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- ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new... ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation...
- ...duct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asse... ...ocedures for the compliance of relevant laws, guidelines, and regulatory requirements. Identify and assess the compliance risks ass...
- ...with the company's mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance efficiency and str...
- ... and operation across functions Excellent technical skills and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management information system Excellent technical skills and knowledge of insurance ind...
- ... audits and annual tax filings Review statutory reports as required by Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures Prepare report and analysis for Senior Management Maintain the corporat...
- ...ntation : Review and verify trade documents for accuracy and compliance with LC terms and international trade regulations. Market... ... comply with internal policies, international trade laws, and regulatory requirements. Problem Resolution : Address and resolve d...
- ... the application of the company's asset management. Ensure compliance with the regulations of the Securities and Futures Commission... ... Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external s...
- ...urnal entries and review account payable entries, ensuring the maintenance of accurate and complete accounting records in compliance with regulatory standards and company policies. Establish protocols for consistent record-keeping and reconciliation Issuance of inv...
- ...ead the development of the Group’s ESG practices by promoting ESG awareness internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports Strengthen public relations and Group’s branding by developin...
- ...anagement Division, including pre-investment research, investment decision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents. # Organize and coordinate research tasks for analysts. ...
- ...st workshop/clinic to uplift sales performance of individual sales staff - Enhance the knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance, Economics or related disciplines - 8-10 years banki...
- ..., implement, and ensure training programs and materials be in compliance with internal control, policies and procedures of the Company... ...planning industry Well verse in general and life insurance regulatory requirements Proficient in training facilitation Integr...
- ...aise with banks to handle inquiries regarding the client funds Provide operational support to ensure workflows comply with SFC regulatory and internal operating guidelines Perform UAT for system development / enhancement Assist any ad-hoc duties as required ...
- ...tion trading would be an advantage Knowledge of VA Crypto Market is mandatory. Holder of SFC RA1 and RA2 Understanding of regulatory frameworks governing virtual assets, including KYC/AML Proficient in MS office including word and excel Willingness to work...
- ...anghai or Shenzhen. 入職地區:香港、北京、上海、深圳任選。 F.Chief Compliance Officer/ Inspector General合規主任/監察主任 Job Descriptions:Respo... ...門的風控合規以及指錯糾錯工作,確保各部門工作正常進行。 Job Requirements:With legal and regulatory experience and a bachelor’s degree or above. 崗位需求:具有法律法規經驗...
- ...ence in risk management, analytics or a related field is an advantage · Familiarity with enterprise risk management frameworks, regulatory reporting processes, or governance structures is beneficial · Fresh graduates with a strong academic background and relevant sk...
- ...tion Improve procedures and policies in support of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled with related regulations Any ad-hoc duties as assigned Job Specifications Bac...
- ... 5. Industry-Specific Collaboration Work with internal and external parties to resolve integration issues Support audit and compliance reporting (e.g., container utilization, lease expirations, user permission review, etc). 6. Process Improvement Identify...
- ...allowed to carry on Type 1, Type 4, Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me...
- ... Analysis: Tracking key leasing metrics, preparing reports, and analyzing data to identify areas for improvement. ~ Legal Compliance: Ensuring compliance with all relevant laws and regulations related to property management and leasing. Requirements: - ...
- ...allowed to carry on Type 1, Type 4, Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me...
- ...t with business partners Collaborate with different internal departments including Corporate Communication, Segment, Legal and Compliance, IT, Customer services, etc. to ensure the programs will be carried out smoothly and maximize the use of the Bank’s communication...
HKD 45k - HKD 80k per month
...ime Compute Engineering: Develop and engineer cloud runtime compute products and solutions with a security-first approach. Ensure compliance with the firm's security control policies and procedures throughout the product lifecycle, utilizing technologies such as Terrafo...- ...t of the wellness team Collaborate with the leadership team to identify and capitalise on new business opportunities Ensure compliance with all relevant industry regulations and internal policies Contribute to the continuous improvement of the centre's operatio...
- ...egree holder in Business, Finance or related discipline(s); ~3-5 years’ DCM deal execution experience; ~ Attained related SFC regulatory criteria for carrying out capital markets activities; ~ Strong knowledge of credit analysis and Asian credit markets; ~ Good ...
- ... structure. Handle incoming inquiries from clients, analyze their needs, and offer advice on company secretarial and statutory compliance matters. Maintain good customer relationships with outstanding account servicing capabilities. Liaise with the Hong Kong Co...
- ...lculations and repledging arrangement with financial institutions Monitor client monies and liquid capital positions to ensure compliance with SFC requirements Handle client withdrawal and deposit instructions Handle banking transactions and liaise with banks t...
- ...les activities and adhere to internal sales process. Collaborate with OFX's broader team to stay updated with new and existing compliance and legal regulations, product advancements and distribution channels. Actively contribute and consult on longer-term strategi...
- ... Research and resolve accounting issues including evaluation and implementation of new accounting pronouncements to ensure HKFRS compliance. Participate in ad hoc project / tasks as assigned by supervisor. Requirements: ~ Bachelor's Degree in Accounting or ...