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  • Search Results: 69 vacancies

  • Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan,... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    24 days ago
  •  ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    1 day ago
  •  ... Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collab...  ...ams as well as customers to ensure product compliance with EU regulatory requirements. Assist with various projects as assigned, de... 

    OBI Group Sourcing Hong Kong Limited

    Causeway Bay
    8 days ago
  • RESPONSIBILITIES Report to Head of Legal & Compliance Provide legal and compliance advice and solution to management and depar...  ...lders resolutions and other documentations Keep abreast on regulatory developments and advise management and departments accordingl... 

    SinoPac Securities (Asia) Limited

    Causeway Bay
    1 a month ago
  •  ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as... 

    PKF Hong Kong Limited

    Causeway Bay
    1 a month ago
  •  ... Manage relationships with underwriters, legal advisors, and regulatory bodies. Conduct thorough market research and analysis to i...  ...ion, including prospectuses and regulatory filings. Ensure compliance with all relevant securities laws and regulations. Stay up... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    18 days ago
  •  ..., or Back Office, such as Prime Brokerage, Customer Services, Compliance, Corporate Secretarial Services, which will be assigned based...  ...s required  Compliance: · Gather, analyze and summarize regulatory updates and industry best practices for the team. · Review... 

    MIB Securities (Hong Kong) Limited

    Causeway Bay
    1 a month ago
  •  ...ification would be an advantage At least 1-3 years of trust administration experience Strong knowledge of the trust regulatory and compliance regime Detail oriented, with the ability to work under pressure and minimum supervision Strong work ethics, profess... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    6 days ago
  •  ... with internal and external parties, including solicitors and regulatory bodies ~ Ensure all statutory rules and regulatory requirem...  ...rch technical issue ~ Keep abreast of changes in regulatory compliance laws, rules and regulations, and advising clients of the oper... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    16 days ago
  •  ... the continued review, updating, and monitoring of the Firm’s compliance with HKSQM 1 and global network policies and procedures. S...  ...s by the AFRC, the global network, and other professional and regulatory bodies, and communicate any findings, implement improvements,... 

    RSM Hong Kong 羅申美會計師事務所

    Causeway Bay
    11 days ago
  •  ...e advices/analysis Execute full sales process with good sales planning/strategies Comply with full compliance with internal guidelines and external regulatory bodies   Requirements Minimum 2 years of experiences from investment/wealth management/insurance... 

    PC Securities Financial Group Limited

    Causeway Bay
    4 days ago
  •  ...Services protects value. Our Financial Services practices provides advisory services to financial institution in addressing regulatory compliance matters, including compliance reviews, policy and procedures development, examination readiness reviews, risk assessments a... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    14 days ago
  •  ... records Adherence to deadlines for completion Customer Due Diligence reviews to ensure adherence to regulatory requirements Identification of compliance and/or risk issues and recommendation of remediation required with escalation where required to the Region... 

    Equiom Group

    Causeway Bay
    1 a month ago
  •  ...services Engage in marketing initiatives to develop new business and enhance customer relationships Ensure compliance with operational risk controls and regulatory guidelines Requirements: HKCEE/HKDSE graduate with 1+ year experience (financial institution preferred) Ca... 

    Be Myjob Company Limited

    Causeway Bay
    3 days ago
  •  ...East, Africa and Asia under newly forming regulations. As the regulatory landscape has evolved over this time, they have evolved with ...  ...anagement efforts, ensuring timely responses to incidents and compliance with regulatory requirements. Host or support educationa... 

    Avomind

    Causeway Bay
    more than 2 months ago
  •  ...local market trends, competitor activities, demographics, and local regulatory changes. Partner with the product team to ensure products meet customer needs while maintaining competitiveness, compliance, and profitability. Requirements ~ Bachelor’s degree in Financ... 

    Manpower Services (Hong Kong Limited

    Causeway Bay
    12 days ago
  •  ... new projects planning, testing and implementation of loan product launch and system enhancement Contact point for IA/EY/Compliance/ regulatory bodies to handle regulatory enquiries/ reporting Provide administrative support to the department Responsible for CRA... 

    Malayan Banking Berhad ('Maybank')

    Causeway Bay
    1 a month ago
  •  ... · Prepares FATCA/CRS files and arrange respective reporting before regulatory deadlines. · Act as the key contact with clients and investors on KYC related matters. · Ensures strict compliance with internal procedures and guidelines as well as the regulatory req... 

    SinoPac Solutions and Services Limited

    Causeway Bay
    1 a month ago
  •  ...l business connections Maintain client relationships with good service quality and ensure thorough KYC is conducted in compliance with regulatory requirement Identify clients’ investment needs. Advise and provide customized private wealth management solutions whic... 

    Cathay United Bank

    Causeway Bay
    16 days ago
  •  ... looking for a self-motivated, focused individual with strong compliance knowledge base to oversee the SFC regulated activities of our...  ...C and AML checking in accordance with internal guidelines and regulatory requirements • Handle existing clients' account maintenance r... 

    Central Wealth Securities Investment Limited

    Causeway Bay
    1 day ago