Search Results: 3,591 vacancies
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experie...
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
Hong Kong Island
5 days ago
...ed points in the process to ensure that the project is delivered on time.
• Manage external vendors on solution integration and compliance of standards, oversee and measure the fulfillment of the vendor’s contractual obligations
• Seek opportunities to constantly im...
Classy Wheeler Limited
Hong Kong Island
5 days ago
Support the development, review, and implementation of compensation and benefits programs under the Total Compensation Framework
Coordinate, take lead and provide support in various annual C&B exercises, including but not limited to pay review, benefits review, staf...
BRS Limited
Hong Kong Island
3 days ago
Job Responsibilities :
Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research and advisory businesses
Oversee day to day monitoring and reporting of compliance risks
Conduct periodic ...
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations
Develop company pol...
...anagement Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job Duties
Perform annual risk assessment to identify key risk areas that need to...
Projob21.com Ltd.
Hong Kong Island
3 days ago
Key Responsibilities:
*Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability
*Assisting on licensing requirement,...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within t...
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business part...
...n will be part of the Marriott Law Department. This position will provide legal services in the area of business ethics and legal compliance. The Shanghai office is a preferred location.
The attorney in this position is an integral member of the Legal Compliance team...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe ...
...tandards. Responsibilities
Reporting to Governance & Controls Head of Institutional Banking Group, to ensure staff are in full compliance with internal AML risk and compliance policies/ standards, external regulations, and industry’s best practices.
~Liaising wit...
... Is seeking a highly skilled and experienced regional tech risk VP. You will be responsible for overseeing risk and control activi... ...s within the regional Information Technology Division, ensuring compliance with regulations, policies, and industry standards. This role i...
VP/ Associate Director, AML Compliance – Equities/ Securities
Team Lead, Trade Surveillance & AML Monitoring
Location: Hong Kong
Main Duties and Responsibilities:
# Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and F...
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
~Conduct risk basked monitoring activities, while following the annual compliance plan
~Conduct compliance revie...
HKD 50k - HKD 100k per month
...t is a well-known securities firm. They wish to hire a talented VP for Treasury to join their team.
客户简介
Our client is a wel... ... with bankers and ensuring quality treasury arrangements are in compliance with policies
handling loan administration and documentation...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...ated disciplines
~5-8 years' relevant working experience in sell side settlements or custodian banks
~ Familiar with relevant compliance rules and regulations, such as CCASS operations
~ Excellent understanding of the settlement duties of Hong Kong market and Chin...
