Search Results: 32 vacancies
...ers.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as... ... and / or new regulations with respect to respective overseas regulatory bodies and work closely with branches and relevant department...
...mong its staff members.
Responsibilities:
Perform financial and regulatory reporting functions, e.g. preparation of banking returns and financial reports, and monitoring of financial compliance ratios
Exercise effective control on the operations, structure an...
...ng its staff members.
Respo nsibilities:
~Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Senior Management and assess the i...
...L/CFT policies and procedures to ensure they are in line with regulatory requirements
~Review the establishment and continual of bus... ...ent, Law or related disciplines
~Minimum 3 years of AML/CFT compliance experience in banking industry
~Knowledge of and ability to...
...es
~Minimum 3 years of experience in project management/AML compliance/information technology; experience in banking industry is a p... ...nderstanding of banking operations and basic knowledge of AML regulatory requirements
~Sound knowledge of statistical analysis
~Re...
...epare and update STR procedures to ensure they are align with regulatory requirements
~Perform ad hoc tasks as assigned from time to... ...MS designation or AAMLP is preferred
~Minimum 1 year of AML compliance and transaction monitoring investigation experience
~Strong...
...ents and promoting a harmonious relationship among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-site visits to business units, local and overseas branches, and subsidiaries ...
...implementation of compensation and benefits policies and procedures to align with the Bank's strategic direction and ensure regulatory compliance
Assist in ad hoc HR projects e.g. staff engagement and culture initiatives as assigned
Requirements:
Degree holder...
...effectively on all types of new Credit Card and Unsecured Personal Loan applications in adherence to pre-set credit policy, compliance, regulatory requirements and to meet established service turnaround indicators and quality standards
Evaluate customers’ requests fo...
...t least 8 years was at managerial level
~Experience in bank compliance/operational risk audit and knowledge of technology risk manag... ... knowledge of banking operations and well-versed in the local regulatory requirements applicable to operational risk management includ...
... benchmarking and alignment of credit risk policies & procedures, product due diligence, and systems to ensure compliance with the Bank's policy and regulatory requirements
Perform credit risk monitoring and review in an effective and efficient manner
Participate ...
...or Big 4 consulting firms of which at least 3 years was related to operational, technology or compliance risks
Good knowledge of banking operations and the local regulatory requirements applicable to operational and technology risk management, e.g. HKMA SPM OR-1, OR...
...stainability drive of the Group
Keep abreast of market and regulatory development on ESG and Sustainability matters
Facilitate a... ...he Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.
...nbound or outbound call, written response (e.g. letter, e-mail, live chat and fax) in a professional manner and in compliance with all internal regulatory requirements
~To assist the team to achieve various key performance indicators (KPIs)
~To process customer inst...
...Responsibilities:
Support the compilation of internal MIS, regulatory report and survey according to internal credit policies and r... ...Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.
...pilation of risk-based Annual Audit Planning.
Conduct audit assignments on business operations, corporate governance and regulatory compliance of the delegated audit portfolios.
Conduct special reviews / investigations assigned by Head of Internal Audit / request...
...t and implemented timely.
~Meet service pledge and ensure operations are in full compliance with both internal and external standards
~Keep abreast of latest development in regulatory requirements and industry standard
~Ensure the system-related projects implement...
...ccordance with industry standard, best practice, and relevant regulatory requirements;
Develop and rollout localized IT policies ba... ...rking experience in IT governance, security, risk management, compliance, and/or IT audit function;
Understanding of (1) IT systems...
... credit policies and procedures are adhered to bank policy or regulatory requirements
~Handle regulatory and external/internal audit... ...th the prime objectives of internal and regulatory guidelines compliance
~Monitor, analyze, review and manage the credit risk with p...
...ank's internal credit policies/guidelines as well as external regulatory requirements
~Assists head of department in overseeing dail... ...
~Good understanding in credit risk management and regulatory compliance
~Self-motivated and detail-minded with strong risk control ...
