Search Results: 14,181 职位空缺
Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage potential conflicts of interest and informatio... ...n process and coordinate with Business, Compliance and External Counsel in regard to pre-d...
...u to join us as one of our pre-opening team members.
Responsibilities:
Excellent knowledge of Rooms configuration/features, with all room specifications, and manage the inventory on the day of arrival
Prioritize and pre-register the rooms depending on the arriv...
...9146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital ma...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
Elee Consulting Ltd values staff human resource as the most important asset of a company. Please visit our website for more job vacancies
JOB DUTIES:
~ Responsible for answering hotline telephone calls and data entry, General duties of General Office Clerk
~...
Responsible for answering hotline telephone calls and data entry, General duties of General Office Clerk
Form 5 / DSE graduate or above
Must has Security Personnel Permit holder (QAS)
Work in shift duty, may be overnight shift, work on Sunday and Public Holid...
...d-class financial products and services, including wealth management and investment, protection, credit cards, and secured len... ...aliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Co...
...sting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
H... ...ree holder in Business Administration, Risk Management, Law or related disciplines.
Possesses k...
Responsibilities :
Security Control Room clerical job duties
Able to operate basic computers, including Chinese and English input
Requirements :
No security working experience required
Good Cantonese & General English
Good communication and customer...
...o join them
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and m... ...mum of 10 years’ experience in compliance, legal or other controls related function in the financial services industry. Know...
Recruitment Intelligence Consultants Ltd
香港島
4 天前
...n for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guid...
Rober Walters Hong Kong
香港島
2 天前
...assisting the department head in credit control activities to recover overdue payments,... ...g up or bankruptcy cases, and report to management.
Collaborate with external parties s... ...cil, Police Force, CIS) to ensure legal compliance.
Support the Department Head in prep...
...pe 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the bus... ...lopments.
Ensure business implement adequate procedures and controls to enable the business to comply with SFO and rules and circul...
...hentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s comp... ...sessments to ensure the effectiveness of policies and internal controls framework; identify, inspect, and report internal control weak...
...r advice on licensing issues
Provide compliance advice to the different business units ... ...tion to securities brokerage and wealth management business
Review and advise on legal ... ...al stakeholders to enhance the internal controls and procedures as well as the system of...
... prepare various routine monitoring and compliance report for Global Markets operational r... ...ferent gap analysis reports on internal control and compliance mechanism
Formulate... ...rnal control measures, like formulating management guidelines or carrying out sample check...
... Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management... ...licies, anti-money laundering policies, compliance policies, procedures and work guideline... ... inspections, identifying weak links in control, and proposing and implementing improve...
...vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to busines...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
...rst waterfront resort on Hong Kong Island, with over 400 guest rooms overlooking the spectacular South China Sea, located at the fo... ...aining sessions for staff
Assist and make recommendation to management for promotional activities and creative ideas
Ensure cleanl...
