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- ... Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus on licensing over...
- ...presence across Asia is seeking a dynamic and detail-oriented Compliance Officer to join its APAC Compliance function. This is an exci... ...nits ~Ensure implementation and compliance with policies and regulatory frameworks across jurisdictions ~Conduct second line control...
- ... stay ahead. The Global Payments Solutions Non-Financial Regulatory Reporting Center of Excellence (GPS NFRR COE) centrally manag... ...r at Bank of America, you’ll play a critical role in ensuring compliance with regulatory reporting requirements and developing and mai...
- ...nking, and asset management. They are now seeking a seasoned Compliance Manager to take on a pivotal role within a high-performing Co... ...the full spectrum of regulated activities and ensuring robust regulatory standards are upheld across the firm's operations. Your Role...
- ...cially focused advice to clients navigating complex legal and regulatory challenges. Its Hong Kong office is a dynamic and collaborati... ... cross-border investigations, anti-corruption, sanctions, and compliance matters. The successful candidate will play a pivotal ro...
- ...ient, a well established Private Banking group is looking for compliance professional. University graduates preferably with major i... ...be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal ac...
Top Executive Ltd.
中環10 天前 - ...sibilities: Advising clients on the IPO process, including regulatory requirements, market conditions, and strategic considerations... ... the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the e...
- ...owth for all their leaders. Job Description ~Overseeing the preparation and delivery of accurate financial reports in compliance with regulatory standards ~Developing and implementing financial strategies to support business objectives ~Lead the financial planning...
- ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- ...avigate audit with emerging technologies such as AI/ Data/ Automation ~Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies. ~Analyze IT systems and processes for potential vulnerabilities and recommend improv...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update... ...s in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Review MPFA’s brief description summarizing t...
BOCI-Prudential Trustee Limited
太古城5 天前 - ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new... ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation...
Valuable Capital Limited
上環13 天前 - Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan,...
Daiichi Sankyo Hong Kong Limited
銅鑼灣22 天前 - ...with the trading desk and other risk and support groups (i.e. Compliance, Finance, Operations, etc.). Product knowledge and quantitat... ...s (esp. in the APAC region), and keep abreast of market news, regulatory changes and developments in the industry which might impact o...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t...
Aquis Search Limited
中環19 天前 - ...employee relations, culture building, payroll administration, compliance, and talent development. The ideal candidate will have strong... ...d employee documentation Ensure adherence to labor laws, regulatory requirements, and company policies Employee Onboarding ...
- ... Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compli... ...e with U.S. Export Administration Regulations (EAR) and other regulatory requirements; Manage end-to-end legal processes for cross-...
North Beta International Securities Limited
中環2 天前 HKD 80k /月
As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance,...Michael Page
中環2 天前- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular an...
Ping An Bank Company Ltd
中環20 天前 - AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties... ...anction management framework of the Branch and to comply with regulatory requirements; Provide sanction clearance / advisory on rea...
Spidernet Recruitment Services
中西區12 天前 - ...pportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence ... ...ng Bank are effective in identifying, managing and mitigating Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks an...
Hang Seng Bank
中環3 天前 - ...s, stablecoin-enabled finance. About the team You will be part of a global Legal, Risk and Compliance team to jointly build and operate a best-in-class regulatory compliance program as Reap seeks to deepen its roots in its Hong Kong headquarters. You will repor...
- ... caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading rol... ...es from regulator and group standard To monitor the latest regulatory development as well as the Group standard, provide update and...
Hang Seng Bank
中環3 天前 - ...e region. Job Responsibilities Keep track of legal and regulatory updates and notify relevant stakeholders to ensure the Bank m... ... in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docum...
Bank of Shanghai (Hong Kong) Limited
中西區6 天前 - ...les and trading as well as other groups particularly Finance, Compliance, Legal and documentation. The person will also be involved i... ...e bank's risk appetite and risk limits identified, as well as regulatory requirements, as applicable Manages risk requests, breach ...
- ... Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collab... ...ams as well as customers to ensure product compliance with EU regulatory requirements. Assist with various projects as assigned, de...
OBI Group Sourcing Hong Kong Limited
銅鑼灣6 天前 - ...isticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identify their impacts and necessary controls on the busines...
Hang Seng Bank
中環23 天前 - ...onal excellence. This high-visibility role offers exposure to regulatory and legal matters as well as corporate governance matters. K... ...ties ~Support regional legal matters including transactions, compliance, and contract management ~Draft and review legal documents: ...
HKD 80k - HKD 100k /月
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional fin...Michael Page
中環1 天前- ...t with business objectives and client needs. ~Ensure the timely completion and review of KYC/CDD and related compliance processes in accordance with regulatory and bank standards, upholding the highest levels of integrity. ~Stay current on industry best practices, mar...
