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  • Senior Associate, Regulatory Compliance (Licensing)

     ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a...  ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ... 

    IQ-EQ

    Sheung Wan
    5 days ago

  • Compliance Manager

     ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new...  ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation... 

    Valuable Capital Limited

    Sheung Wan
    13 days ago

  • Insurance-Senior Manager, Legal and Compliance

     ...duct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asse...  ...ocedures for the compliance of relevant laws, guidelines, and regulatory requirements. Identify and assess the compliance risks ass... 

    Well Link Life Insurance Company Limited

    Sheung Wan
    15 days ago

  • 综合运营岗

     ...with the company's mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance efficiency and str... 

    Caitong Securities (Hong Kong) Co., Limited

    Sheung Wan
    1 day ago

  • Assistant Manager, Claims

     ... and operation across functions Excellent technical skills and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management information system  Excellent technical skills and knowledge of insurance ind... 

    Well Link General Insurance Company Limited

    Sheung Wan
    8 days ago

  • Manager - Finance

     ... audits and annual tax filings Review statutory reports as required by Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures Prepare report and analysis for Senior Management Maintain the corporat... 

    BCT Group

    Sheung Wan
    24 days ago

  • Trade Execution Specialist/ Senior Executive

     ...ntation : Review and verify trade documents for accuracy and compliance with LC terms and international trade regulations. Market...  ... comply with internal policies, international trade laws, and regulatory requirements. Problem Resolution : Address and resolve d... 

    Shun Shing International Management Limited

    Sheung Wan
    10 days ago

  • SFC Responsible Officer (Type 9)

     ... the application of the company's asset management. Ensure compliance with the regulations of the Securities and Futures Commission...  ... Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external s... 

    Caitong Securities (Hong Kong) Co., Limited

    Sheung Wan
    13 days ago

  • Officer - Finance

     ...urnal entries and review account payable entries, ensuring the maintenance of accurate and complete accounting records in compliance with regulatory standards and company policies. Establish protocols for consistent record-keeping and reconciliation Issuance of inv... 

    BCT Group

    Sheung Wan
    1 a month ago

  • Senior Manager / Senior Executive Manager - Corporate Communications

     ...ead the development of the Group’s ESG practices by promoting ESG awareness internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports Strengthen public relations and Group’s branding by developin... 

    HKR International Limited

    Sheung Wan
    14 days ago

  • Fund Manager of authorized funds, Asset Management Department

     ...anagement Division, including pre-investment research, investment decision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents. # Organize and coordinate research tasks for analysts. ... 

    CHINA INDUSTRIAL SECURITIES INTERNATIONAL FINANCIAL GROUP LI...

    Sheung Wan
    6 days ago

  • AVP, Insurance Specialist

     ...st workshop/clinic to uplift sales performance of individual sales staff - Enhance the knowhow of salespersons on AML, compliance and regulatory related items   Requirements - University degree in Finance, Economics or related disciplines - 8-10 years banki... 

    OCBC Bank (Hong Kong) Limited

    Sheung Wan
    3 days ago

  • Training and Development Manager （intermediaries）

     ..., implement, and ensure training programs and materials be in compliance with internal control, policies and procedures of the Company...  ...planning industry Well verse in general and life insurance regulatory requirements Proficient in training facilitation Integr... 

    Well Link Life Insurance Company Limited

    Sheung Wan
    1 a month ago

  • Operation Officer

     ...aise with banks to handle inquiries regarding the client funds Provide operational support to ensure workflows comply with SFC regulatory and internal operating guidelines Perform UAT for system development / enhancement Assist any ad-hoc duties as required  ... 

    Valuable Capital Limited

    Sheung Wan
    3 days ago

  • Trading Operations Officer

     ...tion trading would be an advantage Knowledge of VA Crypto Market is mandatory. Holder of SFC RA1 and RA2 Understanding of regulatory frameworks governing virtual assets, including KYC/AML Proficient in MS office including word and excel Willingness to work... 

    Victory Securities Company Limited

    Sheung Wan
    16 hours ago

  • Managerial Position( Accounting background preferred) 管理岗位(財審背景優先)

     ...anghai or Shenzhen. 入職地區：香港、北京、上海、深圳任選。   F.Chief Compliance Officer/ Inspector General合規主任/監察主任 Job Descriptions：Respo...  ...門的風控合規以及指錯糾錯工作，確保各部門工作正常進行。 Job Requirements：With legal and regulatory experience and a bachelor’s degree or above. 崗位需求：具有法律法規經驗... 

