Get new jobs by email
Search Results: 2,929 vacancies
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading ope...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and upda... ...t as required Requirements: University graduate in Risk Management, Accountancy, Law or related disciplines Minimum 5 years’...
- ...that will further your personal growth. Come join us for the following position. Responsibilities: Implement operational risk management frameworks and plans Review and update operational risk and reputation risk related policies and procedures manuals Revi...
- ... Distribution focuses on personal wealth management and financial services. Our one-stop wea... ...rofessional to join our team as Business Risk Management Manager, reporting to Head of... ...ss risk management, conduct, control and compliance as required by the Group on wealth manag...
- ...b Descriptions ~ Develop and implement compliance policies and procedures to ensure the or... ...ctiveness of the compliance program. ~ Manage creation, review and approval of policie... ...ith other departments, such as legal and risk management, to ensure a coordinated appr...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role o... ...ns Advise internal stakeholders on compliance risks, policies, and controls Drive compliance proj...
- ...nology tools, Kroll helps clients take a risk-based approach toward meeting obligation... ...er and distributor due diligence; vendor management platform; leadership/executive vetting; ... ...ll research and due diligence within our Compliance Practice, by gathering information to he...
- ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new... ...~ Influences and negotiates with seniors across functions and management; may communicate with external consultants and lawyers. ~ E...
- ... coordinate with respective business and risk units in responding to such enquiries. ... ...wing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and com... ...il-orientated, responsible and good time management skills. Self-motivated, willing to le...
- ...channels. We distribute investment funds managed by top tier fund managers covering diffe... ...ng a high caliber to join us as Business Compliance Manager. Principal Responsibilities ... ...s processes Lead and provide business risk and compliance support to Investment bus...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new...
- Senior Compliance Manager (Public Sector) We are partnering with a respected public sector organization to help them hire a Senior Complian... ...tain compliance standards and drive continuous improvement in risk management infrastructure Conduct reviews and refine compl...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...ndustry insight to our clients. Business Risk Services protects value. Our Financial S... ...ial institution in addressing regulatory compliance matters, including compliance reviews, p... ...remediation etc. Responsibilities: Managing client portfolio, as well as developing ...
- ...nt, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business gr...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on d... ...ce reports to management. Working collaboratively with the Risk & Compliance department to ensure a coordinated approach to c...- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
- ...urce investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client jo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- ...nts as well as the Group’s standard Monitor the implementation of rectifications and enhancement measures related to credit risk management Review gap analysis in relation to the latest regulatory requirements Provide review and assessment in new product/ prod...
- Key Qualifications Over 7 years of relevant experience in cybersecurity, technology risk management, compliance, and security governance. A bachelor's degree in Information Security, Computer Science, Risk Management, or a related discipline. Strong project m...
