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  • Search Results: 3,226 vacancies

  • IBD compliance

    My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire... 

    Unicorn Advisor (HK) Limited

    Hong Kong
    3 days ago

  • Compliance Administrator

     ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    4 days ago

  • Compliance Manager

    Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    10 days ago

  • Compliance Officer

    Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg... 

    Aden Financial Group Limited

    Central
    3 days ago

  • Compliance Manager

    Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and... 

    Valuable Capital Limited

    Sheung Wan
    18 days ago

  • Senior Compliance Officer / Compliance Officer

    Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC).  Identify control weaknesses, gaps, and potential regulatory risks during reviews.  Prepare clear and act... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    3 days ago

  • Compliance Manager, BP

     ...ILITES 主 要 职 责 Training & Communication Identify and analyze training needs, support line manager to develop and implement compliance related training strategies to ensure optimal delivery focusing on effectiveness, clarity and understandability. Innovatively ... 

    AstraZeneca Hong Kong Ltd

    Tin Shui Wai
    12 days ago

  • Assistant Officer (Compliance)

    Chun Wo was founded in 1968 and listed on the Main Board of the Hong Kong Stock Exchange in 1993. It is a renowned construction company in Hong Kong in building construction, civil engineering, foundations, electrical and mechanical engineering, railway and transport e...

    Chun Wo Construction Holdings Company Limited

    Lai Chi Kok
    7 days ago

  • Compliance Officer

    Job Summary A rapidly expanding and high-performing asset manager group is seeking a Compliance Officer to join our team, adding a new position due to ongoing business growth. We are looking for a Compliance Officer to ensure that our companies adhere to all releva... 

    China Reserve Securities Limited

    Tsim Sha Tsui
    25 days ago

  • Assistant CDD Manager - CDD Compliance

     ...ws triggered by projects / transaction monitoring; Review account opening documents and related supporting documents to ensure compliance with internal policies and guidelines; Update e-KYC, Anti-Money Laundering (AML) systems and monitor and follow up the overall... 

    Spidernet Recruitment Services

    Kowloon
    4 days ago

  • Compliance Assistant / Senior Compliance Associate

     ...d in the regional and global markets. We are looking for qualified individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist in compliance monitoring ... 

    UOB Kay Hian (Hong Kong) Limited

    Wan Chai
    4 days ago

  • Investment Compliance Intern

    Job responsibilities: # To assist in developing automated monitoring programs (mainly Microsoft Excel based) related to compliance monitoring and evaluate the settings of existing monitoring systems. # To provide practical solutions in the testing and optimi... 

    BEA Union Investment Management Limited

    Hong Kong
    14 days ago

  • Compliance Manager

    Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    27 days ago

  • Head of Compliance, Insurance

     ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi... 

    Hang Seng Bank

    Central
    1 day ago

  • Senior Compliance Manager

    Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th... 

    Aquis Search Limited

    Central
    24 days ago

  • Compliance Assistant / Officer

     ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support... 

    Safe Investment Company Limited

    Central and Western
    7 days ago

  • Quality and Compliance Manager

    Are you a champion of quality and compliance? We're looking for a detail-oriented Quality and Compliance Manager to ensure our products, services, and processes consistently meet the highest standards and all necessary regulations. You'll be crucial in maintaining our ... 

    Close to Clothes (Asia Pacific) Limited

    Kwai Fong
    7 days ago

  • AML compliance - AD / VP

    My client is looking for AML compliance- AD/VP level must be fluent in Mandarin All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

    Unicorn Advisor (HK) Limited

    Hong Kong
    7 days ago

  • Legal and Compliance Manager

     ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo... 

    North Beta International Securities Limited

    Central
    7 days ago

  • Compliance Manager / Senior Manager - NGO

    Our client is a charitable organization seeking a Manager with a focus on compliance and governance. This role is essential for ensuring effective oversight of charitable programs and initiatives. Key Responsibilities: Partner with senior leadership to develop a... 

    ConnectedGroup Limited

    Hong Kong
    11 days ago