An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
... 2. About 5 years of experience in risk control, internal control, Compliance and internal audit related work experience 3. Have certain Internet e-commerce work experience, and experience in e-commerce platform BPO customer service and audit will be given priority.
... Living, Breathing Asia.
DBS is one of the largest financial services groups in Asia with operations in 16 markets. Headquartered ... ...e a part of our team today!
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected ...
This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (...
China Investment Information Services Ltd.
Established in Hong Kong in 1994, China Investment Information Services Limited (CIIS)... ...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ...
... 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...egal, Risk Management
Responsibilities:
~Provide advisory services to business units (including retail banking, corporate banking...
...sibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identif... ...ones and Trust license compliance affairs.
Review and draft service agreement, policies and procedures as well as marketing materi...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
... technologies with the Chinese market, providing diversified financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ord...
...uding preparing written plans, reports & providing documents to the HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and external regulations;
Advise and review account opening processes;
...
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduc...
JC Executive Search
Hong Kong Island
4 days ago
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
..., and Vietnam.
ING offers both retail and wholesale banking services in Australia. ING’s regional presence includes a 13% stake in ... ...saction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide ...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to c... ...ompliance experience in financial institutions or professional services firms;
~Self-motivated, independent, meticulous, analytical ...
...ffices in Europe, the U.S. and Asia. Our strategy is to tailor services to each client and seek to add value with our deep understandi... ...port:
~ We offer full training and support in private equity compliance to develop your skills and good prospects
~5 day work week, ...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
.... Today, our 15,000 plus employees are undertaking 30 billion USD worth of projects globally.
CHEC is a leading provider of full services in Engineering-Procurement-Construction (EPC), Build-Operate-Transfer (BOT), and Public-Private-Partnership (PPP) for both public ...
...n Limited
Eddid Insurance Consultancy Limited
Eddid Credit Service Limited
Eddid Trust Limited
Eddid Securities USA Inc.
Ed... ...in our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerage...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding o... ... has large ambitions to reduce CO2 emitted by its products and services. A continuous development of programs to reduce CO2 and waste ...
...e processing (NLP) and big data technologies
Job Description
• Define AI solution(s) required to address Compliance requirements in the Financial Services Industry (FSI)’
• Perform technical presentations for clients, partners, and prospects and differentiate fro...
Classy Wheeler Limited
Hong Kong Island
1 day ago
... Kong Stock Code: 659). With a heritage of providing insurance services in Hong Kong for more than 30 years, FTLife’s Life Artisans le... ... a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring t...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safe... ... has large ambitions to reduce CO2 emitted by its products and services. A continuous development of programs to reduce CO2 and waste ...
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
Workplace Type: No
Location: Hong Kong
FULL_TIME Consultant: Reshma Gope
Job reference: ZPNBNF-4E307293
Date posted: 28 ...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
... 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providin... ...bers.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as ...
...e latest technologies into innovations that set market trends and steer industry development. We offer diverse and advanced mobile services under the 3, SUPREME, MO+ and SoSIM brands in the consumer market, and are dedicated to developing enterprise solutions in the c...
Scope of Responsibilities:
To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy
Providing compliance advice to business units to ensu...
...tual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant legal a...
HKD 55k - HKD 65k per month
...le
Quality Control:
Conduct comprehensive quality control assessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk assessments, and other relevant information for accuracy and consistency...