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- My client is looking for AML compliance- AD/VP level must be fluent in Mandarin
- Job Summary: We are seeking an experienced and proactive compliance professional to join the Legal & Compliance team as an Associ... ...ment Banking Division (IBD). This role is pivotal in ensuring regulatory compliance across corporate finance, M&A, and capital markets...
- A well-known Foreign Corporate Bank seeks a Vice President of Regulatory Compliance and Licensing to lead its Hong Kong team, ensuring robust regulatory adherence, seamless licensing processes, and strategic oversight. Key Responsibilities Cultivate a complian...
- The Role We are seeking a Consultant / Senior Consultant to join our Regulatory Compliance Advisory team. This role is based in our Cayman Islands office and offers the opportunity to work across various jurisdictions, including the British Virgin Islands, Bermu...
- As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance,...
- Your new role Develop and implement the firm-wide compliance strategy in accordance with SFC regulatory requirements Serve as the primary liaison with regulatory authorities, including responding to enquiries and managing inspections Monitor regulatory de...
- ...onal corporate bank is currently seeking a Director, Product Compliance (Private Banking) for the compliance department to provide b... ...alth and Investment suitability compliance with statutory and regulatory requirements for Corporate Banking business Advise busin...
- ...Hong Kong. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, includ...
- Our client is a leading corporate bank, seeking to hire a Vice President in the Regulatory Compliance team to focus on providing advisory and execution for all licensing activities at both the institutional and individual levels for the bank, ensuring compliance...
- Key Responsibilities and Duties Report to Head of Regulatory Compliance Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering the regulated activities including the insurance distribution ...
- ...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ...
- JOB DESCRIPTION Job title: Financial Crime Compliance Officer Corporate Title: Vice President Department: Compliance L... ... . Department overview: Nomura operates in a complex regulatory environment and the role of Compliance department is to ensur...
- ...Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus on licensing over...
- ...presence across Asia is seeking a dynamic and detail-oriented Compliance Officer to join its APAC Compliance function. This is an exci... ...nits ~Ensure implementation and compliance with policies and regulatory frameworks across jurisdictions ~Conduct second line control...
- ...ting Firm to work for in the APAC region for 2025. Job Description We are currently looking for a Senior Risk & Regulatory Compliance consultant from a Financial Services industry background (ideally with Management Consulting experience) to join our team i...
- ...al operations comply with relevant legislation and regulation. Act as the contact point for questions related to business & regulatory compliance matters. Driving the identification, assessment and mitigation of compliance risks by designing, enhancing and advising on ...
- ...s, stablecoin-enabled finance. About the team You will be part of a global Legal, Risk and Compliance team to jointly build and operate a best-in-class regulatory compliance program as Reap seeks to deepen its roots in its Hong Kong headquarters. You will repor...
- Your new company We are now hiring a VP/FVP, Compliance for a fast-growing global bank for their compliance team to support the compli... ...al business teams and provide clear, actionable guidance on regulatory matters. Prepare management reports that identify, ass...
- ...verview: We are looking for a dedicated Quality Surveyor to join our team. In this role, you will be crucial in ensuring compliance with regulatory and customer requirements while conducting internal audits and driving continuous improvements in our business processes....
- Major Responsibilities ~Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. ~Provide support on regulatory compliance works an...
- ...mum 2 years’ relevant experience in experience in the legal / compliance / AML function, experience from securities/ investment/asset ... ...be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal ac...
- ... In respect of notification of suspicious significant events, regulatory breaches, exceptional issue or incident escalated by 1LOD, co... ...rs of experience in enterprise risk management and regulatory compliance function would be an advantage Sound knowledge in enterpri...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire...
- Responsibilities: Perform financial and regulatory reporting functions, e.g. preparation of banking returns and financial reports, and monitoring of financial compliance ratios Exercise effective control on the operations, structure and workflow of financial dat...
- ...ing dedicated professionals to join: Responsibility: Assures that all products, packaging, labeling and claims are in regulatory compliance. Prepares local and overseas product labels, declaration letters and product information to relevant departments. Han...
- ...toring the ECA loan portfolio, and other internal financial / regulatory reporting requirement. Prepare marketing materials, take l... ...ge the end-to-end deal process, coordinating with KYC, legal, compliance, credit risk, internal stakeholders. Negotiate term sheets...
- ...rview: We are looking for a dedicated Quality Surveyor to join our team. In this role, you will be crucial in ensuring compliance with regulatory and customer requirements while conducting internal audits and driving continuous improvements in our business processes....
Regulatory Affairs Compliance & Project Specialist (2-year Renewable Contract) [Innovative Medicine]
...l Job Posting Locations: Mongkok, Kowloon, Hong Kong Job Description: Overall purpose of job: Maintain regulatory compliance and system compliance. Ensure training assignment is appropriate and timely. Support Regulatory Affairs Team on lab...- ...close to execution, customers and outcomes. As our VP of Product, you’ll be responsible for leading the ent... ... SME and/or enterprise software Familiarity with regulatory environments or working with compliance teams Experience managing platform-scale product...