Search Results: 3,814 vacancies
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the... ...) to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the conduct of t...
... a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, ...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
HKD 100k per month
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
HKD 45k - HKD 50k per month
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our Client
My client is one of the largest glo... ... banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on ...
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement...
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move ... ...erg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and r...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Glob...
Projob21.com Ltd.
Hong Kong Island
2 days ago
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin i...
...bilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filings and...
...idly changing world. We are looking for a scientist to manage regulatory studies, monitor study programs and generate data to support ... ...lar and/or protein analytical and/or field/greenhouse data in compliance with internal and external standards to meet project and busi...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
...e to time and identify their impact on the Company
Provide regulatory and legal input on advisory matters on legal, regulatory and ... ... discipline
At least 2 years relevant experience in legal, compliance or audit field(s) in finance related industry
Experience i...
...
Compile technical documents to support country-specific regulatory submissions and ensure they are in a format consistent with a... ...duct labels, marketing, and technical documentation to ensure compliance with relevant regulations and technical standards.
Partici...
...ntly they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and review th... ...
Assist in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banking return...
