Search Results: 328 vacancies
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
HKD 45k - HKD 50k per month
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
...itional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with ...
...evant experience in undertaking SAR reviews and investigation within a financial institution
~Knowledge of AML/ CFT Compliance and relevant regulatory requirements
~Good command in both written and spoken English and Chinese (including Mandarin)
~Good analytical, i...
...
As an Analyst in the Asia Pacific Global Financial Crime Compliance (APAC GFCC) – Corporate and Investment Bank (CIB)/ Commercial... ... of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. ...
...s, headquartered in New York City. They are now looking for a Regulatory Relations Associate to join their team to support regulatory ... ...MA/ SFC exam.
Job Description
~Responsible for regulatory compliance and regulatory relations to manage HKMA/SFC exams
~Manage da...
...for uniformity and accuracy. Explore innovative ways for data integration to enforce good governance on data management and regulatory compliance
Requirements:
Postgraduate degree in Statistics, Computer Science, Data Science or related disciplines
Around 6 ...
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
~Conduct risk basked monitoring activities, while following the annual compliance plan
~Conduct compliance revie...
...e on this career opportunity.
Responsibilities:
~Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new business and operations
~Manage dissemination of the latest development of applicable...
...on, Risk Management or related discipline
~Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
~Sound Knowledge in insurance products, regulatory requirements and market practices
~Basic knowledge of regulatory requirem...
... retail corporation with a global presence. As the company committed to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and promote responsible business conduct.
Job Description:
The team...
...s and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Manager
RESPONSIBILITIES
~Responsible for maintaining a world-class Global Trade Compliance program in Hong Kong, Taiwan and Ch...
...s and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Executive
RESPONSIBILITIES
~Support Sanction Party List (SPL) screening on new customers screening for compliance to government...
Responsibilities
Handling and review consolidation process
Oversight and monitor quarterly audit with tight deadline
Communicate with auditor and overseas regional office
Review and make suggestion on internal processes
Dealt with and review HK tax i...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
...y team of 6 members
~ Participate in the implementation of the Company’s corporate social responsibility policy and the related compliance processes.
~ Drive social compliance and human rights initiatives, ensure successful program deployment and achievement of KPIs...
...veries
Governance
Ensure adherence to bank's legal & compliance requirements.
Establish clear and well documented business... ...g & mitigation mechanism to ensure proper implementation.
Regulatory & Business Conduct
Display exemplary conduct and live by...
Standard Chartered Bank
Kowloon
3 days ago
...erest rate risk in banking book (“IRRBB”) activities in Hong Kong and Greater China North Asia (GCNA), including compliance with policies on both regulatory and internal, control frameworks, risk analytics, and exposures monitoring.
Kay Responsibilities
Suppor...
Standard Chartered Bank
Kowloon
5 days ago
...d Transfer Agent vendor in Hong Kong as well as managing various regulatory reporting tasks, product and fund life cycle events, offshored processes, Tax Reporting including Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS).
Engage in co...
JPMorgan Chase & Co.
Kowloon
1 day ago
... opened accounts, conducting risk level assessments of company customers in conjunction with the requirements of the compliance department and regulatory agencies, and conducting regular risk investigations and re-inspections;
Identify, monitor, analyze, and investig...
