Get new jobs by email
- ...e applicant must possess: # a recognized degree in law, with legal profession qualification in Hong Kong or an English-speaking c... ...owledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guiding...
- ...n major AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud p...
- ...sing on international expansion and specializing in wealth management. Advise senior management to ensure the Bank Group’s due compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governance Liaise w...
- ...e across the region. Job Responsibilities Keep track of legal and regulatory updates and notify relevant stakeholders to ens... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
- ...a security, privacy, contracts and company law, to help manage legal and regulatory risks whilst facilitating the business of the C... ...gement, business teams and other corporate functions to ensure compliance with applicable laws and regulations and guidelines of relevan...
- Responsibilities: Assist to provide legal advice and support to all business and operation units Assist to develop and implement policies/procedures to mitigate legal risks Liaise and manage external counsel on outsourced assignments Conduct trainings and...
- ... in Hong Kong. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, in...
- ...n, innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w... ...n the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interes...
- ...ber of the oneworld global alliance whose combined network serves over 750 destinations worldwide. Reports to: Head of Compliance The Group Legal and Compliance (GLC) department provides the Group with sound and pragmatic advice on legal issues. Our team handles a ...
- Entry-Level Research Compliance Associate Location: Hong Kong | Start Date: Immediate / July / September 2025 Experienc... ...er (based in Hong Kong) and collaborate closely with Research, Legal, and Client Protection teams, as well as other key business st...
- .... Responsibilities Handle SFC licensing application and CPT records Review and draft procedures Provide constructive compliance solution and advice to Types 1,4,6,9 businesses Conduct compliance review including staff’s personal account dealing on regula...
- The Legal Compliance Manager role in the professional services industry requires expertise in regulatory frameworks and compliance strategies. This position involves ensuring adherence to legal and internal policies in a dynamic and fast-paced environment. Client Deta...
- ...oduct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asses... ..., training deck, etc.) and arrangements. Draft company-wide legal and compliance related policies and procedures. Monitor and...
- Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory and group requirements. Lead the compliance function and provide regulatory compliance advice to all ...
- RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management and departments Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast on regulatory development...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ...n international expansion and specializing in wealth management”. ~ ~ Advise senior management to ensure the Bank Group's due compliance with internal policies and applicable laws, regulations sand guidelines, listing rules as well as corporate governance ~ Liaise...
- my clients are looking for asset management legal and compliance candidates with requirements below:- 1. senior asset management (buy side) compliance / legal counsel - preferably coming from regulators background eg: SFC intermediary - strong product mutual fund ...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
- Our client is a leading insurance company, they are currently looking for a Contract Legal and Compliance Assistant to support the team. Responsibilities: ~ To assist hiring manager in a driving project involving cross-jurisdictional settings, deploy sophisticate...
- ...ent purpose. Welcome to learn more about China Minsheng Bank at Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory and group requirements. Lead the...
- Job Responsibilities: As a legal and compliance lead, on each assigned project case, assist to set up, amend, and terminate products, including but not limited to SFC-authorized funds, Luxembourg based UCITS, Cayman Islands funds, and discretionary accounts; Mana...
- ... and relevant business units on AML/CFT issues. Develop, update and review AML/CFT policies and guidelines. Perform AML/CFT compliance monitoring and conduct EDD. Assist in answering AML/CFT inquiries from regulators and auditors. Promote AML/CFT AML complia...
- 工作職責 Responsibilities - Handling compliance and legal matters in a timely manner - Carrying out AML, KYC compliance and legal procedural items - Handle clients onboarding application and process - Assist in launching new products/services on the company platform - ...
- Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe...
HKD 60k - HKD 80k per month
The Company Our client, a dynamic private equity and venture capital firm, is seeking a Legal and Compliance Manager to support its growing investment platform. This is a high-impact role offering exposure to complex transactions, regulatory strategy, and cross-func...- Major Responsibilities ~Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. ~Provide support on regulatory compliance works an...
- ...sel of AlphaSights and partners closely with their world-class Legal team. They have a wide remit and visibility, operating cross-f... ...teams to ensure their clients are always served to the highest compliance standards while enabling their fast-growing commercial success...
- ...t to sustainability. Responsibilities: Provide all-round legal support for property and franchisee matters at the Hong Kong I... ...egotiate and review property and franchise agreements ensuring compliance with applicable laws and regulations Advise on legal risks ...
- ...unicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and u...