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- ...e across the region. Job Responsibilities Keep track of legal and regulatory updates and notify relevant stakeholders to ens... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
- ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w... ...n the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interes...
- .... Responsibilities Handle SFC licensing application and CPT records Review and draft procedures Provide constructive compliance solution and advice to Types 1,4,6,9 businesses Conduct compliance review including staff’s personal account dealing on regula...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ...oduct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asses... ..., training deck, etc.) and arrangements. Draft company-wide legal and compliance related policies and procedures. Monitor and...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
- ...ent purpose. Welcome to learn more about China Minsheng Bank at Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory and group requirements. Lead the...
HKD 60k - HKD 80k per month
The Company Our client, a dynamic private equity and venture capital firm, is seeking a Legal and Compliance Manager to support its growing investment platform. This is a high-impact role offering exposure to complex transactions, regulatory strategy, and cross-func...- 工作職責 Responsibilities - Handling compliance and legal matters in a timely manner - Carrying out AML, KYC compliance and legal procedural items - Handle clients onboarding application and process - Assist in launching new products/services on the company platform - ...
- ... and relevant business units on AML/CFT issues. Develop, update and review AML/CFT policies and guidelines. Perform AML/CFT compliance monitoring and conduct EDD. Assist in answering AML/CFT inquiries from regulators and auditors. Promote AML/CFT AML complia...
- Chiyu Banking Corporation Limited has been registered as a licensed bank since 1947. Rooted in Hong Kong, we strive to provide one-stop cross-border banking and financial services to customers in Hong Kong, mainland and overseas Chinese. Riding on the edge of the Hong ...
- ..., assist and/or coordinate the handling of litigation or other legal proceedings; knowledge in Order 83A & 88, PDPO is an advantage... ...ed from financial institution is an advantage ~ Knowledge of compliance and regulatory requirements in banking / consumer finance indu...
- Job responsibilities： 1. Independently handle various legal matters, including but not limited to drafting and reviewing compan... ...ipating in business negotiations; 2. Responsible for company compliance management, contract risk control and other risk control work;...
- ... mainland China and ICBC’s global asset management business respectively. Job Descriptions: Lead a Investment and Insurance Compliance team, as a partner to the business, supporting growth aspirations whilst retaining the appropriate compliance risk management dis...
- ...sponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new ... ...es and business operation procedures to ensure compliance with legal and regulatory requirements. ~ Develop ethical and efficient...
- ... Responsibilities: Responsible for drafting, reviewing and negotiating tenancy/licence agreements, demand letter and other legal documents. Follow up execution of tenancy/licence agreements. Handle the legal documents including court documents (i.e. plea...
HKD 50k - HKD 100k per month
Legal Counsel - Regional Opening Client Details Our client is seeking a highly skilled and experienced Legal Counsel to join... ... management on a wide range of legal and regulatory issues. Compliance Management: Develop, implement, and monitor compliance progra...- Responsibilities: · Assist in drafting, reviewing and editing legal and contractual documents; · Assist in contract negotiation and compliance related matters; · liaise with external lawyers; · archive of legal and contractual documents and management of filing...
- Job description # Manage legal matters involved in the daily operations of the company and its subsidiaries (the “Group”), inclu... ...s negotiations, providing timely professional legal advice and compliance support on intellectual property protection, industry regulati...
- ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory... ...olicy development and training Work cross-functionally with Legal, Risk, Governance, and Distribution teams Lead and support ...
