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- ... A well-established international banking group with a longstanding presence across Asia is seeking a dynamic and detail-oriented Compliance Officer to join its APAC Compliance function. This is an exciting opportunity for a compliance professional looking to broaden th...
- ...Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integr... ...rience within regulatory compliance functions in the financial services sector. ~Well-versed in Hong Kong's financial regulatory arch...
- Job description Our client is a prominent Chinese full-service financial institution, supported by a well-established parent group a... ...anking, and asset management. They are now seeking a seasoned Compliance Manager to take on a pivotal role within a high-performing Com...
- Job description Join a highly respected global financial services company with a strong international presence and a long-standing re... ...ities ~Support regional legal matters including transactions, compliance, and contract management ~Draft and review legal documents: a...
- Our client is a premier international law firm seeking a versatile Hong Kong-qualified financial services / global markets associate with 2-4 years PQE to join their international financial services team. ABOUT THE ROLE In this role, you will be working close...
- This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures the management and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (...
The Core Securities Company Limited
Central6 days ago - Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
BOCI-Prudential Trustee Limited
Tai Koo Shing5 days ago - Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
Valuable Capital Limited
Sheung Wan13 days ago - ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, complia... ...gapore, Cayman Islands, and BVI laws, with a focus on AI cloud services, export controls (e.g., U.S. EAR), and global sanctions regime...
North Beta International Securities Limited
Central2 days ago - ...ading the team of professionals for full spectrum of technical services ~Account for the asset enhancement and capital works for the ... ...lop and maintain the standards and procedures to ensure strict compliance QUALIFICATIONS ~Tertiary educated in Building Services,...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vita... ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (...
Hang Seng Bank
Central3 days ago - ...r the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the ex... ...ness of investment banking solutions, regulatory backdrop, and services is a plus About Us J.P. Morgan is a global leader i...
- ... or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, ... ...orks ~ Previous experience in providing training or advisory services on security policies Preferred Education and Experience: ...
Ambition
Central and Western14 days ago - ...ale and is recognised for its focus on delivering high-quality services and fostering professional growth for all their leaders. Jo... ... the preparation and delivery of accurate financial reports in compliance with regulatory standards ~Developing and implementing financ...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
Daiichi Sankyo Hong Kong Limited
Causeway Bay22 days ago - ...Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, from high-net-wo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
Hang Seng Bank
Central3 days ago - ...corporate and investment banking. “With Care, With You” is our service concept. We are committed to providing professional, tailor-ma... ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...
Bank of Shanghai (Hong Kong) Limited
Central and Western6 days ago - A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
Hang Seng Bank
Central23 days ago - ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
Safe Investment Company Limited
Central and Western2 days ago - ...tives. Developing strong internal relationships to optimise service delivery and ensure all practices are in line with internal gu... ...acy of sales forecasts. Ensuring Sales process adoption and compliance and also identifying opportunities for improvement in the sale...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
Aquis Search Limited
Central19 days ago - Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
Ping An Bank Company Ltd
Central20 days ago - Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
China Asset Management (Hong Kong) Limited
Central27 days ago - ...a Asia Financial Group is a full-fledged banking and financial services group encompassing the territories of Hong Kong, Macau and Pea... ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...
Delta Asia Financial Group
Wan Chai13 days ago - Senior Compliance Manager (Public Sector) We are partnering with a respected public sector organization to help them hire a Senior Co... ...ance experience, ideally in NGOs, government, or public/social service sectors Excellent problem-solving, writing (English and Chi...
ConnectedGroup Limited
Central and Western13 days ago - AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
Spidernet Recruitment Services
Central and Western12 days ago - ...Automation ~Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies. ~Analyze ... ... years of experience in IT auditing, with a focus on financial services. ~Solid knowledge of IT infrastructure, systems, databases, c...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focu... ...nowledge of industry regulations and laws related to financial services. Communicating effectively with stakeholders on compliance ...Michael Page
Central16 days ago- ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as...
PKF Hong Kong Limited
Causeway Bay1 a month ago - A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe...
Hang Seng Bank
Central5 days ago
