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Search Results: 41 vacancies
- ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new... ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation...
- ...duct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asse... ...ocedures for the compliance of relevant laws, guidelines, and regulatory requirements. Identify and assess the compliance risks ass...
- ...clients. Handle the signing of client agreements, ensuring compliance and accuracy throughout the signing process. Work closely ... ... control, and settlement in addressing client requests. 2. Regulatory & Market Compliance ~Ensure all client issues and requests...
- ...with the company's mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance efficiency and str...
- ... and operation across functions Excellent technical skills and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management information system Excellent technical skills and knowledge of insurance ind...
- ... audits and annual tax filings Review statutory reports as required by Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures Prepare report and analysis for Senior Management Maintain the corporat...
- ...ntation : Review and verify trade documents for accuracy and compliance with LC terms and international trade regulations. Market... ... comply with internal policies, international trade laws, and regulatory requirements. Problem Resolution : Address and resolve d...
- ...ting towards the AUM growth & revenue generation from the relationships with our company; Responsible for complying with regulatory compliance as set out by relevant authorities. Qualifications & Requirements: ~2 year's relevant experience preferred; ~ Pr...
- ...ead the development of the Group’s ESG practices by promoting ESG awareness internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports Strengthen public relations and Group’s branding by developin...
- ... the application of the company's asset management. Ensure compliance with the regulations of the Securities and Futures Commission... ... Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external s...
- ...urnal entries and review account payable entries, ensuring the maintenance of accurate and complete accounting records in compliance with regulatory standards and company policies. Establish protocols for consistent record-keeping and reconciliation Issuance of inv...
- ... cloud strategies that align with the Group and CIB Move-To-Cloud goals and regulatory requirements. Lead the migration and deployment of applications to cloud environments, ensuring compliance with best-of-class security rules and collaboration with APAC CIO departmen...
- ...anagement Division, including pre-investment research, investment decision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents. # Organize and coordinate research tasks for analysts. ...
- ...st workshop/clinic to uplift sales performance of individual sales staff - Enhance the knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance, Economics or related disciplines - 8-10 years banki...
- ..., implement, and ensure training programs and materials be in compliance with internal control, policies and procedures of the Company... ...planning industry Well verse in general and life insurance regulatory requirements Proficient in training facilitation Integr...
- ...anghai or Shenzhen. 入職地區：香港、北京、上海、深圳任選。 F.Chief Compliance Officer/ Inspector General合規主任/監察主任 Job Descriptions：Respo... ...門的風控合規以及指錯糾錯工作，確保各部門工作正常進行。 Job Requirements：With legal and regulatory experience and a bachelor’s degree or above. 崗位需求：具有法律法規經驗...
- ...aise with banks to handle inquiries regarding the client funds Provide operational support to ensure workflows comply with SFC regulatory and internal operating guidelines Perform UAT for system development / enhancement Assist any ad-hoc duties as required ...
- ...tion trading would be an advantage Knowledge of VA Crypto Market is mandatory. Holder of SFC RA1 and RA2 Understanding of regulatory frameworks governing virtual assets, including KYC/AML Proficient in MS office including word and excel Willingness to work...
- ...ence in risk management, analytics or a related field is an advantage · Familiarity with enterprise risk management frameworks, regulatory reporting processes, or governance structures is beneficial · Fresh graduates with a strong academic background and relevant sk...
