My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin i...
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
香港島
6 天前
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experie...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
...ut.
We're seeking a future team member for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. This r... ...ess units.
Analyzes existing and proposed legislation, regulatory announcements and industry practices to help the assigned...
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the... ...) to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the conduct of t...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
... a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, ...
Rober Walters Hong Kong
香港島
2 天前
Support the development, review, and implementation of compensation and benefits programs under the Total Compensation Framework
Coordinate, take lead and provide support in various annual C&B exercises, including but not limited to pay review, benefits review, staf...
BRS Limited
香港島
3 天前
...ed points in the process to ensure that the project is delivered on time.
• Manage external vendors on solution integration and compliance of standards, oversee and measure the fulfillment of the vendor’s contractual obligations
• Seek opportunities to constantly im...
Classy Wheeler Limited
香港島
6 天前
Job Responsibilities :
Provide practical and accurate compliance advice to foster sustainability and development of the group’s br... ...rnal policies and operational procedures in light of evolving regulatory environment
Advise business on compliance issues in transa...
...nsel of Micro Connect Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by en... ..., financial institutions, HK SFC, HKEx or HKMA, or equivalent regulatory authorities of other recognized jurisdictions.
The right...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
HKD 45k - HKD 50k /月
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our Client
My client is one of the largest glo... ... banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on ...
Our client, a leading banking group, is looking for a VP, Credit Risk and Governance, to join their expanding team.
Responsibilities:
Act as a main contact or HKMA for ICAAP related queries
Formulate and review the Bank’s risk policy framework
Review and en...
Charterhouse Hong Kong
九龍
3 天前
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal pol... ...fectively interact with PMs and traders.
In-depth knowledge of relevant regulatory requirements and industry best practices.
Key Responsibilities:
*Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability
*Assisting on licensing requirement...
...gion and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job Duties
Perform a... ...t to North Asia Head of Compliance
Accountable for HKMA regulatory risk assessment
Conduct periodic and thematic complianc...
Projob21.com Ltd.
香港島
4 天前
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move ... ...erg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and r...
...ovide legal services in the area of business ethics and legal compliance. The Shanghai office is a preferred location.
The attorney... ...onduct Guide, the Business Integrity Line and compliance with regulatory requires in Greater China.This attorney will provide crucial ...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Glob...
Projob21.com Ltd.
香港島
2 天前
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
VP, OTC Investment and Collateral Operations (Bank)
Job Title: VP, OTC Investment and Collateral Operations (Bank)
VP, OTC I... ...t on board, product launch strategy, system testing and related regulatory checking in growing OTC derivatives product business. You are r...
KOS International
香港島
6 天前
...bilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filings and...
...idly changing world. We are looking for a scientist to manage regulatory studies, monitor study programs and generate data to support ... ...lar and/or protein analytical and/or field/greenhouse data in compliance with internal and external standards to meet project and busi...