Search Results: 5,799 职位空缺
...ibilities :
Conduct investigation on compliance and red flags, liaise and report suspic... ...and upstream brokers in regards to Post-trade and Pre-Trade control or related issue ... ...buse risk analysis and mapping of trade surveillance controls to resolve residual risk
An...
...ent, a leading HK financial entity, is looking for an AVP, Trade Surveillance for their upcoming team expansion.
Responsibilities:
... ...ropriate control to mitigate risks of trading
~Update the compliance program policies and conduct internal reviews when required...
Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups.
At Macquarie, we are working to ...
HKD 55k - HKD 65k /月
...es to ensure accuracy, completeness, and compliance.
Review customer data, identification... ...
Provide training and guidance to KYC analysts and other stakeholders on quality contro... ...ity, gender, religion, marital status or trade union membership) as we do not collect y...
...l services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.
Visit to know more about us!
6 month leave cover for trade support analyst level. We want someone familiar with credit risk and trade proces...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
...y candidates to apply for the following vacancy:
Job highlights:
~Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curiosity
The Regional Trade Compliance Manager will join the Regi...
...soned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation... ...with regulators, managing and handling investigation requests, trade-related enquiries, demands for information, business related e...
Rober Walters Hong Kong
香港島
1 天前
Hutchison Telecom Hong Kong is a leading digital operator in Hong Kong, committed to channelling the latest technologies into innovations that set market trends and steer industry development. We offer diverse and advanced mobile services under the 3, SUPREME, MO+ and ...
Trading Analyst Intern
The Role
Our client is seeking hardworking trading analyst interns available for an immediate start. Interns will receive intensive training around global markets, risk management, technical analysis, fundamental analysis as well as mentor...
...y of all."
Job Summary:
The Market Surveillance & Monitoring Department is primarily responsible for... ...f the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. It also cooperates with Hong K...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Executive
RESPONSIBILITIES
~Support Sanction Party List (SPL) screening on new customers screening for compliance to governm...
...stomers in a professional manner
~Work closely with internal stakeholders including offshore operations team, Product Management, Trade Service, Sale in processing new structured deals and new initiatives of the Bank.
~Comply all internal and external policies/guid...
HKD 50k - HKD 100k /月
Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Com...
...ide risk advice on transactions relates to Electronic and Algo Trading in the APAC region
Responsible for pre and post trade ris... ...rs’ experience in electronic trading experience handling risk/ compliance/ audit/ trade support functions
Familiar with Algo and el...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Manager
RESPONSIBILITIES
~Responsible for maintaining a world-class Global Trade Compliance program in Hong Kong, Taiwan and...
...5 years+ banking applications development experience for System Analyst. 3 years+ for Analyst Programmer. Fresh Graduates or less years... ...oficient in Java/C++, SQL, Unix Shell script;
- Experience in trade finance, factoring & supply chain project is an advantage;
- ...
InfoTech Services (Hong Kong) Limited
香港島
1 天前
...luding but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the third-party and VIL deposit and withdrawal applications of...
...
Bloomberg is seeking an individual to join our APAC Supply Chain Compliance team. This individual will be part of an exciting and dynamic team supporting over 35+ jurisdictions. International trade laws/regulations are constantly changing and create a fast paced and...
Our client is a leading market maker in quantitative and high-frequency trading of digital assets. They are seeking talents to design and develop the strategic trading platformof theregion.
Responsibilities:
Perform scheduling post-trade reconciliation and settl...
