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- Our client is a premier international law firm seeking a versatile Hong Kong-qualified financial services / global markets associate with 2-4 years PQE to join their international financial services team. ABOUT THE ROLE In this role, you will be working close...
- ...r the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the ex... ...ness of investment banking solutions, regulatory backdrop, and services is a plus About Us J.P. Morgan is a global leader i...
- ...tives. Developing strong internal relationships to optimise service delivery and ensure all practices are in line with internal gu... ...acy of sales forecasts. Ensuring Sales process adoption and compliance and also identifying opportunities for improvement in the sale...
- ...ale and is recognised for its focus on delivering high-quality services and fostering professional growth for all their leaders. Jo... ... the preparation and delivery of accurate financial reports in compliance with regulatory standards Developing and implementing finan...
- About Us EBC Financial Group – a global financial services provider headquartered in the dynamic city of London, we specializ... ... Assist in the preparation and submission of tax returns and compliance documents. Assist in the analysis of financial data for b...
- This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (...
- Requirement： •University degree in business, law, finance or related disciplines; •At least 1-2 years of compliance experience in licensed corporations is definitely an advantage; •Well versed with SFC regulations and standards, as well as other regulatory require...
- ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc...
- ...b expectations include partnering with product specialists and service partners by making recommendations and creating customized tre... ...gues. Ensure full observance of and adherence to applicable compliance and other regulatory requirements and guidelines. Provide c...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vita... ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, complia... ...gapore, Cayman Islands, and BVI laws, with a focus on AI cloud services, export controls (e.g., U.S. EAR), and global sanctions regime...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC). Identify control weaknesses, gaps, and potential regulatory risks during reviews. Prepare clear and act...
- ...d in the regional and global markets. We are looking for qualified individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist in compliance monitoring ...
- ... or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, ... ...orks ~ Previous experience in providing training or advisory services on security policies Preferred Education and Experience: ...
- ...Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-wo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related servic... ... banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies Assist to set up...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
- ...corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-ma... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
- ...viduals, businesses and community we serve. At the core of our service commitment is continuous product & service innovation and cust... ... customers, transactions, and business relationships to ensure compliance with local regulations and group requirements. Undertake SA...
- ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
- ... strive to provide one-stop cross-border banking and financial services to customers in Hong Kong, mainland and overseas Chinese. Ridi... ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...a Asia Financial Group is a full-fledged banking and financial services group encompassing the territories of Hong Kong, Macau and Pea... ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe...
- ...th relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in ... ... requirements Knowledge in banking operations, products and services will be an advantage Attentive to details, independent and ...
