...tal markets transactions, with strong awareness of regulatory compliance requirements
Possess excellent analytical, interpersonal a...
