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- ... Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus on licensing over...
- ...presence across Asia is seeking a dynamic and detail-oriented Compliance Officer to join its APAC Compliance function. This is an exci... ...nits ~Ensure implementation and compliance with policies and regulatory frameworks across jurisdictions ~Conduct second line control...
- ... stay ahead. The Global Payments Solutions Non-Financial Regulatory Reporting Center of Excellence (GPS NFRR COE) centrally manag... ...r at Bank of America, you’ll play a critical role in ensuring compliance with regulatory reporting requirements and developing and mai...
- Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Senior Officer, Finance Regulatory Reporting Posting Date: 15 May 2025 Location: Hong Kong Island, HK Company: UOB Hong Kong About UOB United Overseas Bank Li...
United Overseas Bank Ltd.
香港島1 天前 - ...nking, and asset management. They are now seeking a seasoned Compliance Manager to take on a pivotal role within a high-performing Co... ...the full spectrum of regulated activities and ensuring robust regulatory standards are upheld across the firm's operations. Your Role...
- ...cially focused advice to clients navigating complex legal and regulatory challenges. Its Hong Kong office is a dynamic and collaborati... ... cross-border investigations, anti-corruption, sanctions, and compliance matters. The successful candidate will play a pivotal ro...
- ...owth for all their leaders. Job Description ~Overseeing the preparation and delivery of accurate financial reports in compliance with regulatory standards ~Developing and implementing financial strategies to support business objectives ~Lead the financial planning...
- ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- ...avigate audit with emerging technologies such as AI/ Data/ Automation ~Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies. ~Analyze IT systems and processes for potential vulnerabilities and recommend improv...
- ...sibilities: Advising clients on the IPO process, including regulatory requirements, market conditions, and strategic considerations... ... the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the e...
- ...employee relations, culture building, payroll administration, compliance, and talent development. The ideal candidate will have strong... ...d employee documentation Ensure adherence to labor laws, regulatory requirements, and company policies Employee Onboarding ...
- ...with the trading desk and other risk and support groups (i.e. Compliance, Finance, Operations, etc.). Product knowledge and quantitat... ...s (esp. in the APAC region), and keep abreast of market news, regulatory changes and developments in the industry which might impact o...
- ...s, stablecoin-enabled finance. About the team You will be part of a global Legal, Risk and Compliance team to jointly build and operate a best-in-class regulatory compliance program as Reap seeks to deepen its roots in its Hong Kong headquarters. You will repor...
- ...les and trading as well as other groups particularly Finance, Compliance, Legal and documentation. The person will also be involved i... ...e bank's risk appetite and risk limits identified, as well as regulatory requirements, as applicable Manages risk requests, breach ...
- ...onal excellence. This high-visibility role offers exposure to regulatory and legal matters as well as corporate governance matters. K... ...ties ~Support regional legal matters including transactions, compliance, and contract management ~Draft and review legal documents: ...
- ...t with business objectives and client needs. ~Ensure the timely completion and review of KYC/CDD and related compliance processes in accordance with regulatory and bank standards, upholding the highest levels of integrity. ~Stay current on industry best practices, mar...
- ...insights into the performance of the Group through financial, regulatory and performance reporting of the Group. Job Responsibiliti... ...ccurate recognition of business revenue, expense booking, and compliance with accounting standards and internal policies. Continuou...
United Overseas Bank Ltd.
香港島2 天前 - ...ient, a well established Private Banking group is looking for compliance professional. University graduates preferably with major i... ...be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal ac...
- ...ures, coordinating across senior business units, and ensuring regulatory alignment across the board. Your Impact ~Maintain and manag... ...ist with policy reviews, regulatory initiatives, and internal compliance frameworks ~Lead coordination with external counsel and mana...
- ...trategy and lead a cross-border legal team navigating complex regulatory and commercial landscapes. You'll play a critical role in sha... ...al lawyers ~Provide legal direction on corporate governance, compliance, and commercial agreements ~Oversee cross-border contract ne...
- ...ient selection and growth strategies with banking colleagues. Ensure full observance of and adherence to applicable compliance and other regulatory requirements and guidelines. Provide client and market feedback to management and business partners, including for ...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update... ...s in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Review MPFA’s brief description summarizing t...
- ...ponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new... ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan,...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular an...
HKD 80k /月
As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance,...- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties... ...anction management framework of the Branch and to comply with regulatory requirements; Provide sanction clearance / advisory on rea...
- ...pportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence ... ...ng Bank are effective in identifying, managing and mitigating Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks an...
- ... caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading rol... ...es from regulator and group standard To monitor the latest regulatory development as well as the Group standard, provide update and...
