Search Results: 5,836 vacancies
The candidate will assist the Compliance or Client Onboarding team in ensuring that the organization complies with applicable laws, regulations and internal compliance-related policies. The candidate will support various activities including research, documentation, mo...
Malayan Banking Berhad ('Maybank')
Hong Kong
23 days ago
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move q... ... on the region you are submitting an application for.
Contract will be administered by third-party vendor as a dispatched wor...
Bloomberg
Hong Kong
8 days ago
...HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exte... ...ssues;
Prepare, review and amend legal documents, business contracts, agreements, correspondence and any other documentation to fi...
Xin Yongan International Financial Holdings Limited
Hong Kong
12 days ago
...related works and offer advice on licensing issues
Provide compliance advice to the different business units in relation to securit... ...agement business
Review and advise on legal and compliance contracts and documentation
Handle and implement compliance requests...
Futu Securities International (Hong Kong) Limited
Hong Kong
11 days ago
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the in... ...afting, reviewing, negotiating and advising agreements, legal contracts and documents
Advise the management regularly on new regul...
Oriental Patron Financial Services Group Ltd.
Hong Kong
22 days ago
Job Responsibilities:
An excellent opportunity for gaining experience in compliance assurance activities.
Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data pri...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
JOKER (FAR EAST) LTD.
Hong Kong
9 days ago
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
Public Finance Limited
Hong Kong
13 days ago
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
Kwan Tat Industrial Limited
Hong Kong
2 days ago
Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance.
Responsibilities:
~Conduct effective, objective, risk-based compliance monitoring activities pursuant to the...
ConnectedGroup Limited
Hong Kong
2 days ago
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
Bank of China (Hong Kong) Limited
Hong Kong
6 days ago
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
Bank of China (Hong Kong) Limited
Hong Kong
6 days ago
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a global, mid-size inter-dealer broker and advisors in corporate finance and capital markets. In broking, we specialize in financial derivati...
Vantage Capital Markets HK Limited
Hong Kong
5 days ago
...rrently seeking high caliber candidates to join our big family.
Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulatory and legislative change;
~Review account opening documents and A...
Wing Fung Financial Group Limited
Central
6 days ago
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
Doo Technology Limited
Hong Kong
5 days ago
Responsibilities:
Handle SFC licensing matters including but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the thi...
Valuable Capital Limited
Hong Kong
6 days ago
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
CMBC Capital Holdings Limited
Hong Kong
11 days ago
...igh calibre professional to join our department.
Responsibilities
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports
Perform checking on unauthorized use...
China Investment Information Services Limited
Hong Kong
23 days ago
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
China Everbright Limited
Hong Kong
4 days ago
...d just a job, and an environment where you can be your true and authentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory ...
Dah Sing Financial Group
Wan Chai
4 days ago
