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- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
- Highway Contract no.: 14/HY/2024 Highways Department Term Contract (Management and Maintenance of Roads on Hong Kong Island excluding... ...m maintenance contracts for roads and drainage works, ensuring compliance with contractual and regulatory requirements. Responsibiliti...
- ...and other aircraft operators. Please visit us at CALC for more information about our company. Responsibilities: Ensure contract compliance; Assist to check/prepare Conditions Precedent (CPs) and Conditions Subsequent (CSs) and ensure that delivery of aircraft ...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ... ~ Bachelor's degree in Computer Science, Information Security, or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, audit processes, and security frameworks ~ Knowledge of security ...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- RESPONSIBILITIES Report to Head of Legal & Compliance Provide legal and compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account open...
- ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi...
- Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory requirem...
- ...develops, implements and continuously improves a best-in-class contract & order management function for the region. Responsibil... ...uously optimize processes in logistics, focusing on regulatory compliance, timely delivery, and consistent service quality. Strategi...
- ...duct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asse... ...assist in reviewing insurance agents related materials (e.g., contracts, forms, policies, manuals, training deck, etc.) and arrangeme...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- ...e business and risk units in responding to such enquiries. Assist in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documents to ensure congruence with its legal and regulatory obligations ...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
