Search Results: 6,292 职位空缺
...ibilities :
Conduct investigation on compliance and red flags, liaise and report suspic... ...and upstream brokers in regards to Post-trade and Pre-Trade control or related issue ... ...buse risk analysis and mapping of trade surveillance controls to resolve residual risk
An...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escalated cases from business units and file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication survei...
...ent, a leading HK financial entity, is looking for an AVP, Trade Surveillance for their upcoming team expansion.
Responsibilities:
... ...ropriate control to mitigate risks of trading
~Update the compliance program policies and conduct internal reviews when required...
Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups.
At Macquarie, we are working to ...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
...y of all."
Job Summary:
The Market Surveillance & Monitoring Department is primarily responsible for... ...f the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. It also cooperates with Hong K...
Trading Analyst Intern
The Role
Our client is seeking hardworking trading analyst interns available for an immediate start. Interns will receive intensive training around global markets, risk management, technical analysis, fundamental analysis as well as mentor...
...stomers in a professional manner
~Work closely with internal stakeholders including offshore operations team, Product Management, Trade Service, Sale in processing new structured deals and new initiatives of the Bank.
~Comply all internal and external policies/guid...
Our Risk and Compliance Department is currently looking for high caliber candidate to join
Responsibilities
Assisting in carrying out the compliance tests in accordance with the Compliance plan
Assisting/handling various compliance and company secretarial ...
Hutchison Telecom Hong Kong is a leading digital operator in Hong Kong, committed to channelling the latest technologies into innovations that set market trends and steer industry development. We offer diverse and advanced mobile services under the 3, SUPREME, MO+ and ...
HKD 50k - HKD 100k /月
Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Com...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Executive
RESPONSIBILITIES
~Support Sanction Party List (SPL) screening on new customers screening for compliance to governm...
...ide risk advice on transactions relates to Electronic and Algo Trading in the APAC region
Responsible for pre and post trade ris... ...rs’ experience in electronic trading experience handling risk/ compliance/ audit/ trade support functions
Familiar with Algo and el...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Manager
RESPONSIBILITIES
~Responsible for maintaining a world-class Global Trade Compliance program in Hong Kong, Taiwan and...
...eptance testing as well as some Project Management responsibilities.
What you offer:
~10+ years' experience as an IT Business Analyst in financial services
~Experience working on large projects covering Equity derivative products is desirable
~Strong analytica...
Our client is a leading market maker in quantitative and high-frequency trading of digital assets. They are seeking talents to design and develop the strategic trading platformof theregion.
Responsibilities:
Perform scheduling post-trade reconciliation and settl...
...lay?
Working across product, execution and technology teams, you will focus on the development and enhancement of our algorithmic trading strategies and actively contribute to the full development cycle of our electronic trading product. You will research market micro...
Head of Sales (General Trade / Food Services)
Job Title: Head of Sales (General Trade / Food Services)
About Our Client
Ou... ...sales forecasting, budgeting, and pricing processes.
Ensure compliance with company policies, sales guidelines, and relevant regulati...
KOS International
香港島
1 天前
...luding but not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
~Handle the third-party and VIL deposit and withdrawal applications of...
...usiness partners within firms' operations:
Responsibilities
Supportand reviewHong Kong and Londonofficesteams on legaland compliance review
Identify and analyse any commercial opportunitiesin negotiation about legal subjects
Maintain regulatory relationshi...
