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- This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (...
- ...iness, Chun Wo has been diversifying its business into property development, property investment, property management and security services in recent years. Construction and development projects of the Group are widely distributed in Hong Kong, Mainland China, Macau, Ta...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- ...A market leading financial institute with strong presence in HK and Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and review program for our equities and futures operations, ensuring f...
- ... policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities Advise on new...
- ... on international expansion and specializing in wealth management. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies a...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- ...Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-wo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challeng... ...liance role under the Insurance Authority. Provide advisory services to Insurance business to ensure clear understanding of complia...
- ...is a charitable organization seeking a Manager with a focus on compliance and governance. This role is essential for ensuring effective ... ...lly in a senior capacity Background in NGOs or the social service sector would be a strong advantage Strong command of both...
- ...iew: A Singapore-based company is seeking a highly motivated and experienced Compliance Officer to join its newly established Hong Kong entity, which has recently obtained a Money Service Operator (MSO) license. This role is pivotal in building and maintaining a robu...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- ... leader, read on. About the Role To lead and oversee the Compliance Department which works as a second line of defence in partners... ...urance business preferred and, in lieu of insurance, financial services. Excellent command of English, both written and oral. ...
- ...corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-ma... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
- ...ion, please visit: Duties: Monitor and assess impact of regulatory developments and prepare relevant documents Ensure compliance risks are timely reported and managed Conduct compliance test, research and training Support the administrations of committ...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsible for partnering with the legal teams to oversee the compliance function for the company. Your new role Oversee compliance fun...
- ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, complia... ...gapore, Cayman Islands, and BVI laws, with a focus on AI cloud services, export controls (e.g., U.S. EAR), and global sanctions regime...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
- Job Description: We are looking for a Compliance Manager to grow our Global compliance team. This is a permanent, full-time... ...arge multi-regional and/or multi-national financial or payment service business or a regulatory agency ~ Minimum of 4 years ...
- ...owers for regulatory authorities or law enforcement agencies and knowledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guiding staff to uphold these standards; # strong project management, an...
- ...ut Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and ... ...re RBD sales and delivery complies with regulatory guidelines, compliance requirements and internal control policies Create, review...
- Are you a champion of quality and compliance? We're looking for a detail-oriented Quality and Compliance Manager to ensure our products, services, and processes consistently meet the highest standards and all necessary regulations. You'll be crucial in maintaining our...
- ...ILITES 主 要 职 责 Training & Communication Identify and analyze training needs, support line manager to develop and implement compliance related training strategies to ensure optimal delivery focusing on effectiveness, clarity and understandability. Innovatively ...
- ... or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, ... ...orks ~ Previous experience in providing training or advisory services on security policies Preferred Education and Experience: ...
- ...d. Today, our 15,000 plus employees are undertaking 30 billion USD worth of projects globally. CHEC is a leading provider of full services in Engineering-Procurement-Construction (EPC), Build-Operate-Transfer (BOT), and Public-Private-Partnership (PPP) for both public ...
- ...firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business oper... ...e a plus. A minimum of 6 years of experience in financial services compliance. Expertise in asset management products such a...
- My client is looking for AML compliance- AD/VP level must be fluent in Mandarin
- ... excellent career opportunity is offered to the right candidate to join us. Responsibilities: Responsible for handling with compliance control programs Liaise with regulators and assist in handling enquiries, complaints and licensing works Work with the surv...