    China Innovation Investment Limited

    Sheung Wan
    1 a month ago

  • Insurance, Risk Analyst

     ...ence in risk management, analytics or a related field is an advantage · Familiarity with enterprise risk management frameworks, regulatory reporting processes, or governance structures is beneficial · Fresh graduates with a strong academic background and relevant sk... 

    Well Link Life Insurance Company Limited

    Sheung Wan
    15 days ago

  • Assistant Operations Manager/Operations Manager

     ...tion Improve procedures and policies in support of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled with related regulations Any ad-hoc duties as assigned  Job Specifications Bac... 

    Luk Fook Financial Services Limited

    Sheung Wan
    1 day ago

  • Application Support

     ... 5. Industry-Specific Collaboration Work with internal and external parties to resolve integration issues Support audit and compliance reporting (e.g., container utilization, lease expirations, user permission review, etc).   6. Process Improvement Identify... 

    Florens Asset Management Company Limited

    Sheung Wan
    1 a month ago

  • Customer Services Executive (Internet Brokerage)

     ...allowed to carry on Type 1, Type 4， Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me... 

    uSMART Securities Limited

    Sheung Wan
    6 days ago

  • Senior Leasing Manager - Portfolio Management

     ... Analysis: Tracking key leasing metrics, preparing reports, and analyzing data to identify areas for improvement.  ~ Legal Compliance: Ensuring compliance with all relevant laws and regulations related to property management and leasing.  Requirements: - ... 

    Prowess Recruitment Consulting Ltd

    Sheung Wan
    28 days ago

  • Branch Manager / Account Manager (Internet Brokerage)

     ...allowed to carry on Type 1, Type 4, Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me... 

    uSMART Securities Limited

    Sheung Wan
    16 days ago

  • (Senior) Marketing Manager (Credit card)

     ...t with business partners Collaborate with different internal departments including Corporate Communication, Segment, Legal and Compliance, IT, Customer services, etc. to ensure the programs will be carried out smoothly and maximize the use of the Bank’s communication... 

    Bank of China (Hong Kong) Limited

    Sheung Wan
    6 days ago

  • Software Engineer - Cloud Runtime Compute

    HKD 45k - HKD 80k per month

     ...ime Compute Engineering: Develop and engineer cloud runtime compute products and solutions with a security-first approach. Ensure compliance with the firm's security control policies and procedures throughout the product lifecycle, utilizing technologies such as Terrafo... 

    Michael Page

    Sheung Wan
    16 days ago

  • Holistic Wellness Office Manager (Full-time)

     ...t of the wellness team Collaborate with the leadership team to identify and capitalise on new business opportunities Ensure compliance with all relevant industry regulations and internal policies Contribute to the continuous improvement of the centre's operatio... 

    iLiving International

    Sheung Wan
    2 days ago

  • 债务资本市场部-债券承做岗

     ...egree holder in Business, Finance or related discipline(s);  ~3-5 years’ DCM deal execution experience; ~ Attained related SFC regulatory criteria for carrying out capital markets activities; ~ Strong knowledge of credit analysis and Asian credit markets; ~ Good ... 

    CHINA INDUSTRIAL SECURITIES INTERNATIONAL FINANCIAL GROUP LI...

    Sheung Wan
    1 day ago

  • Corporate Services Executive (Company Secretarial Team)

     ... structure. Handle incoming inquiries from clients, analyze their needs, and offer advice on company secretarial and statutory compliance matters. Maintain good customer relationships with outstanding account servicing capabilities. Liaise with the Hong Kong Co... 

    ACCOLADE Corporate Services Limited

    Sheung Wan
    16 days ago

  • Assistant Finance Manager

     ...lculations and repledging arrangement with financial institutions Monitor client monies and liquid capital positions to ensure compliance with SFC requirements Handle client withdrawal and deposit instructions Handle banking transactions and liaise with banks t... 

    Well Link Securities Limited

    Sheung Wan
    1 a month ago

  • Business Development Manager

     ...les activities and adhere to internal sales process. Collaborate with OFX's broader team to stay updated with new and existing compliance and legal regulations, product advancements and distribution channels. Actively contribute and consult on longer-term strategi... 

    OzForex (HK) Limited

    Sheung Wan
    27 days ago

  • Assistant Manager / Manager - Financial Reporting and Analysis

     ... Research and resolve accounting issues including evaluation and implementation of new accounting pronouncements to ensure HKFRS compliance. Participate in ad hoc project / tasks as assigned by supervisor.   Requirements: ~ Bachelor's Degree in Accounting or ... 

    Well Link Life Insurance Company Limited

    Sheung Wan
    17 days ago