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- ..., assist and/or coordinate the handling of litigation or other legal proceedings; knowledge in Order 83A & 88, PDPO is an advantage... ...ed from financial institution is an advantage ~ Knowledge of compliance and regulatory requirements in banking / consumer finance indu...
- Job responsibilities： 1. Independently handle various legal matters, including but not limited to drafting and reviewing compan... ...ipating in business negotiations; 2. Responsible for company compliance management, contract risk control and other risk control work;...
- Responsibilities: - Conduct compliance monitoring reviews of regulated activities, e.g. securities & futures trading, corporate finance and asset management. - Monitor staff dealing activities. - Anti-money laundering compliance - Compile relevant information ...
- Fast-Growing Law Firm in Admiralty hiring a Legal Secretary To cope with our expansion, we are inviting applications by suitable candidates who are keen to develop themselves professionally. Responsibilities: Provide secretarial and administrati...
- ...c focus on outbound Court-related work Reviewing and drafting court documents and correspondence Preparing bundles Serving legal documents The Successful Applicant: At least 1 year secretarial or clerical experience Familiar with Court procedures, pr...
- ...bility. Our trainee solicitor will be mainly involved in banking, civil litigation, conveyancing and probate matters. Paralegal/Legal Executive Provide legal support to solicitors. Good command of spoken and written English and Chinese and Hi-tech ability. Our l...
- ...ng Kong with alternative asset management as its core business, they are currently seeking for an Administrative Clerk (Financial & Legal) to join their team. Administrative Clerk (Financial & Legal) RESPONSIBILITIES ~Undertake filing, scanning and data entry work ...
- ...ntry/industry risk; and bespoke inquiries. As an Associate, you will support the overall research and due diligence within our Compliance Practice, by gathering information to help Kroll’s clients onboard and manage the risks associated with new clients and third par...
- ...ation about our company. Responsibilities: Ensure contract compliance; Assist to check/prepare Conditions Precedent (CPs) and Con... ...ses application and open new SPVs); Assist to handle ad-hoc legal projects such as novation and termination to agreements; As...
- ...ns (including wire and credit card payment reports) Support compliance based activities, for example the collection of client due dil... ...s Collaborating with technical experts, e.g. payments team, legal, compliance, tax, wider finance team etc and take ownership of...
- ... but not limited to external lawyers, auditors, custodians, and fund administrators; as well as internal investment managers, compliance, legal, risk control, and operations settlement; drafting and reviewing project documents and product documents to ensure project ti...
- ...rong background in financial accounting, book closure process, compliance with applicable accounting standards, knowledge of multiple GA... ... the Director to Manage general accounting team taking care of legal entities North Asia, Australia, Malaysia and Vietnam. · Revi...
- ...: Coordinate and manage all logistics of the new issuance process, from structuring to closing, with internal parties (CFCM, Legal and Compliance, Operations) and external parties (Corporates clients/issuer, other Syndicates, Legal counsels, Regulators, Share Registrars...
- ... you’ll handle multiple products within a stream, ensuring each aligns with our business goals and meets customer needs. Legal & Compliance: Own and maintain supplier contracts, merchant Terms & Conditions, and pricing agreements. Review, draft, and sugg...
- ...line; fresh graduates are encouraged to apply! ~1 year of relevant work experience is advantageous. ~ Experience in recruitment, legal, or HR sectors is a plus. ~ Excellent communication skills and professionalism in client interactions. ~ Self-motivated, result...
- ...perience. Priority will be given to those with experience in Type 9 AM (Hong Kong SFC-licensed), cross-border AM (especially QFII), legal work, or client onboarding/account opening; Excellent verbal and interpersonal communication skills, with fluent Chinese and Eng...
- ... Handle ad hoc tasks from time to time The ideal candidate: Degree holder in Accounting, Finance, Statistics academic or para-legal related background Preferable Professional qualification of CPA or CFA Preferable working experience with ECM or Corporate Fi...
- ...es Develop and enhance internal audit policies, regulations, and strategic frameworks for the group and subsidiaries, ensuring compliance with standards and regulatory requirements; Plan and execute the annual audit program, overseeing the full audit lifecycle—inc...
- ...on the latest cyber threats and vulnerabilities. Prepare and present reports on security incidents and improvements. Ensure compliance with SFC rules Align with group policies to ensure all security measures conform to the organization's overall security strate...
- ...including minutes and performing statutory fillings Maintain and update company secretarial and statutory records Assist in compliance with corporate governance and statutory requirements Provide quality secretarial support and administrative assistance to the ...
- ...ting documents into from clients and coordinating facilities agreement preparation Handle financial or non-financial convenant compliance Involve business activities with relationship managers including bills checking, coordination with other department Maintai...
- ...rmation about our company. Responsibilities: Provide full spectrum of company secretarial duties to the Group of companies in compliance with corporate governance, listing rules and other local statutory rules, laws and regulations; All company secretarial matter...
- ...pdate and maintain the investor registry, statutory records, and filing systems. Handle investor enquiries. Provide ongoing compliance support for clients, including AML/KYC, FATCA, and CRS reporting. Coordinate with external auditors to prepare year-end fund a...
- ...through the system and inform internal and external partners Develop and promote fair business behavior keeping in mind social compliance and environmental as a priority Any other ad hoc duties as assigned Requirements Diploma/ Higher Diploma or above Mi...
- ...Process payments, reconcile bank accounts, and maintain records Assist in debt management and short-term investments Ensure compliance with treasury policies and banking regulations Accounting: Support daily AR and AP operations to ensure the completenes...
- ...PO placement(FINI Platform) ,SBL transactions etc; Ensure all instructions from clients are timely and efficiently executed in compliance; Participate in system UAT and collect user requirements for system implementation; Manage the client statement and stock r...
- ... teams to identify areas for operational improvement and implement solutions to streamline processes and enhance efficiency. Compliance and Risk Management: Ensure compliance with regulatory requirements and internal policies, mitigating risk by adhering to establi...
- ...nt. Oversee IT Operations & Security: Manage IT infrastructure, budgets, and vendors. Ensure system reliability, cybersecurity compliance, and disaster recovery readiness. Deliver IT Projects & System Optimization: Oversee end-to-end IT projects (ERP, CRM, cloud m...
- ...communication and coordination skills, able to collaborate efficiently with internal teams (Investment, Trading, Risk Management, Compliance) and external partners. ~ Sharp commercial acumen and independent research/judgment capabilities. ~ Proficiency with financia...
- ...market transactions. Reconcile trade confirmations and resolve discrepancies with counterparties and internal teams. Ensure compliance with regulatory requirements and internal policies. Liaise with custodians, brokers, and clearing houses to facilitate smooth ...