...
Our client is one of the largest American Investment/ Private banks, headquartered in New York City. They are now looking for a Regulatory Relations Associate to join their team to support regulatory relations in HKMA/ SFC exam.
Job Description
~Responsible for re...
...North Asia (GCNA), including compliance with policies on both regulatory and internal, control frameworks, risk analytics, and exposur... ...ulatory development and ensure compliance.
Ensure accurate reporting, timely monitoring of liquidity risk, IRRBB and issues identi...
Standard Chartered Bank
九龍
2 天前
...iness. Additionally, you will supervise approximately 6 direct reports. Your technical expertise and ability to effectively engage wi... ...Transfer Agent vendor in Hong Kong as well as managing various regulatory reporting tasks, product and fund life cycle events, offshored...
JPMorgan Chase & Co.
九龍
3 天前
...lish clear and well documented business processes, establish checking & mitigation mechanism to ensure proper implementation.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibi...
Standard Chartered Bank
九龍
5 天前
... LinkedIn and Twitter. asmglobal.com Department : Finance
Reports to : Executive Director
About the Role
You will oversee... ...tion. You will ensure compliance with accounting standards and regulatory requirements. You will handle budgeting, forecasting and provi...
...pdating bank-wide IT risk management policy, preparing IT risk reports, and conduct IT incident management for ensuring adequacy of r... ...t from banks;
Knowledge on IT risk and control, and related regulatory requirement
Excellent communication, interpersonal, negotia...
...g activities; and able to demonstrate an ability to interpret regulatory requirements and assess operational compliance with those req... ...h complex data sets and environments, drawing conclusions and reporting findings.
You should be enthusiastic, confident, and prepa...
... execute marking programs for online products and services.
~Responsible for BAU activities such as incident handling, regulatory and MIS reporting.
Requirements:
~Degree holder in Business Administration, Information System, E-Commerce or related discipline
...
...king to enhance market process and practice;
Participate in Regulatory/ Market Infrastructure meetings to communicate SCB and clients... ...nt Service Manager (if any) /relevant people on non-accounting report services / issues.
Provide hands-on advice, coaching and gu...
Standard Chartered Bank
九龍
2 天前
...Develop departmental procedure manuals/guidelines and policy
Maintain MIS and compilation of various reports; and manage budgeting
Handle AML and all regulatory reporting
Manage Key strategic projects
Perform other ad hoc projects or assignments.
Requi...
...ble money laundering prevention procedures and, in particular reporting any suspicious activity to the Unit Money Laundering Preventi... ... To comply with all relevant policies and procedures covering regulatory, local and group requirements
To comply with all relevant ...
Standard Chartered Bank
九龍
3 天前
... opportunity is offered to the right candidate to join us.
Reporting to the Financial Controller, you will be responsible for:
~... ...d banking matters;
~Prepare regular management accounts and regulatory reports;
~Communicate effectively with all other business f...
...n real time
~Review of surveillance reviews and prepare MI reporting to ensure accurate information is shared
~Ensure appropria... ... SMARTS and Actimize would be preferred)
~Understanding of regulatory environment
~Strong communication skills in English and Chi...
...spective building fund accounts to ensure timely and accurate reporting.
Responsibilities:
~Plan, co-ordinate and oversees imple... ...
~Qualified accountant with HKICPA or ACCA or any organized regulatory accounting bodies
~At least 7 years of experience gained fr...
...ignments, including planning, testing, control evaluation, and report drafting.
~Analyze processes, identify key risks and controls... ...ts as assigned by regulators or senior management.
~Adhere to regulatory guidelines and internal policies.
Requirements:
~Bachel...
HKD 18k - HKD 20k /月
...ps through conducting regular visits, preparing regular/ad-hoc reports as requested; and responding to client’s enquires in a prompt ... ...sectors such as EMSD to ensure all projects in accordance with regulatory requirements.
We are looking for:
Bachelor’s degree (or ...
...Senior Accountant to join their finance team.
~Financial Reporting and Consolidation: Prepare and consolidate financial stateme... ...timely reporting in compliance with accounting standards and regulatory requirements.
~Financial Analysis: Perform detailed analysis...
...ment SME Banking and for administering related governance and reporting processes
Business
· Communicate the strategic inten... ...ity to manage risk.Expertise in process design and control
Regulatory Framework and Requirements: Awareness and understanding of th...
Standard Chartered Bank
九龍
1 天前
...tions and take appropriate actions.
~Prepare funding movement reports in accordance with established procedures.
~Perform sanitary ... ....
~Adhere to transaction processing policies, procedures, and regulatory requirements, including anti-money laundering (AML) and counte...
HKD 17k - HKD 20k /月
...th the related procedures and service standard
Ensure all account opening and maintenance cases are handled in compliance with regulatory requirements and internal procedures/guidelines
Maintain the client information with accuracy and up to date
Process enterp...
..., etc.;
Perform & responsible for full spectrum of company secretarial duties in compliance with Companies Ordinance and other regulatory requirements including preparation of minutes and statutory returns and other documents, updating and maintaining corporate recor...
...and AMTD Group, is a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with...
...financial management system (such as Epicor) and e-Payment.
Job Duties:
To perform financial planning, analysis, and prepare reports on financial performance and investment return;
To assist decision making of the Board of Directors and the senior management o...
Christian Family Service Centre
九龍
12 個小時
...ial success by setting and achieving revenue targets, managing budgets, and monitoring key financial indicators. Analyze financial reports, identify areas for improvement, and implement corrective actions as necessary.
Team Leadership: Build and lead a high-performi...
Charterhouse Hong Kong
九龍
2 天前
...d product update to both sales staff and customer.
Oversee the premium financing application process to ensure compliance with regulatory requirements.
Coordinate with credit approval departments, loan operation departments, and insurance companies to expedite app...
...the bank's growth and development
~Review, develop and deploy IT Security Policy and measures in accordance with compliance and regulatory requirements; define security measures and control procedure to enhance IT security awareness
~Manage data center operations an...
...rsee daily trade operations – including NAV calculations, reconciliation and cash management
Be abreast compliance matters and reporting to SFC, SEC, CIMA etc
Liaise with tax advisors and complete due diligence processes and best practices
Prepare board minute...
Charterhouse Hong Kong
九龍
3 天前
...tivities are delivered in accordance with procedures and service standards and the business operates in accordance with Group and regulatory compliance and subject to robust internal controls
Create and contribute to a customer friendly environment in accordance with...
HSBC
九龍
5 天前
...iew to the Group Chief Risk Officer
Prepare risk management reports to Management Committees and the Board of Directors
Conduct... ...usiness environment and the latest supervisory policy manual / regulatory requirements
Participate in ad-hoc risk-related projects of...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...