Get new jobs by email
- ... A well-established international banking group with a longstanding presence across Asia is seeking a dynamic and detail-oriented Compliance Officer to join its APAC Compliance function. This is an exciting opportunity for a compliance professional looking to broaden th...
- ...Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integr... ...rience within regulatory compliance functions in the financial services sector. ~Well-versed in Hong Kong's financial regulatory arch...
- Job description Our client is a prominent Chinese full-service financial institution, supported by a well-established parent group a... ...anking, and asset management. They are now seeking a seasoned Compliance Manager to take on a pivotal role within a high-performing Com...
- Job description Join a highly respected global financial services company with a strong international presence and a long-standing re... ...ities ~Support regional legal matters including transactions, compliance, and contract management ~Draft and review legal documents: a...
- Our client is a premier international law firm seeking a versatile Hong Kong-qualified financial services / global markets associate with 2-4 years PQE to join their international financial services team. ABOUT THE ROLE In this role, you will be working close...
- This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, complia... ...gapore, Cayman Islands, and BVI laws, with a focus on AI cloud services, export controls (e.g., U.S. EAR), and global sanctions regime...
- ...ading the team of professionals for full spectrum of technical services ~Account for the asset enhancement and capital works for the ... ...lop and maintain the standards and procedures to ensure strict compliance QUALIFICATIONS ~Tertiary educated in Building Services,...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vita... ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (...
- ...r the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the ex... ...ness of investment banking solutions, regulatory backdrop, and services is a plus About Us J.P. Morgan is a global leader i...
- ... or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, ... ...orks ~ Previous experience in providing training or advisory services on security policies Preferred Education and Experience: ...
- ...ale and is recognised for its focus on delivering high-quality services and fostering professional growth for all their leaders. Jo... ... the preparation and delivery of accurate financial reports in compliance with regulatory standards ~Developing and implementing financ...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
- ...Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-wo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- ...corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-ma... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
- ...tives. Developing strong internal relationships to optimise service delivery and ensure all practices are in line with internal gu... ...acy of sales forecasts. Ensuring Sales process adoption and compliance and also identifying opportunities for improvement in the sale...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- ...a Asia Financial Group is a full-fledged banking and financial services group encompassing the territories of Hong Kong, Macau and Pea... ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...
- Senior Compliance Manager (Public Sector) We are partnering with a respected public sector organization to help them hire a Senior Co... ...ance experience, ideally in NGOs, government, or public/social service sectors Excellent problem-solving, writing (English and Chi...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
- ...Automation ~Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies. ~Analyze ... ... years of experience in IT auditing, with a focus on financial services. ~Solid knowledge of IT infrastructure, systems, databases, c...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focu... ...nowledge of industry regulations and laws related to financial services. Communicating effectively with stakeholders on compliance ...- ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe...